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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Mar-13 9:08 PM View:  | Tri-Continental Corp. (TY) | 18-Mar-13 | Market Purchase | 10,000 | $17.42 | $174,168.00 | 111% 9.0K to 19.0K | 39% |
| 05-Mar-13 2:35 PM View: | Tri-Continental Corp. (TY) | 04-Mar-13 | Market Purchase | 9,000 | $17.16 | $154,438.00 | 100% 0 to 9.0K | 43% |