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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Sep-24 4:00 PM View:  | Ambac Financial Group, Inc. (AMBC) | 27-Sep-24 | Purchase | 6,300 | $11.16 | $70,308.00 | 233% 2.7K to 9.0K | |
| 27-Sep-24 4:00 PM View: | Ambac Financial Group, Inc. (AMBC) | 26-Sep-24 | Private Purchase | 2,700 | $11.27 | $30,429.00 | 100% 0 to 2.7K | |
| 16-Feb-24 8:16 PM View: | Cerence Inc. (CRNC) | 15-Feb-24 | Grant | 7,196 | $0.01 | $71.96 | 29% 24.62K to 31.81K | |
| 24-Mar-23 6:35 PM View: | Equitable Holdings, Inc. (EQH) | 24-Mar-23 | Sale | 19,297 | $23.34 | $450,372.00 | (100%) 19.3K to 0 | |
| 13-Feb-23 4:41 PM View: | Cerence Inc. (CRNC) | 09-Feb-23 | Grant | 5,419 | $0.01 | $54.19 | 28% 19.2K to 24.62K | |
| 23-May-22 4:40 PM View: | AllianceBernstein Holding L... (AB) | 19-May-22 | Grant | 4,410 | $38.55 | $170,006.00 | 28% 15.84K to 20.25K | |
| 20-May-22 6:00 PM View: | Equitable Holdings, Inc. (EQH) | 19-May-22 | Grant | 5,770 | -- | -- | 43% 13.53K to 19.3K | |
| 04-Feb-22 4:51 PM View: | Cerence Inc. (CRNC) | 02-Feb-22 | Grant | 1,822 | $0.01 | $18.22 | 10% 17.38K to 19.2K | |
| 23-Dec-21 4:15 PM View: | Equitable Holdings, Inc. (EQH) | 22-Dec-21 | Market Sale | 10,000 | $32.36 | $323,637.00 | (43%) 23.53K to 13.53K | (< 1%) |
| 24-May-21 4:29 PM View: | AllianceBernstein Holding L... (AB) | 20-May-21 | Grant | 3,918 | $43.40 | $170,041.00 | 33% 11.93K to 15.84K | 3% |
| 21-May-21 4:00 PM View: | Equitable Holdings, Inc. (EQH) | 20-May-21 | Grant | 4,845 | -- | -- | 26% 18.68K to 23.53K | |
| 16-Feb-21 4:26 PM View: | Cerence Inc. (CRNC) | 11-Feb-21 | Grant | 1,045 | $0.01 | $10.45 | 6% 16.33K to 17.38K | |
| 14-Dec-20 11:25 AM View: | Equitable Holdings, Inc. (EQH) | 11-Dec-20 | Gift | 2,832 | -- | -- | (13%) 21.51K to 18.68K | |
| 18-Nov-20 5:45 PM View: | Cerence Inc. (CRNC) | 18-Nov-20 | Sale | 5,429 | $73.61 | $399,611.00 | (25%) 21.76K to 16.33K | |
| 22-May-20 4:10 PM View: | AllianceBernstein Holding L... (AB) | 20-May-20 | Grant | 7,176 | $23.69 | $169,999.00 | 151% 4.75K to 11.93K | 35% |
| 21-May-20 4:00 PM View: | Equitable Holdings, Inc. (EQH) | 20-May-20 | Grant | 9,040 | -- | -- | 72% 12.47K to 21.51K | |
| 21-Feb-20 1:46 PM View: | Cerence Inc. (CRNC) | 20-Feb-20 | Grant | 5,475 | -- | -- | 34% 16.29K to 21.76K | |
| 18-Oct-19 4:21 PM View: | Cerence Inc. (CRNC) | 16-Oct-19 | Grant | 16,286 | -- | -- | 100% 0 to 16.29K | |
| 28-May-19 3:04 PM View: | Equitable Holdings, Inc. (EQH) | 23-May-19 | Grant | 7,630 | -- | -- | 158% 4.84K to 12.47K | |
| 03-May-16 4:16 PM View: | Athenahealth, Inc. (ATHN) | 02-May-16 | Market Sale (Planned) | 415 | $133.27 | $55,307.10 | (1%) 34.73K to 34.32K | 2% |
| 04-Apr-16 4:45 PM View: | Athenahealth, Inc. (ATHN) | 01-Apr-16 | Market Sale (Planned) | 415 | $138.61 | $57,521.40 | (1%) 34.95K to 34.53K | 5% |
| 03-Mar-16 4:38 PM View: | Athenahealth, Inc. (ATHN) | 01-Mar-16 | Payment of Exercise | 765 | $132.37 | $101,263.00 | (2%) 36.33K to 35.56K | 1% |
| 03-Mar-16 4:38 PM View: | Athenahealth, Inc. (ATHN) | 01-Mar-16 | Option Exercise | 2,354 | -- | -- | 7% 33.97K to 36.33K | |
| 03-Mar-16 4:38 PM View: | Athenahealth, Inc. (ATHN) | 01-Mar-16 | Market Option Sale (Planned) | 415 | $129.53 | $53,754.90 | (1%) 35.56K to 35.15K | (1%) |
| 03-Feb-16 5:11 PM View: | Athenahealth, Inc. (ATHN) | 01-Feb-16 | Market Sale (Planned) | 415 | $141.08 | $58,548.20 | (1%) 34.39K to 33.97K | 7% |
| 06-Jan-16 2:25 PM View: | Athenahealth, Inc. (ATHN) | 04-Jan-16 | Market Sale (Planned) | 415 | $159.06 | $66,009.90 | (1%) 34.8K to 34.39K | 18% |
| 03-Dec-15 2:30 PM View: | Athenahealth, Inc. (ATHN) | 01-Dec-15 | Market Sale (Planned) | 415 | $168.75 | $70,031.20 | (1%) 35.22K to 34.8K | 22% |
| 04-Nov-15 4:46 PM View: | Athenahealth, Inc. (ATHN) | 02-Nov-15 | Market Sale (Planned) | 415 | $152.35 | $63,225.30 | (1%) 35.63K to 35.22K | 14% |
| 05-Oct-15 4:12 PM View: | Athenahealth, Inc. (ATHN) | 01-Oct-15 | Market Sale (Planned) | 415 | $133.02 | $55,203.30 | (1%) 36.05K to 35.63K | 2% |
| 03-Sep-15 4:37 PM View: | Athenahealth, Inc. (ATHN) | 01-Sep-15 | Market Sale (Planned) | 415 | $130.52 | $54,165.80 | (1%) 36.46K to 36.05K | (< 1%) |
| 04-Aug-15 4:08 PM View: | Athenahealth, Inc. (ATHN) | 01-Aug-15 | Payment of Exercise | 3,738 | $139.96 | $523,170.00 | (9%) 40.2K to 36.46K | 6% |
| 05-Aug-14 4:58 PM View: | Athenahealth, Inc. (ATHN) | 01-Aug-14 | Grant | 40,000 | -- | -- | 20000% 0.2K to 40.2K | |
| 07-Mar-13 4:36 PM View: | Aetna Inc. (AET) | 05-Mar-13 | Payment of Exercise | 5,158 | $47.85 | $246,810.00 | (27%) 18.95K to 13.79K | (317%) |
| 07-Mar-13 4:36 PM View: | Aetna Inc. (AET) | 05-Mar-13 | Option Exercise | 14,249 | -- | -- | 303% 4.7K to 18.95K |