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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Nov-17 5:15 PM View:  | Aquantia Corp (AQ) | 07-Nov-17 | Conversion | 2,833,680 | -- | -- | 100% 0 to 2.83M | |
| 09-Nov-17 6:27 PM View: | Aquantia Corp (AQ) | 07-Nov-17 | Conversion Duplicate | 2,833,680 | -- | -- | 100% 0 to 2.83M | |
| 05-Jun-17 4:34 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jun-17 | Market Sale | 438,100 | $9.11 | $3,990,210.00 | (9%) 4.66M to 4.22M | 19% |
| 01-Jun-17 4:12 PM View: | NeoPhotonics Corporation (NPTN) | 31-May-17 | Market Sale | 26,000 | $9.07 | $235,820.00 | (< 1%) 4.69M to 4.66M | 19% |
| 01-Jun-17 4:12 PM View: | NeoPhotonics Corporation (NPTN) | 30-May-17 | Market Sale | 13,000 | $9.07 | $117,923.00 | (< 1%) 4.7M to 4.69M | 19% |
| 30-May-17 4:04 PM View: | NeoPhotonics Corporation (NPTN) | 26-May-17 | Market Sale | 30,000 | $9.08 | $272,340.00 | (< 1%) 4.73M to 4.7M | 19% |
| 30-May-17 4:04 PM View: | NeoPhotonics Corporation (NPTN) | 25-May-17 | Market Sale | 150,000 | $9.20 | $1,380,750.00 | (3%) 4.88M to 4.73M | 20% |
| 25-May-17 4:02 PM View: | NeoPhotonics Corporation (NPTN) | 24-May-17 | Market Sale | 4,400 | $9.07 | $39,910.20 | < 1% 4.88M to 4.88M | (19%) |
| 25-May-17 4:02 PM View: | NeoPhotonics Corporation (NPTN) | 23-May-17 | Market Sale | 88,500 | $9.10 | $805,350.00 | (2%) 4.97M to 4.88M | 19% |
| 04-Nov-16 7:56 PM View: | On Semiconductor Connectivi... (QTNA) | 02-Nov-16 | Conversion | 2,698,790 | -- | -- | 100% 0 to 2.7M | |
| 29-Jun-16 6:14 PM View: | Cartesian Therapeutics, Inc. (RNAC) | 27-Jun-16 | Conversion | 1,319,170 | -- | -- | 2645% 49.86K to 1.37M | |
| 29-Jun-16 6:14 PM View: | Cartesian Therapeutics, Inc. (RNAC) | 27-Jun-16 | Purchase | 107,143 | $14.00 | $1,500,000.00 | 8% 1.37M to 1.48M | |
| 27-Sep-13 4:49 PM View: | Dnib Unwind, Inc. (BIND) | 25-Sep-13 | Conversion | 1,053,290 | -- | -- | 331% 318.07K to 1.37M | |
| 27-Sep-13 4:49 PM View: | Dnib Unwind, Inc. (BIND) | 25-Sep-13 | Purchase | 120,000 | $15.00 | $1,800,000.00 | 9% 1.37M to 1.49M |