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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-17 3:04 PM View:  | NewStar Financial, Inc. (NEWS) | 22-Dec-17 | Disposition | 99,037 | -- | -- | (100%) 99.04K to 0 | |
| 22-Feb-17 4:39 PM View: | NewStar Financial, Inc. (NEWS) | 17-Feb-17 | Grant | 16,785 | -- | -- | 20% 82.25K to 99.04K | |
| 15-Feb-17 4:00 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-17 | Payment of Exercise | 1,512 | $9.22 | $13,940.60 | (2%) 83.76K to 82.25K | (29%) |
| 15-Feb-17 4:00 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-17 | Payment of Exercise | 2,146 | $9.45 | $20,279.70 | (2%) 85.91K to 83.76K | (26%) |
| 15-Feb-17 4:00 PM View: | NewStar Financial, Inc. (NEWS) | 12-Feb-17 | Payment of Exercise | 3,621 | $9.18 | $33,240.80 | (4%) 89.53K to 85.91K | (30%) |
| 29-Mar-16 4:04 PM View: | NewStar Financial, Inc. (NEWS) | 25-Mar-16 | Payment of Exercise | 1,667 | $8.79 | $14,652.90 | (2%) 91.2K to 89.53K | (36%) |
| 17-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-16 | Payment of Exercise | 1,512 | $6.27 | $9,480.24 | (2%) 92.71K to 91.2K | (90%) |
| 17-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-16 | Payment of Exercise | 2,146 | $6.27 | $13,455.40 | (2%) 94.86K to 92.71K | (90%) |
| 17-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 12-Feb-16 | Grant | 31,897 | -- | -- | 51% 62.96K to 94.86K | |
| 26-Mar-15 4:18 PM View: | NewStar Financial, Inc. (NEWS) | 25-Mar-15 | Payment of Exercise | 6,216 | $10.93 | $67,940.90 | (9%) 69.17K to 62.96K | (9%) |
| 17-Feb-15 4:35 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-15 | Payment of Exercise | 1,512 | $10.58 | $15,997.00 | (2%) 70.69K to 69.17K | (13%) |
| 17-Feb-15 4:35 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-15 | Grant | 18,903 | -- | -- | 37% 51.78K to 70.69K | |
| 26-Mar-14 4:38 PM View: | NewStar Financial, Inc. (NEWS) | 25-Mar-14 | Payment of Exercise | 7,915 | $14.63 | $115,796.00 | (13%) 59.7K to 51.78K | 18% |
| 19-Feb-14 4:11 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-14 | Grant | 13,315 | -- | -- | 29% 46.38K to 59.7K | |
| 27-Mar-13 5:45 PM View: | NewStar Financial, Inc. (NEWS) | 25-Mar-13 | Grant | 46,384 | -- | -- | 100% 0 to 46.38K |