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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Mar-18 6:07 PM View:  | Oncothyreon Inc (CASC) | 09-Mar-18 | Disposition (change in control) | 3,639 | -- | -- | (100%) 3.64K to 0 | |
| 16-Jan-18 5:28 PM View: | Oncothyreon Inc (CASC) | 11-Jan-18 | Payment of Exercise | 923 | $3.92 | $3,618.16 | (20%) 4.56K to 3.64K | |
| 16-Jan-18 5:28 PM View: | Oncothyreon Inc (CASC) | 11-Jan-18 | Option Exercise | 2,825 | -- | -- | 163% 1.74K to 4.56K |