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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Aug-24 5:22 PM View:  | The Carlyle Group LP (CG) | 26-Aug-24 | Grant | 49,508 | -- | -- | < 1% 7.04M to 7.09M | |
| 23-May-24 5:25 PM View: | The Carlyle Group LP (CG) | 21-May-24 | Grant | 44,052 | -- | -- | < 1% 7.0M to 7.04M | |
| 23-May-24 10:00 PM View: | Sofi Technologies, Inc. (SOFI) | 21-May-24 | Option Exercise | 26,249 | -- | -- | 8% 335.04K to 361.29K | |
| 03-May-24 5:17 PM View: | The Carlyle Group LP (CG) | 01-May-24 | Payment of Exercise | 550,704 | $44.80 | $24,671,500.00 | (7%) 7.55M to 7.0M | (12%) |
| 05-Mar-24 6:43 PM View: | The Carlyle Group LP (CG) | 01-Mar-24 | Grant | 50,131 | -- | -- | < 1% 7.5M to 7.55M | |
| 16-Feb-24 6:02 PM View: | The Carlyle Group LP (CG) | 14-Feb-24 | Grant | 731,351 | -- | -- | 11% 6.77M to 7.5M | |
| 19-Dec-23 5:01 PM View: | The Carlyle Group LP (CG) | 15-Dec-23 | Sale | 295,358 | $41.74 | $12,328,000.00 | (4%) 7.06M to 6.77M | |
| 01-Dec-23 5:22 PM View: | The Carlyle Group LP (CG) | 29-Nov-23 | Grant | 70,896 | -- | -- | 1% 6.99M to 7.06M | |
| 25-Aug-23 6:56 PM View: | The Carlyle Group LP (CG) | 23-Aug-23 | Grant | 80,717 | -- | -- | 1% 6.91M to 6.99M | |
| 25-May-23 6:20 PM View: | The Carlyle Group LP (CG) | 23-May-23 | Grant | 85,723 | -- | -- | 1% 6.83M to 6.91M | |
| 03-Mar-23 6:02 PM View: | The Carlyle Group LP (CG) | 01-Mar-23 | Grant | 63,849 | -- | -- | < 1% 6.76M to 6.83M | |
| 17-Feb-23 5:15 PM View: | The Carlyle Group LP (CG) | 15-Feb-23 | Grant | 6,762,220 | -- | -- | 100% 0 to 6.76M | |
| 16-Jun-22 5:47 PM View: | Sofi Technologies, Inc. (SOFI) | 14-Jun-22 | Option Exercise | 15,714 | -- | -- | 6% 283.35K to 299.07K | |
| 13-Jun-22 5:01 PM View: | Sofi Technologies, Inc. (SOFI) | 13-Jun-22 | Private Purchase | 53,500 | $5.59 | $299,065.00 | 23% 229.85K to 283.35K | |
| 17-May-22 12:23 PM View: | Sofi Technologies, Inc. (SOFI) | 13-May-22 | Private Purchase | 15,000 | $6.50 | $97,500.00 | 7% 214.85K to 229.85K | |
| 18-Mar-22 4:05 PM View: | Sofi Technologies, Inc. (SOFI) | 17-Mar-22 | Private Purchase | 58,000 | $8.84 | $512,581.00 | 37% 156.85K to 214.85K | |
| 02-Jun-21 9:23 PM View: | Sofi Technologies, Inc. (SOFI) | 28-May-21 | Grant | 156,852 | -- | -- | 100% 0 to 156.85K | |
| 29-Dec-17 6:06 AM View: | Goldman Sachs Group Inc. (GS) | 28-Dec-17 | Payment of Exercise | 15,338 | $255.95 | $3,925,760.00 | (5%) 309.03K to 293.69K | 4% |
| 29-Dec-17 6:06 AM View: | Goldman Sachs Group Inc. (GS) | 28-Dec-17 | Option Exercise | 27,481 | -- | -- | 10% 281.55K to 309.03K | |
| 24-Oct-17 2:00 PM View: | Goldman Sachs Group Inc. (GS) | 20-Oct-17 | Market Sale | 25,000 | $245.00 | $6,125,000.00 | (8%) 306.55K to 281.55K | (< 1%) |
