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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-23 6:02 PM View:  | Principal Financial Group I... (PFG) | 20-Dec-23 | Grant | 26 | -- | -- | < 1% 27.64K to 27.67K | |
| 03-Oct-23 4:57 PM View: | Principal Financial Group I... (PFG) | 29-Sep-23 | Grant | 28 | -- | -- | < 1% 27.61K to 27.64K | |
| 05-Jul-23 10:00 PM View: | Principal Financial Group I... (PFG) | 30-Jun-23 | Grant | 25 | -- | -- | < 1% 27.59K to 27.61K | |
| 25-Feb-21 12:45 PM View: | Principal Financial Group I... (PFG) | 23-Feb-21 | Grant | 4,189 | -- | -- | 7% 59.87K to 64.06K | |
| 31-Mar-20 5:51 PM View: | Principal Financial Group I... (PFG) | 27-Mar-20 | Grant | 1,121 | -- | -- | 2% 58.75K to 59.87K | |
| 26-Feb-20 5:34 PM View: | Principal Financial Group I... (PFG) | 24-Feb-20 | Grant | 8,073 | -- | -- | 14% 59.38K to 67.45K | |
| 31-Dec-19 4:21 PM View: | Principal Financial Group I... (PFG) | 27-Dec-19 | Grant | 503 | -- | -- | < 1% 58.88K to 59.38K | |
| 01-Oct-19 5:04 PM View: | Principal Financial Group I... (PFG) | 27-Sep-19 | Grant | 486 | -- | -- | < 1% 58.22K to 58.71K | |
| 22-Jul-19 11:50 AM View: | Principal Financial Group I... (PFG) | 18-Jul-19 | Option Exercise | 11,829 | $51.33 | $607,183.00 | 20% 58.22K to 70.05K | |
| 22-Jul-19 11:50 AM View: | Principal Financial Group I... (PFG) | 18-Jul-19 | Market Option Sale (Planned) | 11,829 | $59.54 | $704,299.00 | (17%) 70.05K to 58.22K | 24% |
| 02-Jul-19 6:26 PM View: | Principal Financial Group I... (PFG) | 28-Jun-19 | Grant | 660 | -- | -- | 1% 57.56K to 58.22K | |
| 26-Jun-19 4:07 PM View: | Principal Financial Group I... (PFG) | 24-Jun-19 | Option Exercise | 27,661 | $37.88 | $1,047,800.00 | 36% 77.48K to 105.15K | |
| 26-Jun-19 4:07 PM View: | Principal Financial Group I... (PFG) | 24-Jun-19 | Market Option Sale (Planned) | 27,661 | $57.67 | $1,595,210.00 | (26%) 105.15K to 77.48K | 22% |
| 26-Jun-19 4:07 PM View: | Principal Financial Group I... (PFG) | 24-Jun-19 | Market Sale (Planned) | 20,000 | $57.67 | $1,153,400.00 | (26%) 77.48K to 57.48K | 22% |
| 15-May-19 12:15 PM View: | Principal Financial Group I... (PFG) | 13-May-19 | Gift | 350 | -- | -- | (< 1%) 77.83K to 77.48K | |
| 27-Feb-19 5:21 PM View: | Principal Financial Group I... (PFG) | 25-Feb-19 | Grant | 16,331 | -- | -- | 27% 61.42K to 77.75K | |
| 10-Aug-18 10:58 AM View: | Principal Financial Group I... (PFG) | 09-Aug-18 | Gift | 355 | -- | -- | (< 1%) 61.59K to 61.24K | |
| 28-Feb-18 5:15 PM View: | Principal Financial Group I... (PFG) | 26-Feb-18 | Grant | 9,072 | -- | -- | 17% 52.37K to 61.45K | |
| 27-Feb-18 4:35 PM View: | Principal Financial Group I... (PFG) | 26-Feb-18 | Option Exercise | 27,662 | $37.38 | $1,034,010.00 | 53% 52.32K to 79.98K | |
| 27-Feb-18 4:35 PM View: | Principal Financial Group I... (PFG) | 26-Feb-18 | Market Option Sale (Planned) | 27,662 | $64.02 | $1,770,920.00 | (35%) 79.98K to 52.32K | 31% |
| 15-Dec-17 3:58 PM View: | Principal Financial Group I... (PFG) | 14-Dec-17 | Option Exercise | 27,662 | $37.38 | $1,034,010.00 | 38% 72.32K to 99.98K | |
| 15-Dec-17 3:58 PM View: | Principal Financial Group I... (PFG) | 14-Dec-17 | Market Option Sale (Planned) | 27,662 | $70.04 | $1,937,450.00 | (28%) 99.98K to 72.32K | 37% |
| 15-Dec-17 3:58 PM View: | Principal Financial Group I... (PFG) | 14-Dec-17 | Market Sale (Planned) | 20,000 | $70.04 | $1,400,800.00 | (28%) 72.32K to 52.32K | 37% |
| 28-Nov-17 2:33 PM View: | Principal Financial Group I... (PFG) | 24-Nov-17 | Payment of Exercise | 9,761 | $68.65 | $670,093.00 | (12%) 82.08K to 72.32K | 36% |
