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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Oct-24 4:36 PM View:  | Principal Financial Group I... (PFG) | 27-Sep-24 | Grant | 244 | -- | -- | < 1% 29.21K to 29.45K | |
| 23-May-24 4:45 PM View: | Principal Financial Group I... (PFG) | 21-May-24 | Grant | 2,395 | -- | -- | 9% 26.55K to 28.95K | |
| 01-Apr-24 8:04 PM View: | Principal Financial Group I... (PFG) | 28-Mar-24 | Grant | 211 | -- | -- | < 1% 26.34K to 26.55K | |
| 22-Dec-23 5:53 PM View: | Principal Financial Group I... (PFG) | 20-Dec-23 | Grant | 223 | -- | -- | < 1% 26.12K to 26.34K | |
| 03-Oct-23 4:43 PM View: | Principal Financial Group I... (PFG) | 29-Sep-23 | Grant | 233 | -- | -- | < 1% 25.89K to 26.12K | |
| 05-Jul-23 10:00 PM View: | Principal Financial Group I... (PFG) | 30-Jun-23 | Grant | 216 | -- | -- | < 1% 25.67K to 25.89K | |
| 18-May-23 4:47 PM View: | Principal Financial Group I... (PFG) | 16-May-23 | Grant | 2,750 | -- | -- | 12% 22.92K to 25.67K | |
| 04-Apr-23 5:15 PM View: | Principal Financial Group I... (PFG) | 31-Mar-23 | Grant | 196 | -- | -- | < 1% 22.72K to 22.92K | |
| 21-Dec-22 5:16 PM View: | Principal Financial Group I... (PFG) | 19-Dec-22 | Grant | 171 | -- | -- | < 1% 22.55K to 22.72K | |
| 04-Oct-22 5:54 PM View: | Principal Financial Group I... (PFG) | 30-Sep-22 | Grant | 198 | -- | -- | < 1% 22.35K to 22.55K | |
| 28-Jun-22 2:38 PM View: | Principal Financial Group I... (PFG) | 24-Jun-22 | Grant | 207 | -- | -- | < 1% 22.15K to 22.35K | |
| 19-May-22 2:30 PM View: | Principal Financial Group I... (PFG) | 17-May-22 | Grant | 2,336 | -- | -- | 12% 19.81K to 22.15K | |
| 29-Mar-22 4:40 PM View: | Principal Financial Group I... (PFG) | 25-Mar-22 | Grant | 171 | -- | -- | < 1% 19.64K to 19.81K | |
| 23-Dec-21 12:50 PM View: | Principal Financial Group I... (PFG) | 21-Dec-21 | Grant | 177 | -- | -- | < 1% 19.46K to 19.64K | |
| 28-Sep-21 4:59 PM View: | Principal Financial Group I... (PFG) | 24-Sep-21 | Grant | 188 | -- | -- | < 1% 19.27K to 19.46K | |
| 29-Jun-21 2:45 PM View: | Principal Financial Group I... (PFG) | 25-Jun-21 | Grant | 181 | -- | -- | < 1% 19.09K to 19.27K | |
| 20-May-21 11:49 AM View: | Principal Financial Group I... (PFG) | 18-May-21 | Grant | 2,512 | -- | -- | 15% 16.58K to 19.09K | |
| 30-Mar-21 4:48 PM View: | Principal Financial Group I... (PFG) | 26-Mar-21 | Grant | 152 | -- | -- | < 1% 16.43K to 16.58K | |
| 23-Dec-20 2:52 PM View: | Principal Financial Group I... (PFG) | 21-Dec-20 | Grant | 191 | -- | -- | 1% 16.24K to 16.43K | |
| 29-Sep-20 4:23 PM View: | Principal Financial Group I... (PFG) | 25-Sep-20 | Grant | 232 | -- | -- | 1% 16.01K to 16.24K | |
| 30-Jun-20 7:06 PM View: | Principal Financial Group I... (PFG) | 26-Jun-20 | Grant | 226 | -- | -- | 1% 15.78K to 16.01K | |
| 21-May-20 3:19 PM View: | Principal Financial Group I... (PFG) | 19-May-20 | Grant | 4,674 | -- | -- | 42% 11.11K to 15.78K | |
| 31-Mar-20 3:24 PM View: | Principal Financial Group I... (PFG) | 27-Mar-20 | Grant | 188 | -- | -- | 2% 10.92K to 11.11K | |
| 31-Dec-19 4:03 PM View: | Principal Financial Group I... (PFG) | 27-Dec-19 | Grant | 109 | -- | -- | 1% 10.81K to 10.92K | |
| 01-Oct-19 3:58 PM View: | Principal Financial Group I... (PFG) | 27-Sep-19 | Grant | 103 | -- | -- | < 1% 10.71K to 10.81K | |
