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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Feb-20 3:22 PM View:  | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 1,612,290 | $3.50 | $5,643,020.00 | (100%) 1.62M to 5.1K | |
| 14-Feb-20 3:22 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 5,000 | $3.50 | $17,500.00 | (98%) 5.1K to 100 | |
| 14-Feb-20 3:22 PM View: | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 3,900 | $25.10 | $97,899.00 | (< 1%) 1.62M to 1.62M | |
| 03-Jun-19 7:45 AM View: | Ladenburg Thalmann Financia... (LTS) | 31-May-19 | Market Purchase | 10,000 | $3.20 | $32,011.00 | < 1% 1.61M to 1.62M | (< 1%) |
| 23-May-19 7:55 AM View: | Ladenburg Thalmann Financia... (LTS) | 22-May-19 | Market Purchase | 10,000 | $3.35 | $33,459.00 | < 1% 1.6M to 1.61M | (< 1%) |
| 17-May-19 7:17 PM View: | Ladenburg Thalmann Financia... (LTS) | 17-May-19 | Payment of Exercise | 111,251 | $3.39 | $377,141.00 | (6%) 1.71M to 1.6M | |
| 17-May-19 7:17 PM View: | Ladenburg Thalmann Financia... (LTS) | 17-May-19 | Option Exercise | 200,000 | $0.90 | $180,000.00 | 13% 1.51M to 1.71M | |
| 16-Apr-19 7:36 AM View: | Ladenburg Thalmann Financia... (LTS) | 15-Apr-19 | Market Purchase | 15,000 | $3.47 | $52,123.50 | 1% 1.5M to 1.51M | 2% |
| 15-Apr-19 7:37 AM View: | Ladenburg Thalmann Financia... (LTS) | 12-Apr-19 | Market Purchase | 10,000 | $3.46 | $34,600.00 | < 1% 1.49M to 1.5M | (< 1%) |
| 08-Apr-19 7:46 AM View: | Ladenburg Thalmann Financia... (LTS) | 05-Apr-19 | Market Purchase | 15,000 | $2.93 | $43,987.50 | 1% 1.47M to 1.49M | 2% |
| 23-Jan-19 7:56 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-19 | Payment of Exercise | 12,099 | $3.10 | $37,506.90 | (< 1%) 1.48M to 1.47M | 4% |
| 15-Jan-19 6:08 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-19 | Payment of Exercise | 12,481 | $3.01 | $37,567.80 | (< 1%) 1.5M to 1.48M | 0% |
| 15-Jan-19 6:08 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jan-19 | Payment of Exercise | 15,182 | $3.12 | $47,367.80 | (1%) 1.51M to 1.5M | 4% |
| 15-Jan-19 6:08 PM View: | Ladenburg Thalmann Financia... (LTS) | 12-Jan-19 | Payment of Exercise | 19,214 | $3.12 | $59,947.70 | (1%) 1.53M to 1.51M | 4% |
| 14-Jan-19 7:44 AM View: | Ladenburg Thalmann Financia... (LTS) | 10-Jan-19 | Grant | 275,000 | -- | -- | 22% 1.26M to 1.53M | |
| 04-Jan-19 7:51 AM View: | Ladenburg Thalmann Financia... (LTS) | 03-Jan-19 | Market Purchase | 5,000 | $2.46 | $12,296.00 | < 1% 1.25M to 1.26M | 6% |
| 03-Jan-19 7:52 AM View: | Ladenburg Thalmann Financia... (LTS) | 02-Jan-19 | Market Purchase | 5,000 | $2.38 | $11,875.00 | < 1% 1.25M to 1.25M | (< 1%) |
| 31-Dec-18 9:03 PM View: | Ladenburg Thalmann Financia... (LTS) | 27-Dec-18 | Gift | 10,000 | -- | -- | (< 1%) 1.26M to 1.25M | |
| 18-Oct-18 7:35 AM View: | Ladenburg Thalmann Financia... (LTS) | 17-Oct-18 | Payment of Exercise | 107,847 | $2.92 | $314,913.00 | (8%) 1.36M to 1.26M | 22% |
| 18-Oct-18 7:35 AM View: | Ladenburg Thalmann Financia... (LTS) | 17-Oct-18 | Option Exercise | 150,000 | $1.58 | $237,000.00 | 12% 1.21M to 1.36M | |
| 03-Oct-18 7:33 AM View: | Ladenburg Thalmann Financia... (LTS) | 02-Oct-18 | Market Purchase | 10,000 | $2.50 | $25,000.00 | < 1% 1.2M to 1.21M | (8%) |
| 20-Aug-18 8:28 AM View: | Ladenburg Thalmann Financia... (LTS) | 17-Aug-18 | Market Purchase | 5,000 | $3.20 | $16,019.50 | < 1% 1.2M to 1.2M | (29%) |
| 28-Jun-18 7:55 AM View: | Ladenburg Thalmann Financia... (LTS) | 27-Jun-18 | Market Purchase | 5,000 | $3.44 | $17,221.50 | < 1% 1.19M to 1.2M | (34%) |
| 16-Apr-18 7:49 AM View: | Ladenburg Thalmann Financia... (LTS) | 13-Apr-18 | Market Purchase | 5,000 | $3.28 | $16,399.50 | < 1% 1.19M to 1.19M | (31%) |
| 23-Jan-18 9:38 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-18 | Payment of Exercise | 11,504 | $3.13 | $36,007.50 | (< 1%) 1.2M to 1.19M | 28% |
