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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Apr-21 5:01 PM View:  | Giga-tronics Inc. (GIGA) | 16-Apr-21 | Grant | 8,000 | -- | -- | 52% 15.5K to 23.5K | |
| 19-Sep-19 4:54 PM View: | OmniComm Systems Inc. (OMCM) | 18-Sep-19 | Disposition | 1,800,000 | -- | -- | (50%) 3.6M to 1.8M | |
| 02-Apr-19 4:46 PM View: | OmniComm Systems Inc. (OMCM) | 29-Mar-19 | Disposition | 150,000 | -- | -- | (8%) 1.95M to 1.8M | |
| 18-Mar-19 5:17 PM View: | OmniComm Systems Inc. (OMCM) | 14-Mar-19 | Grant | 225,000 | $0.28 | $63,000.00 | 13% 1.73M to 1.95M | |
| 02-Jan-19 12:09 PM View: | OmniComm Systems Inc. (OMCM) | 31-Dec-18 | Exercise (in-the money or at-the-money) | 1,000,000 | $0.25 | $250,000.00 | 138% 725.0K to 1.73M | |
| 10-Sep-18 10:18 AM View: | OmniComm Systems Inc. (OMCM) | 06-Sep-18 | Grant | 225,000 | $0.33 | $74,250.00 | 45% 500.0K to 725.0K | |
| 02-Aug-17 2:13 PM View: | OmniComm Systems Inc. (OMCM) | 02-Aug-17 | Option Exercise | 100,000 | $0.15 | $15,000.00 | 25% 400.0K to 500.0K | |
| 04-Jan-17 1:36 PM View: | OmniComm Systems Inc. (OMCM) | 30-Dec-16 | Option Exercise | 100,000 | $0.05 | $4,500.00 | 33% 300.0K to 400.0K | |
| 23-Mar-15 11:56 AM View: | OmniComm Systems Inc. (OMCM) | 20-Mar-15 | Grant | 100,000 | $0.28 | $28,000.00 | 50% 200.0K to 300.0K | (36%) |
| 04-Aug-14 3:43 PM View: | OmniComm Systems Inc. (OMCM) | 31-Jul-14 | Grant | 100,000 | $0.17 | $17,000.00 | 100% 100.0K to 200.0K | 4% |
| 15-Mar-13 7:57 PM View: | OmniComm Systems Inc. (OMCM) | 13-Mar-13 | Grant | 100,000 | $0.18 | $18,000.00 | 100% 0 to 100.0K | < 1% |