| 26-Jan-17 2:16 PM View: | Goldman Sachs Group Inc. (GS) | 24-Jan-17 | Payment of Exercise | 29,067 | $232.67 | $6,763,020.00 | (9%) 335.61K to 306.55K | (5%) |
| 26-Jan-17 2:16 PM View: | Goldman Sachs Group Inc. (GS) | 24-Jan-17 | Option Exercise | 54,358 | -- | -- | 19% 281.26K to 335.61K | |
| 20-Jan-17 2:16 PM View: | Goldman Sachs Group Inc. (GS) | 19-Jan-17 | Market Sale | 25,000 | $233.99 | $5,849,720.00 | (8%) 306.26K to 281.26K | (4%) |
| 28-Jan-16 2:58 PM View: | Goldman Sachs Group Inc. (GS) | 26-Jan-16 | Payment of Exercise | 41,287 | $151.12 | $6,239,290.00 | (12%) 347.54K to 306.26K | (64%) |
| 28-Jan-16 2:58 PM View: | Goldman Sachs Group Inc. (GS) | 26-Jan-16 | Option Exercise | 77,211 | -- | -- | 29% 270.33K to 347.54K | |
| 21-Jul-15 2:04 PM View: | Goldman Sachs Group Inc. (GS) | 17-Jul-15 | Payment of Exercise | 86,992 | $211.18 | $18,371,000.00 | (22%) 390.65K to 303.66K | (18%) |
| 21-Jul-15 2:04 PM View: | Goldman Sachs Group Inc. (GS) | 17-Jul-15 | Option Exercise | 120,318 | $78.78 | $9,478,650.00 | 45% 270.33K to 390.65K | |
| 21-Jul-15 2:04 PM View: | Goldman Sachs Group Inc. (GS) | 17-Jul-15 | Market Option Sale | 33,326 | $211.17 | $7,037,330.00 | (11%) 303.66K to 270.33K | (18%) |
| 21-Apr-15 4:15 PM View: | Goldman Sachs Group Inc. (GS) | 17-Apr-15 | Option Exercise | 91,285 | $78.78 | $7,191,430.00 | 34% 270.33K to 361.62K | |
| 21-Apr-15 4:15 PM View: | Goldman Sachs Group Inc. (GS) | 17-Apr-15 | Market Option Sale | 91,285 | $197.05 | $17,987,600.00 | (25%) 361.62K to 270.33K | (27%) |
| 29-Jan-15 4:34 PM View: | Goldman Sachs Group Inc. (GS) | 27-Jan-15 | Payment of Exercise | 41,472 | $180.42 | $7,482,380.00 | (13%) 311.8K to 270.33K | (39%) |
| 29-Jan-15 4:34 PM View: | Goldman Sachs Group Inc. (GS) | 27-Jan-15 | Option Exercise | 77,558 | -- | -- | 33% 234.25K to 311.8K | |
| 24-Jul-14 5:04 PM View: | Goldman Sachs Group Inc. (GS) | 23-Jul-14 | Payment of Exercise | 69,109 | $175.02 | $12,095,500.00 | (21%) 325.53K to 256.42K | (45%) |
| 24-Jul-14 5:04 PM View: | Goldman Sachs Group Inc. (GS) | 23-Jul-14 | Option Exercise | 91,285 | $78.78 | $7,191,430.00 | 39% 234.25K to 325.53K | |
| 24-Jul-14 5:04 PM View: | Goldman Sachs Group Inc. (GS) | 23-Jul-14 | Market Option Sale | 22,176 | $176.48 | $3,913,530.00 | (9%) 256.42K to 234.25K | (43%) |
| 24-Jul-14 5:04 PM View: | Goldman Sachs Group Inc. (GS) | 22-Jul-14 | Market Option Sale (Planned) | 9,936 | $175.00 | $1,738,800.00 | (4%) 244.18K to 234.25K | (45%) |
| 29-Jan-14 4:42 PM View: | Goldman Sachs Group Inc. (GS) | 27-Jan-14 | Payment of Exercise | 44,463 | $167.64 | $7,453,780.00 | (15%) 288.64K to 244.18K | (52%) |
| 29-Jan-14 4:42 PM View: | Goldman Sachs Group Inc. (GS) | 27-Jan-14 | Option Exercise | 83,152 | -- | -- | 40% 205.49K to 288.64K |