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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Apr-18 10:49 AM View:  | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 8,940 | -- | -- | (100%) 8.94K to 0 | |
| 12-Mar-18 4:37 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Disposition | 2,376 | $13.47 | $32,004.70 | (21%) 11.32K to 8.94K | |
| 12-Mar-18 4:37 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Option Exercise | 2,376 | -- | -- | 27% 8.94K to 11.32K | |
| 06-Mar-18 4:58 PM View: | Dynegy Inc. (DYN) | 03-Mar-18 | Payment of Exercise | 286 | $12.65 | $3,617.90 | (3%) 9.23K to 8.94K | |
| 05-Mar-18 4:44 PM View: | Dynegy Inc. (DYN) | 01-Mar-18 | Disposition | 7,170 | $12.34 | $88,477.80 | (44%) 16.4K to 9.23K | |
| 05-Mar-18 4:44 PM View: | Dynegy Inc. (DYN) | 01-Mar-18 | Option Exercise | 7,170 | -- | -- | 78% 9.23K to 16.4K | |
| 09-Mar-17 5:24 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Disposition | 2,376 | $7.62 | $18,105.10 | (20%) 11.6K to 9.23K | (68%) |
| 09-Mar-17 5:24 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Option Exercise | 2,376 | -- | -- | 26% 9.23K to 11.6K | |
| 07-Mar-17 4:38 PM View: | Dynegy Inc. (DYN) | 03-Mar-17 | Payment of Exercise | 694 | $8.29 | $5,753.26 | (7%) 9.92K to 9.23K | (55%) |
| 22-Mar-16 6:15 PM View: | Dynegy Inc. (DYN) | 18-Mar-16 | Payment of Exercise | 411 | $13.41 | $5,511.51 | (4%) 10.33K to 9.92K | 4% |
| 07-Mar-16 4:50 PM View: | Dynegy Inc. (DYN) | 03-Mar-16 | Payment of Exercise | 694 | $11.60 | $8,050.40 | (6%) 11.03K to 10.33K | (10%) |
| 02-Nov-15 4:53 PM View: | Dynegy Inc. (DYN) | 29-Oct-15 | Payment of Exercise | 168 | $19.46 | $3,269.28 | (2%) 11.19K to 11.03K | 34% |
| 03-Apr-15 3:27 PM View: | Dynegy Inc. (DYN) | 02-Apr-15 | Disposition | 3,250 | $31.29 | $101,692.00 | (23%) 14.44K to 11.19K | 59% |
| 03-Apr-15 3:27 PM View: | Dynegy Inc. (DYN) | 02-Apr-15 | Option Exercise | 3,250 | -- | -- | 29% 11.19K to 14.44K | |
| 20-Mar-15 4:17 PM View: | Dynegy Inc. (DYN) | 18-Mar-15 | Payment of Exercise | 412 | $28.84 | $11,882.10 | (4%) 11.61K to 11.19K | 56% |
| 05-Mar-15 5:10 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Grant | 2,891 | -- | -- | 32% 9.09K to 11.98K | |
| 05-Mar-15 5:10 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Payment of Exercise | 379 | $27.24 | $10,324.00 | (3%) 11.98K to 11.61K | 53% |
| 31-Oct-14 2:58 PM View: | Dynegy Inc. (DYN) | 29-Oct-14 | Payment of Exercise | 168 | $28.86 | $4,848.48 | (2%) 9.26K to 9.09K | 56% |
| 04-Apr-14 3:33 PM View: | Dynegy Inc. (DYN) | 02-Apr-14 | Disposition | 3,250 | $24.99 | $81,217.50 | (26%) 12.51K to 9.26K | 49% |
| 04-Apr-14 3:33 PM View: | Dynegy Inc. (DYN) | 02-Apr-14 | Option Exercise | 3,250 | -- | -- | 35% 9.26K to 12.51K | |
| 20-Mar-14 4:56 PM View: | Dynegy Inc. (DYN) | 18-Mar-14 | Payment of Exercise | 403 | $24.35 | $9,813.05 | (4%) 9.66K to 9.26K | 47% |
| 05-Mar-14 4:24 PM View: | Dynegy Inc. (DYN) | 03-Mar-14 | Grant | 3,474 | -- | -- | 56% 6.19K to 9.66K | |
| 31-Oct-13 4:33 PM View: | Dynegy Inc. (DYN) | 29-Oct-13 | Payment of Exercise | 168 | $19.58 | $3,289.44 | (3%) 6.36K to 6.19K | 35% |
| 04-Apr-13 4:46 PM View: | Dynegy Inc. (DYN) | 02-Apr-13 | Disposition | 3,250 | $24.32 | $79,040.00 | (34%) 9.61K to 6.36K | 47% |
| 04-Apr-13 4:46 PM View: | Dynegy Inc. (DYN) | 02-Apr-13 | Option Exercise | 3,250 | -- | -- | 51% 6.36K to 9.61K | |
| 20-Mar-13 5:04 PM View: | Dynegy Inc. (DYN) | 18-Mar-13 | Grant | 4,519 | -- | -- | 246% 1.84K to 6.36K | |
| 02-Nov-12 6:11 PM View: | Dynegy Inc. (DYN) | 31-Oct-12 | Grant | 1,839 | -- | -- | 100% 0 to 1.84K |