| 02-Jul-19 4:56 PM View: | Principal Financial Group I... (PFG) | 28-Jun-19 | Grant | 99 | -- | -- | < 1% 10.61K to 10.71K | |
| 23-May-19 3:25 PM View: | Principal Financial Group I... (PFG) | 21-May-19 | Grant | 2,982 | -- | -- | 39% 7.63K to 10.61K | |
| 02-Apr-19 5:07 PM View: | Principal Financial Group I... (PFG) | 29-Mar-19 | Grant | 81 | -- | -- | 1% 7.54K to 7.63K | |
| 02-Jan-19 4:49 PM View: | Principal Financial Group I... (PFG) | 28-Dec-18 | Grant | 92 | -- | -- | 1% 7.45K to 7.54K | |
| 02-Oct-18 4:17 PM View: | Principal Financial Group I... (PFG) | 28-Sep-18 | Grant | 67 | -- | -- | < 1% 7.39K to 7.45K | |
| 03-Jul-18 4:47 PM View: | Principal Financial Group I... (PFG) | 29-Jun-18 | Grant | 72 | -- | -- | < 1% 7.31K to 7.39K | |
| 23-May-18 4:43 PM View: | Principal Financial Group I... (PFG) | 22-May-18 | Grant | 2,752 | -- | -- | 60% 4.56K to 7.31K | |
| 02-Apr-18 4:41 PM View: | Principal Financial Group I... (PFG) | 29-Mar-18 | Grant | 38 | -- | -- | < 1% 4.52K to 4.56K | |
| 02-Jan-18 5:31 PM View: | Principal Financial Group I... (PFG) | 28-Dec-17 | Grant | 31 | -- | -- | < 1% 4.49K to 4.52K | |
| 03-Oct-17 3:34 PM View: | Principal Financial Group I... (PFG) | 29-Sep-17 | Grant | 33 | -- | -- | < 1% 4.46K to 4.49K | |
| 05-Jul-17 4:09 PM View: | Principal Financial Group I... (PFG) | 30-Jun-17 | Grant | 32 | -- | -- | < 1% 4.43K to 4.46K | |
| 24-May-17 4:34 PM View: | Viacom Inc. (VIA) | 22-May-17 | Payment of Exercise | 977 | $35.24 | $34,429.50 | (4%) 25.88K to 24.9K | 6% |
| 24-May-17 4:34 PM View: | Viacom Inc. (VIA) | 22-May-17 | Option Exercise | 2,372 | -- | -- | 10% 23.51K to 25.88K | |
| 23-May-17 5:18 PM View: | Viacom Inc. (VIA) | 21-May-17 | Payment of Exercise | 878 | $35.20 | $30,905.60 | (4%) 24.38K to 23.51K | 6% |
| 23-May-17 5:18 PM View: | Viacom Inc. (VIA) | 21-May-17 | Option Exercise | 2,131 | -- | -- | 10% 22.25K to 24.38K | |
| 23-May-17 5:18 PM View: | Viacom Inc. (VIA) | 20-May-17 | Payment of Exercise | 2,110 | $35.20 | $74,272.00 | (9%) 24.36K to 22.25K | 6% |
| 23-May-17 5:18 PM View: | Viacom Inc. (VIA) | 20-May-17 | Option Exercise | 5,120 | -- | -- | 27% 19.24K to 24.36K | |
| 22-May-17 6:12 PM View: | Viacom Inc. (VIA) | 18-May-17 | Payment of Exercise | 3,579 | $33.99 | $121,650.00 | (16%) 22.82K to 19.24K | 2% |
| 22-May-17 6:12 PM View: | Viacom Inc. (VIA) | 18-May-17 | Option Exercise | 8,685 | -- | -- | 61% 14.14K to 22.82K | |
| 18-May-17 10:22 AM View: | Principal Financial Group I... (PFG) | 16-May-17 | Grant | 2,032 | -- | -- | 85% 2.4K to 4.43K | |
| 04-Apr-17 3:14 PM View: | Principal Financial Group I... (PFG) | 31-Mar-17 | Grant | 17 | -- | -- | < 1% 2.38K to 2.4K | |
| 17-Feb-17 4:19 PM View: | Viacom Inc. (VIA) | 15-Feb-17 | Option Exercise | 7,283 | $22.70 | $165,324.00 | 52% 14.11K to 21.39K | |
| 17-Feb-17 4:19 PM View: | Viacom Inc. (VIA) | 15-Feb-17 | Market Option Sale | 7,283 | $44.23 | $322,118.00 | (34%) 21.39K to 14.11K | 25% |
| 29-Dec-16 4:47 PM View: | Principal Financial Group I... (PFG) | 27-Dec-16 | Grant | 17 | -- | -- | < 1% 2.36K to 2.38K | |
| 04-Oct-16 4:20 PM View: | Principal Financial Group I... (PFG) | 30-Sep-16 | Grant | 19 | -- | -- | < 1% 2.34K to 2.36K |