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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Dec-15 8:42 PM View:  | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 27,740,900 | -- | -- | (54%) 51.36M to 23.61M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 3,486,240 | -- | -- | (15%) 23.61M to 20.13M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) Duplicate | 3,006,360 | -- | -- | (15%) 20.13M to 17.12M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 3,006,360 | -- | -- | (18%) 17.12M to 14.12M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) Duplicate | 799,572 | -- | -- | (6%) 14.12M to 13.32M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 799,572 | -- | -- | (6%) 13.32M to 12.52M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) Duplicate | 1,401,130 | -- | -- | (11%) 12.52M to 11.12M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 1,401,130 | -- | -- | (13%) 11.12M to 9.71M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) Duplicate | 8,695 | -- | -- | (< 1%) 9.71M to 9.71M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 8,695 | -- | -- | (< 1%) 9.71M to 9.7M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 464,253 | -- | -- | (5%) 9.7M to 9.23M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 3,540,360 | -- | -- | (38%) 9.23M to 5.69M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) Duplicate | 2,846,060 | -- | -- | (50%) 5.69M to 2.85M | |
| 03-Dec-15 8:42 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-15 | Disposition (other) | 2,846,060 | -- | -- | (100%) 2.85M to 0 |