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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Jan-13 12:20 PM View:  | Alexza Pharmaceuticals Inc. (ALXA) | 18-Jan-13 | Market Sale | 25,000 | $4.75 | $118,750.00 | (< 1%) 3.09M to 3.07M | 80% |
| 22-Jan-13 12:20 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 17-Jan-13 | Market Sale | 100,000 | $4.75 | $475,000.00 | (3%) 3.19M to 3.09M | 80% |
| 31-Dec-12 1:56 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 27-Dec-12 | Market Purchase | 72,189 | $4.85 | $350,267.00 | 5% 1.57M to 1.65M | (80%) |