| 17-Jan-18 5:15 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-18 | Payment of Exercise | 11,846 | $3.21 | $38,025.70 | (< 1%) 1.21M to 1.2M | 29% |
| 17-Jan-18 5:15 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jan-18 | Payment of Exercise | 14,215 | $3.21 | $45,630.20 | (1%) 1.23M to 1.21M | 29% |
| 17-Jan-18 5:15 PM View: | Ladenburg Thalmann Financia... (LTS) | 12-Jan-18 | Grant | 200,000 | -- | -- | 19% 1.03M to 1.23M | |
| 29-Dec-17 4:53 PM View: | Ladenburg Thalmann Financia... (LTS) | 28-Dec-17 | Gift | 10,000 | -- | -- | (< 1%) 1.04M to 1.03M | |
| 22-May-17 8:08 AM View: | Ladenburg Thalmann Financia... (LTS) | 19-May-17 | Market Purchase | 5,000 | $2.15 | $10,750.00 | < 1% 1.03M to 1.04M | 5% |
| 23-Mar-17 7:40 AM View: | Ladenburg Thalmann Financia... (LTS) | 22-Mar-17 | Market Purchase | 5,000 | $2.20 | $11,000.00 | < 1% 1.03M to 1.03M | 2% |
| 21-Mar-17 7:43 AM View: | Ladenburg Thalmann Financia... (LTS) | 20-Mar-17 | Market Purchase | 5,000 | $2.38 | $11,900.00 | < 1% 1.02M to 1.03M | (5%) |
| 20-Mar-17 7:16 AM View: | Ladenburg Thalmann Financia... (LTS) | 17-Mar-17 | Market Purchase | 5,000 | $2.36 | $11,791.00 | < 1% 1.02M to 1.02M | (5%) |
| 24-Jan-17 6:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-17 | Payment of Exercise | 11,751 | $2.24 | $26,322.20 | (1%) 1.03M to 1.02M | (< 1%) |
| 18-Jan-17 5:25 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-17 | Payment of Exercise | 11,770 | $2.39 | $28,130.30 | (1%) 1.04M to 1.03M | 6% |
| 18-Jan-17 5:25 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jan-17 | Grant | 150,000 | -- | -- | 17% 890.45K to 1.04M | |
| 23-Dec-16 8:17 PM View: | Ladenburg Thalmann Financia... (LTS) | 21-Dec-16 | Gift | 10,000 | -- | -- | (1%) 900.45K to 890.45K | |
| 30-Aug-16 7:42 AM View: | Ladenburg Thalmann Financia... (LTS) | 29-Aug-16 | Market Purchase | 5,000 | $2.25 | $11,254.50 | < 1% 895.45K to 900.45K | (< 1%) |
| 07-Jul-16 7:25 AM View: | Ladenburg Thalmann Financia... (LTS) | 05-Jul-16 | Payment of Exercise | 334,937 | $2.27 | $760,307.00 | (27%) 1.23M to 895.45K | < 1% |
| 07-Jul-16 7:25 AM View: | Ladenburg Thalmann Financia... (LTS) | 05-Jul-16 | Option Exercise | 500,000 | $1.05 | $525,000.00 | 68% 730.39K to 1.23M | |
| 01-Jul-16 6:26 PM View: | Ladenburg Thalmann Financia... (LTS) | 29-Jun-16 | Payment of Exercise | 183,591 | $2.30 | $422,259.00 | (20%) 913.98K to 730.39K | 2% |
| 01-Jul-16 6:26 PM View: | Ladenburg Thalmann Financia... (LTS) | 29-Jun-16 | Option Exercise | 301,500 | $0.94 | $283,410.00 | 49% 612.48K to 913.98K | |
| 19-Jan-16 5:21 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-16 | Grant | 125,000 | -- | -- | 26% 487.48K to 612.48K | |
| 15-Jan-16 7:23 AM View: | Ladenburg Thalmann Financia... (LTS) | 14-Jan-16 | Market Purchase | 5,000 | $2.21 | $11,072.00 | 1% 482.48K to 487.48K | 2% |
| 31-Aug-15 7:53 AM View: | Ladenburg Thalmann Financia... (LTS) | 28-Aug-15 | Market Purchase | 5,000 | $2.57 | $12,857.50 | 1% 477.48K to 482.48K | (13%) |
| 05-Jun-15 7:34 AM View: | Ladenburg Thalmann Financia... (LTS) | 04-Jun-15 | Market Purchase | 5,000 | $3.55 | $17,769.50 | 1% 472.48K to 477.48K | (37%) |
| 22-Jan-15 5:23 PM View: | Ladenburg Thalmann Financia... (LTS) | 20-Jan-15 | Grant | 125,000 | -- | -- | 36% 347.48K to 472.48K | |
| 12-Dec-14 9:02 AM View: | Ladenburg Thalmann Financia... (LTS) | 11-Dec-14 | Market Purchase | 5,000 | $3.71 | $18,547.50 | 1% 342.48K to 347.48K | (39%) |
| 13-Jun-14 6:56 AM View: | Ladenburg Thalmann Financia... (LTS) | 12-Jun-14 | Market Purchase | 5,000 | $2.79 | $13,949.00 | 1% 337.48K to 342.48K | (19%) |
| 21-May-14 7:10 AM View: | Ladenburg Thalmann Financia... (LTS) | 20-May-14 | Market Purchase | 5,000 | $2.67 | $13,350.00 | 2% 332.48K to 337.48K | (16%) |