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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Mar-20 1:42 PM View:  | Stellus Capital Investment ... (SCM) | 19-Mar-20 | Market Purchase | 3,081 | $4.18 | $12,878.60 | < 1% 318.5K to 321.58K | 122% |
| 20-Mar-20 1:42 PM View: | Stellus Capital Investment ... (SCM) | 18-Mar-20 | Market Purchase | 29,405 | $5.37 | $158,010.00 | 10% 289.1K to 318.5K | 72% |
| 18-Mar-20 6:30 PM View: | Stellus Capital Investment ... (SCM) | 17-Mar-20 | Market Purchase | 20,787 | $7.50 | $155,840.00 | 8% 268.31K to 289.1K | 24% |
| 18-Mar-20 6:30 PM View: | Stellus Capital Investment ... (SCM) | 16-Mar-20 | Market Purchase | 13,958 | $7.97 | $111,245.00 | 5% 254.35K to 268.31K | 16% |
| 09-Mar-18 4:42 PM View: | Stellus Capital Investment ... (SCM) | 08-Mar-18 | Market Purchase | 5,000 | $11.65 | $58,250.00 | 2% 205.32K to 210.32K | (29%) |
| 16-Nov-17 7:36 PM View: | Stellus Capital Investment ... (SCM) | 15-Nov-17 | Market Purchase | 30,000 | $12.27 | $368,100.00 | 18% 168.5K to 198.5K | (35%) |
| 16-Nov-17 7:36 PM View: | Stellus Capital Investment ... (SCM) | 14-Nov-17 | Market Purchase | 20,000 | $12.46 | $249,200.00 | 13% 148.5K to 168.5K | (36%) |
| 25-Aug-15 9:15 AM View: | Stellus Capital Investment ... (SCM) | 24-Aug-15 | Market Purchase | 10,000 | $9.87 | $98,700.00 | 10% 104.93K to 114.93K | (5%) |
| 14-Aug-15 2:09 PM View: | Stellus Capital Investment ... (SCM) | 12-Aug-15 | Market Purchase | 200 | $10.00 | $2,000.00 | < 1% 103.6K to 103.8K | (7%) |
| 08-Dec-14 6:44 PM View: | Stellus Capital Investment ... (SCM) | 05-Dec-14 | Market Purchase | 6,000 | $13.16 | $78,975.00 | 7% 90.26K to 96.26K | (23%) |
| 18-Sep-14 3:45 PM View: | Stellus Capital Investment ... (SCM) | 16-Sep-14 | Market Purchase | 12,072 | $13.92 | $168,028.00 | 16% 76.69K to 88.76K | (26%) |
| 21-Mar-14 4:02 PM View: | Stellus Capital Investment ... (SCM) | 19-Mar-14 | Market Purchase | 5,000 | $14.40 | $72,000.00 | 7% 67.62K to 72.62K | (25%) |
| 13-Mar-14 6:21 PM View: | Stellus Capital Investment ... (SCM) | 13-Mar-14 | Market Purchase | 3,072 | $14.40 | $44,236.80 | 5% 64.55K to 67.62K | (25%) |
| 13-Mar-14 6:21 PM View: | Stellus Capital Investment ... (SCM) | 11-Mar-14 | Market Purchase | 11,000 | $14.54 | $159,964.00 | 21% 53.55K to 64.55K | (26%) |