| 19-Oct-17 2:24 PM View: | Principal Financial Group I... (PFG) | 09-Oct-17 | Gift | 234 | -- | -- | (< 1%) 82.31K to 82.08K | |
| 03-Oct-17 5:24 PM View: | Principal Financial Group I... (PFG) | 29-Sep-17 | Grant | 148 | -- | -- | < 1% 82.17K to 82.31K | |
| 05-Jul-17 5:51 PM View: | Principal Financial Group I... (PFG) | 30-Jun-17 | Grant | 144 | -- | -- | < 1% 81.97K to 82.11K | |
| 17-May-17 2:58 PM View: | Principal Financial Group I... (PFG) | 16-May-17 | Option Exercise | 10,375 | $60.10 | $623,538.00 | 13% 81.91K to 92.28K | |
| 17-May-17 2:58 PM View: | Principal Financial Group I... (PFG) | 16-May-17 | Market Option Sale (Planned) | 10,375 | $64.00 | $664,000.00 | (11%) 92.28K to 81.91K | 32% |
| 10-May-17 4:22 PM View: | Principal Financial Group I... (PFG) | 05-May-17 | Gift | 308 | -- | -- | (< 1%) 82.22K to 81.91K | |
| 21-Apr-17 3:41 PM View: | Principal Financial Group I... (PFG) | 20-Apr-17 | Option Exercise | 60,911 | $47.38 | $2,886,270.00 | 74% 82.22K to 143.13K | |
| 21-Apr-17 3:41 PM View: | Principal Financial Group I... (PFG) | 20-Apr-17 | Market Option Sale (Planned) | 60,911 | $63.00 | $3,837,390.00 | (43%) 143.13K to 82.22K | 31% |
| 13-Apr-17 5:52 PM View: | Principal Financial Group I... (PFG) | 13-Apr-17 | Market Sale (Planned) | 10,000 | $62.00 | $620,000.00 | (11%) 92.22K to 82.22K | 30% |
| 04-Apr-17 5:42 PM View: | Principal Financial Group I... (PFG) | 31-Mar-17 | Grant | 142 | -- | -- | < 1% 92.08K to 92.22K | |
| 01-Mar-17 5:23 PM View: | Principal Financial Group I... (PFG) | 27-Feb-17 | Grant | 10,973 | -- | -- | 14% 81.05K to 92.02K | |
| 29-Dec-16 5:51 PM View: | Principal Financial Group I... (PFG) | 27-Dec-16 | Grant | 145 | -- | -- | < 1% 80.9K to 81.05K | |
| 13-Dec-16 3:37 PM View: | Principal Financial Group I... (PFG) | 12-Dec-16 | Gift | 337 | -- | -- | (< 1%) 81.18K to 80.84K | |
| 06-Dec-16 5:36 PM View: | Principal Financial Group I... (PFG) | 05-Dec-16 | Option Exercise | 72,075 | $31.61 | $2,278,170.00 | 71% 101.19K to 173.26K | |
| 06-Dec-16 5:36 PM View: | Principal Financial Group I... (PFG) | 05-Dec-16 | Market Option Sale (Planned) | 72,075 | $58.74 | $4,233,690.00 | (42%) 173.26K to 101.19K | 25% |
| 06-Dec-16 5:36 PM View: | Principal Financial Group I... (PFG) | 05-Dec-16 | Market Sale (Planned) | 20,009 | $58.74 | $1,175,330.00 | (20%) 101.19K to 81.18K | 25% |
| 04-Oct-16 4:56 PM View: | Principal Financial Group I... (PFG) | 30-Sep-16 | Grant | 156 | -- | -- | < 1% 101.03K to 101.19K | |
| 28-Jun-16 5:57 PM View: | Principal Financial Group I... (PFG) | 24-Jun-16 | Grant | 190 | -- | -- | < 1% 100.78K to 100.97K | |
| 29-Mar-16 6:24 PM View: | Principal Financial Group I... (PFG) | 25-Mar-16 | Grant | 188 | -- | -- | < 1% 100.51K to 100.7K | |
| 24-Feb-16 4:59 PM View: | Principal Financial Group I... (PFG) | 22-Feb-16 | Grant | 15,518 | -- | -- | 18% 84.91K to 100.43K | |
| 30-Dec-15 4:52 PM View: | Principal Financial Group I... (PFG) | 28-Dec-15 | Grant | 159 | -- | -- | (< 1%) 85.07K to 84.91K | |
| 23-Nov-15 5:31 PM View: | Principal Financial Group I... (PFG) | 23-Nov-15 | Gift | 236 | -- | -- | (< 1%) 84.93K to 84.69K | |
| 09-Nov-15 2:24 PM View: | Principal Financial Group I... (PFG) | 06-Nov-15 | Option Exercise | 13,892 | $27.46 | $381,474.00 | 16% 84.93K to 98.82K | |
| 09-Nov-15 2:24 PM View: | Principal Financial Group I... (PFG) | 06-Nov-15 | Market Option Sale (Planned) | 13,892 | $52.00 | $722,384.00 | (14%) 98.82K to 84.93K | 12% |
| 29-Sep-15 5:37 PM View: | Principal Financial Group I... (PFG) | 25-Sep-15 | Grant | 150 | -- | -- | < 1% 84.78K to 84.93K | |
| 30-Jun-15 6:02 PM View: | Principal Financial Group I... (PFG) | 26-Jun-15 | Grant | 269 | -- | -- | < 1% 84.44K to 84.71K |