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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Aug-18 8:50 PM View:  | Airxpanders Inc (AXP.AX) | 30-Aug-18 | Private Purchase | 20,142,100 | $0.17 | $3,367,760.00 | 120% 16.84M to 36.98M | |
| 02-Mar-17 8:44 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 02-Mar-17 | Market Sale | 125,000 | $31.20 | $3,900,000.00 | (4%) 2.98M to 2.86M | 78% |
| 02-Mar-17 8:44 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 01-Mar-17 | Market Sale | 100,000 | $30.98 | $3,098,000.00 | (3%) 3.08M to 2.98M | 78% |
| 02-Mar-17 8:44 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 28-Feb-17 | Market Sale | 200,000 | $30.50 | $6,100,000.00 | (6%) 3.28M to 3.08M | 77% |
| 18-Nov-16 7:44 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 18-Nov-16 | Market Sale | 450,000 | $22.72 | $10,224,000.00 | (6%) 7.47M to 7.02M | 71% |
| 18-Nov-16 7:44 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 16-Nov-16 | Market Sale | 457,828 | $23.34 | $10,684,000.00 | (6%) 7.92M to 7.47M | 71% |
| 12-Sep-16 6:27 PM View: | Codexis, Inc. (CDXS) | 08-Sep-16 | Market Sale | 111,600 | $4.25 | $474,624.00 | (2%) 5.41M to 5.29M | (436%) |
| 17-Aug-16 7:55 PM View: | Codexis, Inc. (CDXS) | 16-Aug-16 | Market Sale | 36,894 | $4.21 | $155,220.00 | (< 1%) 5.44M to 5.41M | (442%) |
| 17-Aug-16 7:55 PM View: | Codexis, Inc. (CDXS) | 15-Aug-16 | Market Sale | 50,000 | $4.27 | $213,700.00 | (< 1%) 5.49M to 5.44M | (434%) |
| 05-Aug-16 8:10 PM View: | Codexis, Inc. (CDXS) | 04-Aug-16 | Market Sale | 50,000 | $4.17 | $208,420.00 | (< 1%) 5.54M to 5.49M | (447%) |
| 05-Aug-16 8:10 PM View: | Codexis, Inc. (CDXS) | 03-Aug-16 | Market Sale | 30,000 | $4.30 | $128,949.00 | (< 1%) 5.57M to 5.54M | (431%) |
| 09-Nov-15 8:09 PM View: | Marshall Edwards Inc. (MEIP) | 09-Nov-15 | Market Sale | 157,352 | $1.75 | $275,366.00 | (2%) 9.97M to 9.81M | (64%) |
| 09-Nov-15 8:09 PM View: | Marshall Edwards Inc. (MEIP) | 06-Nov-15 | Market Sale | 7,560 | $1.85 | $13,986.00 | (< 1%) 9.98M to 9.97M | (55%) |
| 09-Nov-15 8:09 PM View: | Marshall Edwards Inc. (MEIP) | 05-Nov-15 | Market Sale | 225,660 | $1.91 | $431,011.00 | (2%) 10.2M to 9.98M | (50%) |
| 13-Oct-15 1:29 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 13-Oct-15 | Conversion | 3,433,650 | -- | -- | 1132% 303.2K to 3.74M | |
| 13-Oct-15 1:29 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 13-Oct-15 | Private Purchase | 454,545 | $11.00 | $5,000,000.00 | 12% 3.74M to 4.19M | |
| 09-Oct-15 4:05 PM View: | Aclaris Therapeutics, Inc. (ACRS) | 07-Oct-15 | Purchase Duplicate | 13,352 | $11.00 | $146,872.00 | 5% 289.85K to 303.21K | |
| 21-Jul-15 7:06 PM View: | Sierra Oncology, Inc. (SRRA) | 21-Jul-15 | Conversion Duplicate | 2,109,300 | -- | -- | 87% 2.43M to 4.54M | |
| 21-Jul-15 7:06 PM View: | Sierra Oncology, Inc. (SRRA) | 21-Jul-15 | Acquisition (other) Duplicate | 108,971 | $5.22 | $568,284.00 | 2% 4.54M to 4.65M | |
| 21-Jul-15 7:06 PM View: | Sierra Oncology, Inc. (SRRA) | 21-Jul-15 | Purchase Duplicate | 220,000 | $17.00 | $3,740,000.00 | 5% 4.65M to 4.87M | |
| 26-Mar-15 3:02 PM View: | Marshall Edwards Inc. (MEIP) | 24-Mar-15 | Exercise (out-of-the-money) | 455,174 | $3.12 | $1,420,140.00 | 15% 3.1M to 3.55M | |
| 29-Oct-13 8:05 PM View: | Marshall Edwards Inc. (MEIP) | 29-Oct-13 | Market Sale | 756 | $8.27 | $6,252.12 | (< 1%) 9.34M to 9.34M | 65% |
| 29-Oct-13 8:05 PM View: | Marshall Edwards Inc. (MEIP) | 28-Oct-13 | Market Sale | 38,953 | $8.30 | $323,435.00 | (< 1%) 9.38M to 9.34M | 66% |
| 29-Oct-13 8:05 PM View: | Marshall Edwards Inc. (MEIP) | 25-Oct-13 | Market Sale | 259,900 | $8.20 | $2,131,180.00 | (3%) 9.64M to 9.38M | 65% |
| 03-Oct-13 7:29 PM View: | Marshall Edwards Inc. (MEIP) | 02-Oct-13 | Market Sale | 486,107 | $10.00 | $4,861,510.00 | (13%) 3.88M to 3.4M | 71% |
| 03-Oct-13 7:29 PM View: | Marshall Edwards Inc. (MEIP) | 01-Oct-13 | Market Sale | 95,539 | $11.00 | $1,050,670.00 | (2%) 3.98M to 3.88M | 74% |
| 02-Jul-13 6:55 PM View: | Marshall Edwards Inc. (MEIP) | 28-Jun-13 | Market Sale | 7,337 | $7.58 | $55,597.60 | (< 1%) 3.99M to 3.98M | 62% |
| 13-Jun-13 6:21 PM View: | Marshall Edwards Inc. (MEIP) | 11-Jun-13 | Market Sale | 236,273 | $7.80 | $1,842,930.00 | (6%) 4.22M to 3.99M | 63% |
| 20-May-13 6:21 PM View: | Marshall Edwards Inc. (MEIP) | 16-May-13 | Market Sale | 17,428 | $9.07 | $157,994.00 | (< 1%) 4.24M to 4.22M | 68% |