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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-17 3:05 PM View:  | NewStar Financial, Inc. (NEWS) | 22-Dec-17 | Disposition | 175,298 | -- | -- | (100%) 175.3K to 0 | |
| 17-May-17 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 09-May-17 | Payment of Exercise | 42,737 | $9.80 | $418,823.00 | (20%) 218.03K to 175.3K | (22%) |
| 17-May-17 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 09-May-17 | Option Exercise | 47,605 | $8.28 | $394,169.00 | 28% 170.43K to 218.03K | |
| 22-Feb-17 4:38 PM View: | NewStar Financial, Inc. (NEWS) | 17-Feb-17 | Grant | 17,802 | -- | -- | 12% 152.63K to 170.43K | |
| 17-Feb-16 4:10 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-16 | Payment of Exercise | 945 | $6.27 | $5,925.15 | (< 1%) 153.57K to 152.63K | (90%) |
| 17-Feb-16 4:10 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-16 | Payment of Exercise | 2,951 | $6.27 | $18,502.80 | (2%) 156.52K to 153.57K | (90%) |
| 17-Feb-16 4:10 PM View: | NewStar Financial, Inc. (NEWS) | 12-Feb-16 | Grant | 35,885 | -- | -- | 30% 120.64K to 156.52K | |
| 08-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 04-Feb-16 | Payment of Exercise | 8,423 | $6.19 | $52,138.40 | (7%) 129.06K to 120.64K | (93%) |
| 08-Feb-16 4:09 PM View: | NewStar Financial, Inc. (NEWS) | 04-Feb-16 | Option Exercise | 12,500 | $2.86 | $35,750.00 | 11% 116.56K to 129.06K | |
| 04-Dec-15 4:15 PM View: | NewStar Financial, Inc. (NEWS) | 03-Dec-15 | Payment of Exercise | 8,029 | $9.43 | $75,713.50 | (6%) 124.59K to 116.56K | (27%) |
| 04-Dec-15 4:15 PM View: | NewStar Financial, Inc. (NEWS) | 03-Dec-15 | Option Exercise | 12,500 | $2.86 | $35,750.00 | 11% 112.09K to 124.59K | |
| 30-Jun-15 4:03 PM View: | NewStar Financial, Inc. (NEWS) | 09-May-15 | Payment of Exercise | 17,025 | $10.91 | $185,743.00 | (13%) 129.12K to 112.09K | (9%) |
| 19-Feb-15 4:10 PM View: | NewStar Financial, Inc. (NEWS) | 17-Feb-15 | Payment of Exercise | 825 | $10.11 | $8,340.75 | (< 1%) 129.94K to 129.12K | (18%) |
| 17-Feb-15 4:38 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-15 | Payment of Exercise | 945 | $10.58 | $9,998.10 | (< 1%) 130.89K to 129.94K | (13%) |
| 17-Feb-15 4:38 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-15 | Grant | 25,992 | -- | -- | 25% 104.89K to 130.89K | |
| 10-Apr-14 4:12 PM View: | NewStar Financial, Inc. (NEWS) | 09-Apr-14 | Payment of Exercise | 10,636 | $13.10 | $139,332.00 | (9%) 116.33K to 105.7K | 9% |
| 10-Apr-14 4:12 PM View: | NewStar Financial, Inc. (NEWS) | 09-Apr-14 | Option Exercise | 15,000 | $7.32 | $109,800.00 | 15% 101.33K to 116.33K | |
| 11-Feb-15 4:28 PM View: | NewStar Financial, Inc. (NEWS) | 17-Feb-14 | Payment of Exercise | 803 | $15.02 | $12,061.10 | (< 1%) 105.7K to 104.89K | 21% |
| 19-Feb-14 4:10 PM View: | NewStar Financial, Inc. (NEWS) | 14-Feb-14 | Grant | 8,322 | -- | -- | 9% 93.01K to 101.33K | |
| 20-Feb-13 4:28 PM View: | NewStar Financial, Inc. (NEWS) | 17-Feb-13 | Payment of Exercise | 783 | $13.97 | $10,938.50 | (< 1%) 93.79K to 93.01K | 15% |
| 13-Dec-12 4:13 PM View: | NewStar Financial, Inc. (NEWS) | 11-Dec-12 | Payment of Exercise | 1,573 | $12.50 | $19,662.50 | (2%) 95.37K to 93.79K | 5% |
| 11-May-12 4:16 PM View: | NewStar Financial, Inc. (NEWS) | 09-May-12 | Grant | 50,000 | -- | -- | 110% 45.37K to 95.37K |