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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Mar-16 8:01 PM View:  | Broadcom Ltd (AVGO) | 16-Mar-16 | Option Exercise | 5,000 | $35.31 | $176,550.00 | 6% 82.43K to 87.43K | |
| 18-Mar-16 8:01 PM View: | Broadcom Ltd (AVGO) | 16-Mar-16 | Market Option Sale (Planned) | 5,000 | $147.61 | $738,050.00 | (6%) 87.43K to 82.43K | (174%) |
| 18-Mar-16 8:01 PM View: | Broadcom Ltd (AVGO) | 16-Mar-16 | Market Sale (Planned) | 1,975 | $147.61 | $291,530.00 | (2%) 82.43K to 80.46K | (174%) |
| 11-Mar-16 6:53 PM View: | Broadcom Ltd (AVGO) | 09-Mar-16 | Market Sale | 6,721 | $141.30 | $949,697.00 | (8%) 89.15K to 82.43K | (186%) |
| 03-Mar-16 5:43 PM View: | Broadcom Ltd (AVGO) | 01-Mar-16 | Grant | 13,000 | -- | -- | 17% 76.15K to 89.15K | |
| 18-Feb-16 6:58 PM View: | Broadcom Ltd (AVGO) | 17-Feb-16 | Option Exercise | 5,000 | $39.25 | $196,250.00 | 7% 76.15K to 81.15K | |
| 18-Feb-16 6:58 PM View: | Broadcom Ltd (AVGO) | 17-Feb-16 | Market Option Sale (Planned) | 5,000 | $127.00 | $635,000.00 | (6%) 81.15K to 76.15K | (218%) |
| 03-Feb-16 5:09 PM View: | Avago Technologies Ltd (AVCEDD) | 01-Feb-16 | Disposition | 61,917 | -- | -- | (81%) 76.15K to 14.24K | |
| 03-Feb-16 5:09 PM View: | Avago Technologies Ltd (AVCEDD) | 01-Feb-16 | Disposition | 14,237 | -- | -- | (100%) 14.24K to 0 | |
| 03-Feb-16 5:25 PM View: | Broadcom Ltd (AVGO) | 01-Feb-16 | Grant | 61,917 | -- | -- | 100% 0 to 61.92K | |
| 03-Feb-16 5:25 PM View: | Broadcom Ltd (AVGO) | 01-Feb-16 | Grant | 14,237 | -- | -- | 23% 61.92K to 76.15K | |
| 21-Jan-16 7:40 PM View: | Avago Technologies Ltd (AVCEDD) | 20-Jan-16 | Option Exercise | 5,000 | $39.25 | $196,250.00 | 7% 76.15K to 81.15K | |
| 21-Jan-16 7:40 PM View: | Avago Technologies Ltd (AVCEDD) | 20-Jan-16 | Planned Option Sale | 5,000 | $117.80 | $589,000.00 | (6%) 81.15K to 76.15K | |
| 21-Jan-16 7:40 PM View: | Avago Technologies Ltd (AVCEDD) | 29-Dec-15 | Gift | 114 | -- | -- | (< 1%) 76.27K to 76.15K | |
| 18-Dec-15 6:35 PM View: | Avago Technologies Ltd (AVCEDD) | 16-Dec-15 | Option Exercise | 5,000 | $39.25 | $196,250.00 | 7% 76.27K to 81.27K | |
| 18-Dec-15 6:35 PM View: | Avago Technologies Ltd (AVCEDD) | 16-Dec-15 | Planned Option Sale | 5,000 | $142.46 | $712,300.00 | (6%) 81.27K to 76.27K | |
| 11-Dec-15 4:31 PM View: | Avago Technologies Ltd (AVCEDD) | 09-Dec-15 | Sale | 394 | $147.17 | $57,985.80 | (< 1%) 76.66K to 76.27K | |
| 09-Dec-15 6:07 PM View: | Avago Technologies Ltd (AVCEDD) | 07-Dec-15 | Grant | 3,000 | -- | -- | 4% 73.66K to 76.66K | |
| 19-Nov-15 6:25 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Nov-15 | Option Exercise | 5,000 | $39.25 | $196,250.00 | 7% 73.66K to 78.66K | |
| 19-Nov-15 6:25 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Nov-15 | Planned Option Sale | 5,000 | $121.92 | $609,600.00 | (6%) 78.66K to 73.66K | |
| 23-Oct-15 5:35 PM View: | Avago Technologies Ltd (AVCEDD) | 21-Oct-15 | Option Exercise | 5,000 | $39.25 | $196,250.00 | 7% 73.66K to 78.66K | |
| 23-Oct-15 5:35 PM View: | Avago Technologies Ltd (AVCEDD) | 21-Oct-15 | Planned Option Sale | 5,000 | $121.73 | $608,650.00 | (6%) 78.66K to 73.66K | |
| 18-Sep-15 6:11 PM View: | Avago Technologies Ltd (AVCEDD) | 16-Sep-15 | Option Exercise | 5,000 | $39.25 | $196,250.00 | 7% 73.66K to 78.66K | |
| 18-Sep-15 6:11 PM View: | Avago Technologies Ltd (AVCEDD) | 16-Sep-15 | Planned Option Sale | 5,000 | $133.89 | $669,450.00 | (6%) 78.66K to 73.66K | |
| 11-Sep-15 5:28 PM View: | Avago Technologies Ltd (AVCEDD) | 10-Sep-15 | Sale | 3,905 | $127.51 | $497,927.00 | (5%) 77.57K to 73.66K | |
