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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-May-18 4:01 PM View:  | Boulder Growth & Income Fun... (STEW) | 22-May-18 | Market Sale | 24,177 | $10.79 | $260,779.00 | (100%) 24.18K to 0 | 3% |
| 22-Jan-16 12:13 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Jan-16 | Market Purchase | 3,000 | $6.63 | $19,888.00 | 14% 21.18K to 24.18K | 43% |
| 22-Dec-15 1:03 PM View: | Boulder Growth & Income Fun... (STEW) | 18-Dec-15 | Market Purchase | 3,800 | $7.70 | $29,263.40 | 22% 17.38K to 21.18K | 20% |
| 24-Mar-15 2:43 PM View: | Boulder Total Return Fund I... (BTF) | 20-Mar-15 | Sale | 825 | -- | -- | (100%) 0.82K to 0 | |
| 24-Mar-15 4:33 PM View: | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 9,275 | -- | -- | (100%) 9.28K to 0 | |
| 24-Mar-15 8:15 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Mar-15 | Purchase | 15,080 | -- | -- | 656% 2.3K to 17.38K | |
| 24-Mar-15 3:20 PM View: | The Denali Fund Inc (DNY) | 20-Mar-15 | Sale | 900 | -- | -- | (100%) 0.9K to 0 | |
| 19-Dec-13 2:10 PM View: | First Financial Fund Inc. (FOFI) | 18-Dec-13 | Market Purchase | 3,500 | $8.75 | $30,625.00 | 61% 5.78K to 9.28K | 13% |
| 19-Dec-13 1:12 PM View: | Boulder Total Return Fund I... (BTF) | 17-Dec-13 | Market Purchase | 225 | $22.04 | $4,959.90 | 38% 0.6K to 0.82K | 25% |
| 19-Dec-13 2:10 PM View: | First Financial Fund Inc. (FOFI) | 17-Dec-13 | Market Purchase | 3,175 | $8.74 | $27,757.00 | 122% 2.6K to 5.78K | 13% |
| 19-Dec-13 1:59 PM View: | Boulder Growth & Income Fun... (STEW) | 17-Dec-13 | Market Purchase | 650 | $7.77 | $5,049.20 | 39% 1.65K to 2.3K | 9% |
| 19-Dec-13 1:29 PM View: | The Denali Fund Inc (DNY) | 17-Dec-13 | Market Purchase | 250 | $19.51 | $4,877.00 | 38% 0.65K to 0.9K | 24% |
| 13-Dec-12 5:19 PM View: | First Financial Fund Inc. (FOFI) | 12-Dec-12 | Market Purchase | 2,600 | $7.56 | $19,656.00 | 100% 0 to 2.6K | 31% |
| 02-May-12 1:56 PM View: | Boulder Total Return Fund I... (BTF) | 01-May-12 | Market Purchase | 600 | $17.13 | $10,276.00 | 100% 0 to 0.6K | 59% |
| 02-May-12 1:40 PM View: | Boulder Growth & Income Fun... (STEW) | 01-May-12 | Market Purchase | 1,650 | $6.12 | $10,098.00 | 100% 0 to 1.65K | 29% |
| 02-May-12 2:15 PM View: | The Denali Fund Inc (DNY) | 01-May-12 | Market Purchase | 650 | $14.86 | $9,659.00 | 100% 0 to 0.65K | 64% |