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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Jun-22 4:37 PM View:  | Stellus Capital Investment ... (SCM) | 17-Jun-22 | Private Purchase | 17,543 | $11.35 | $199,113.00 | 11% 165.02K to 182.56K | |
| 25-Mar-20 2:06 PM View: | Stellus Capital Investment ... (SCM) | 23-Mar-20 | Market Purchase | 17,360 | $5.75 | $99,820.00 | 12% 147.66K to 165.02K | 61% |
| 20-Mar-20 4:21 PM View: | Stellus Capital Investment ... (SCM) | 18-Mar-20 | Market Purchase | 14,700 | $6.75 | $99,225.00 | 11% 132.96K to 147.66K | 37% |
| 17-Mar-20 4:49 PM View: | Stellus Capital Investment ... (SCM) | 13-Mar-20 | Market Purchase | 11,111 | $9.00 | $99,999.00 | 9% 121.85K to 132.96K | 3% |
| 17-Mar-20 4:49 PM View: | Stellus Capital Investment ... (SCM) | 12-Mar-20 | Market Purchase | 20,000 | $9.92 | $198,400.00 | 20% 101.85K to 121.85K | (7%) |
| 13-Mar-20 12:41 PM View: | Stellus Capital Investment ... (SCM) | 11-Mar-20 | Market Purchase | 9,524 | $10.50 | $100,002.00 | 10% 92.33K to 101.85K | (12%) |
| 21-Dec-18 7:31 PM View: | Stellus Capital Investment ... (SCM) | 21-Dec-18 | Market Purchase | 8,000 | $11.94 | $95,520.00 | 9% 84.33K to 92.33K | (26%) |
| 20-Dec-18 11:49 AM View: | Stellus Capital Investment ... (SCM) | 18-Dec-18 | Market Purchase | 8,000 | $12.60 | $100,800.00 | 10% 76.33K to 84.33K | (29%) |
| 20-Dec-17 5:38 PM View: | Stellus Capital Investment ... (SCM) | 08-Dec-17 | Market Purchase | 8,039 | $12.20 | $98,075.80 | 12% 68.29K to 76.33K | (34%) |
| 21-Nov-17 6:06 AM View: | Stellus Capital Investment ... (SCM) | 16-Nov-17 | Market Purchase | 9,013 | $12.34 | $111,220.00 | 15% 59.27K to 68.29K | (36%) |
| 16-Mar-17 5:56 PM View: | Stellus Capital Investment ... (SCM) | 14-Mar-17 | Market Sale | 8,344 | $14.05 | $117,233.00 | (12%) 67.16K to 58.82K | 45% |
| 22-Dec-15 8:30 PM View: | Stellus Capital Investment ... (SCM) | 22-Dec-15 | Market Purchase | 100 | $9.90 | $990.00 | < 1% 58.61K to 58.71K | (9%) |
| 22-Dec-15 8:30 PM View: | Stellus Capital Investment ... (SCM) | 21-Dec-15 | Market Purchase | 4,876 | $9.88 | $48,174.90 | 9% 53.73K to 58.61K | (9%) |
| 21-Dec-15 1:12 PM View: | Stellus Capital Investment ... (SCM) | 18-Dec-15 | Market Purchase | 8,863 | $9.88 | $87,566.40 | 20% 44.87K to 53.73K | (9%) |
| 24-Sep-15 12:34 PM View: | Stellus Capital Investment ... (SCM) | 23-Sep-15 | Market Purchase | 900 | $10.74 | $9,666.00 | 2% 42.82K to 43.72K | (14%) |
| 14-Aug-15 2:09 PM View: | Stellus Capital Investment ... (SCM) | 12-Aug-15 | Market Purchase | 100 | $10.05 | $1,005.00 | < 1% 42.35K to 42.45K | (7%) |
| 19-Mar-14 7:57 PM View: | Stellus Capital Investment ... (SCM) | 19-Mar-14 | Market Purchase | 313 | $14.55 | $4,554.15 | < 1% 38.13K to 38.44K | (26%) |
| 19-Mar-14 7:57 PM View: | Stellus Capital Investment ... (SCM) | 18-Mar-14 | Market Purchase | 3,736 | $14.54 | $54,338.80 | 11% 34.39K to 38.13K | (26%) |
| 14-Mar-14 6:07 PM View: | Stellus Capital Investment ... (SCM) | 13-Mar-14 | Market Purchase | 16,576 | $14.49 | $240,143.00 | 98% 16.9K to 33.47K | (26%) |
| 13-Mar-14 6:30 PM View: | Stellus Capital Investment ... (SCM) | 11-Mar-14 | Market Purchase | 9,375 | $14.51 | $136,025.00 | 125% 7.52K to 16.9K | (26%) |