| 20-Aug-15 4:20 PM View: | Avago Technologies Ltd (AVCEDD) | 19-Aug-15 | Option Exercise | 5,000 | $37.35 | $186,750.00 | 6% 77.57K to 82.57K | |
| 20-Aug-15 4:20 PM View: | Avago Technologies Ltd (AVCEDD) | 19-Aug-15 | Planned Option Sale | 5,000 | $121.58 | $607,900.00 | (6%) 82.57K to 77.57K | |
| 17-Jul-15 4:54 PM View: | Avago Technologies Ltd (AVCEDD) | 15-Jul-15 | Option Exercise | 5,000 | $35.45 | $177,250.00 | 6% 77.57K to 82.57K | |
| 17-Jul-15 4:54 PM View: | Avago Technologies Ltd (AVCEDD) | 15-Jul-15 | Planned Option Sale | 5,000 | $132.30 | $661,500.00 | (6%) 82.57K to 77.57K | |
| 18-Jun-15 7:48 PM View: | Avago Technologies Ltd (AVCEDD) | 17-Jun-15 | Option Exercise | 5,000 | $35.45 | $177,250.00 | 6% 77.57K to 82.57K | |
| 18-Jun-15 7:48 PM View: | Avago Technologies Ltd (AVCEDD) | 17-Jun-15 | Planned Option Sale | 5,000 | $141.50 | $707,500.00 | (6%) 82.57K to 77.57K | |
| 21-May-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 20-May-15 | Option Exercise | 5,000 | $35.38 | $176,900.00 | 6% 77.57K to 82.57K | |
| 21-May-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 20-May-15 | Planned Option Sale | 5,000 | $129.94 | $649,700.00 | (6%) 82.57K to 77.57K | |
| 16-Apr-15 5:36 PM View: | Avago Technologies Ltd (AVCEDD) | 15-Apr-15 | Option Exercise | 5,000 | $35.31 | $176,550.00 | 6% 77.57K to 82.57K | |
| 16-Apr-15 5:36 PM View: | Avago Technologies Ltd (AVCEDD) | 15-Apr-15 | Planned Option Sale | 5,000 | $124.77 | $623,850.00 | (6%) 82.57K to 77.57K | |
| 20-Mar-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 19-Mar-15 | Gift | 86 | -- | -- | (< 1%) 77.65K to 77.57K | |
| 20-Mar-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Mar-15 | Option Exercise | 5,000 | $35.31 | $176,550.00 | 6% 84.36K to 89.36K | |
| 20-Mar-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Mar-15 | Planned Option Sale | 5,000 | $128.65 | $643,238.00 | (6%) 89.36K to 84.36K | |
| 20-Mar-15 6:44 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Mar-15 | Sale (Planned) | 6,705 | $128.65 | $862,582.00 | (8%) 84.36K to 77.65K | |
| 13-Mar-15 5:32 PM View: | Avago Technologies Ltd (AVCEDD) | 11-Mar-15 | Sale | 6,629 | $125.38 | $831,111.00 | (7%) 90.99K to 84.36K | |
| 05-Mar-15 5:24 PM View: | Avago Technologies Ltd (AVCEDD) | 03-Mar-15 | Grant | 15,000 | -- | -- | 20% 75.99K to 90.99K | |
| 19-Feb-15 7:29 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Feb-15 | Option Exercise | 5,000 | $35.45 | $177,250.00 | 7% 75.99K to 80.99K | |
| 19-Feb-15 7:29 PM View: | Avago Technologies Ltd (AVCEDD) | 18-Feb-15 | Planned Option Sale | 5,000 | $110.32 | $551,600.00 | (6%) 80.99K to 75.99K | |
| 23-Jan-15 3:03 PM View: | Avago Technologies Ltd (AVCEDD) | 21-Jan-15 | Option Exercise | 5,000 | $35.45 | $177,250.00 | 7% 75.99K to 80.99K | |
| 23-Jan-15 3:03 PM View: | Avago Technologies Ltd (AVCEDD) | 21-Jan-15 | Planned Option Sale | 5,000 | $105.69 | $528,450.00 | (6%) 80.99K to 75.99K | |
| 19-Dec-14 5:51 PM View: | Avago Technologies Ltd (AVCEDD) | 17-Dec-14 | Option Exercise | 5,000 | $35.45 | $177,250.00 | 7% 75.99K to 80.99K | |
| 19-Dec-14 5:51 PM View: | Avago Technologies Ltd (AVCEDD) | 17-Dec-14 | Planned Option Sale | 5,000 | $97.40 | $487,000.00 | (6%) 80.99K to 75.99K | |
| 10-Dec-14 5:47 PM View: | Avago Technologies Ltd (AVCEDD) | 08-Dec-14 | Grant | 3,000 | -- | -- | 4% 72.99K to 75.99K | |
| 10-Dec-14 5:47 PM View: | Avago Technologies Ltd (AVCEDD) | 22-Sep-14 | Gift | 50 | -- | -- | (< 1%) 73.04K to 72.99K | |
| 18-Sep-14 6:16 PM View: | Avago Technologies Ltd (AVCEDD) | 17-Sep-14 | Option Exercise | 5,000 | $20.08 | $100,400.00 | 7% 73.04K to 78.04K |