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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Aug-12 5:19 PM View:  | Fx Alliance Inc. (FX) | 20-Aug-12 | Disposition (change in control) | 1,027,710 | $22.00 | $22,609,700.00 | (100%) 1.03M to 0 | (< 1%) |
| 20-Aug-12 5:19 PM View: | Fx Alliance Inc. (FX) | 15-Aug-12 | Gift | 18,000 | -- | -- | (2%) 1.05M to 1.03M | |
| 10-Feb-12 6:44 PM View: | Fx Alliance Inc. (FX) | 09-Feb-12 | Purchase | 1,800 | $13.60 | $24,480.00 | < 1% 1.04M to 1.05M | |
| 10-Feb-12 6:44 PM View: | Fx Alliance Inc. (FX) | 08-Feb-12 | Grant | 100 | -- | -- | < 1% 1.03M to 1.03M | |
| 10-Feb-12 6:44 PM View: | Fx Alliance Inc. (FX) | 08-Feb-12 | Purchase | 18,000 | $12.00 | $216,000.00 | 2% 1.03M to 1.04M |