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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Sep-12 5:26 PM View:  | Sanders Morris Harris Group... (EF) | 20-Sep-12 | Disposition (other) | 2,165 | $8.85 | $19,160.20 | (100%) 2.17K to 0 | < 1% |
| 21-Mar-12 5:58 PM View: | Sanders Morris Harris Group... (EF) | 15-Mar-12 | Option Exercise | 2,165 | $6.93 | $15,003.40 | 100% 0 to 2.17K | (< 1%) |