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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Aug-16 3:38 PM View:  | Headwaters Inc. (HW) | 22-Aug-16 | Market Sale | 32,890 | $19.02 | $625,486.00 | (84%) 38.94K to 6.05K | (24%) |
| 16-Aug-16 5:16 PM View: | Headwaters Inc. (HW) | 15-Aug-16 | Option Exercise | 32,890 | $5.66 | $186,287.00 | 544% 6.05K to 38.94K | |
| 05-Nov-15 7:15 PM View: | Headwaters Inc. (HW) | 05-Nov-15 | Market Sale | 1,527 | $18.75 | $28,631.70 | (9%) 17.55K to 16.02K | (26%) |
| 05-Nov-15 7:15 PM View: | Headwaters Inc. (HW) | 04-Nov-15 | Grant | 2,603 | -- | -- | 17% 14.95K to 17.55K | |
| 08-May-15 6:22 PM View: | Headwaters Inc. (HW) | 08-May-15 | Disposition | 16,538 | $19.90 | $329,106.00 | (73%) 22.58K to 6.05K | (19%) |
| 08-May-15 6:22 PM View: | Headwaters Inc. (HW) | 08-May-15 | Option Exercise | 16,538 | $1.85 | $30,595.30 | 274% 6.05K to 22.58K | |
| 07-Nov-14 7:10 PM View: | Headwaters Inc. (HW) | 05-Nov-14 | Grant | 3,393 | -- | -- | 29% 11.56K to 14.95K | |
| 04-Jun-14 3:44 PM View: | Headwaters Inc. (HW) | 04-Jun-14 | Market Sale | 6,000 | $12.50 | $74,980.20 | (25%) 24.2K to 18.2K | (89%) |
| 12-Nov-13 10:53 AM View: | Headwaters Inc. (HW) | 07-Nov-13 | Grant | 4,929 | -- | -- | 59% 8.3K to 13.23K | |
| 09-Nov-12 4:32 PM View: | Headwaters Inc. (HW) | 08-Nov-12 | Grant | 8,303 | -- | -- | 100% 0 to 8.3K |