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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Nov-16 6:14 PM View:  | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 122,127 | $11.36 | $1,387,360.00 | (100%) 122.13K to 0 | |
| 04-Oct-16 5:20 PM View: | Cifc LLC (CIFC) | 30-Sep-16 | Payment of Exercise | 1,374 | $11.17 | $15,347.60 | (1%) 123.5K to 122.13K | (1%) |
| 05-Jul-16 11:03 AM View: | Cifc LLC (CIFC) | 30-Jun-16 | Option Exercise | 3,334 | -- | -- | 3% 120.17K to 123.5K | |
| 04-Apr-16 5:14 PM View: | Cifc LLC (CIFC) | 31-Mar-16 | Option Exercise | 3,333 | -- | -- | 25% 13.33K to 16.67K | |
| 05-Jan-16 7:00 PM View: | Deerfield Capital Corp. (CIFC) | 31-Dec-15 | Option Exercise | 13,333 | -- | -- | 100% 0 to 13.33K |