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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Sep-24 6:36 PM View:  | NetApp, Inc. (NTAP) | 10-Sep-24 | Option Exercise | 3,526 | -- | -- | 8% 42.61K to 46.14K | |
| 10-Sep-24 4:12 PM View: | Moody's Corp. (MCO) | 06-Sep-24 | Grant | 2 | $480.40 | $1,089.07 | < 1% 19.17K to 19.17K | |
| 11-Jun-24 4:56 PM View: | Moody's Corp. (MCO) | 07-Jun-24 | Grant | 3 | $404.47 | $1,087.22 | < 1% 19.17K to 19.17K | (11%) |
| 17-May-24 4:34 PM View: | Celanese Corp. (CE) | 15-May-24 | Grant | 1,114 | $156.96 | $174,853.00 | 12% 9.47K to 10.59K | |
| 14-May-24 5:19 PM View: | Celanese Corp. (CE) | 12-May-24 | Disposition | 1,777 | -- | -- | (16%) 11.25K to 9.47K | |
| 18-Mar-24 4:11 PM View: | Moody's Corp. (MCO) | 15-Mar-24 | Grant | 3 | $382.31 | $1,084.61 | < 1% 19.16K to 19.17K | (5%) |
| 22-Feb-24 5:51 PM View: | Moody's Corp. (MCO) | 21-Feb-24 | Grant | 561 | $374.40 | $210,038.00 | 3% 18.6K to 19.16K | (3%) |
| 04-Jan-24 4:10 PM View: | NetApp, Inc. (NTAP) | 02-Jan-24 | Option Exercise Duplicate | 2,707 | -- | -- | 7% 39.9K to 42.61K | |
| 18-Dec-23 4:23 PM View: | Moody's Corp. (MCO) | 15-Dec-23 | Grant | 3 | $389.88 | $980.55 | < 1% 18.6K to 18.6K | (7%) |
| 11-Sep-23 5:12 PM View: | Moody's Corp. (MCO) | 08-Sep-23 | Grant | 3 | $341.21 | $978.59 | < 1% 18.6K to 18.6K | 6% |
| 12-Jun-23 4:00 PM View: | Moody's Corp. (MCO) | 09-Jun-23 | Grant | 3 | $335.45 | $976.16 | < 1% 18.59K to 18.6K | |
| 16-May-23 4:32 PM View: | Celanese Corp. (CE) | 12-May-23 | Grant | 1,777 | $98.46 | $174,963.00 | 19% 9.47K to 11.25K | |
| 05-May-23 4:33 PM View: | Celanese Corp. (CE) | 03-May-23 | Disposition | 1,098 | -- | -- | (10%) 10.57K to 9.47K | |
| 21-Mar-23 4:00 PM View: | Moody's Corp. (MCO) | 17-Mar-23 | Grant | 9 | $295.41 | $2,635.94 | < 1% 18.59K to 18.59K | |
| 08-Feb-23 4:00 PM View: | Moody's Corp. (MCO) | 07-Feb-23 | Grant | 621 | $314.22 | $195,131.00 | 3% 17.96K to 18.59K | |
| 15-Dec-22 4:01 PM View: | Moody's Corp. (MCO) | 14-Dec-22 | Grant | 2 | $300.07 | $461.51 | < 1% 17.96K to 17.96K | |
| 12-Sep-22 4:00 PM View: | Moody's Corp. (MCO) | 09-Sep-22 | Grant | 2 | $298.53 | $460.33 | < 1% 17.96K to 17.96K | |
| 13-Jun-22 4:00 PM View: | Moody's Corp. (MCO) | 10-Jun-22 | Grant | 2 | $273.76 | $459.37 | < 1% 17.96K to 17.96K | |
| 27-Apr-22 4:06 PM View: | Celanese Corp. (CE) | 27-Apr-22 | Disposition | 975 | -- | -- | (9%) 10.45K to 9.47K | |
| 21-Mar-22 4:00 PM View: | Moody's Corp. (MCO) | 18-Mar-22 | Grant | 6 | $326.79 | $1,984.92 | < 1% 17.95K to 17.96K | |
| 18-Feb-22 4:01 PM View: | Moody's Corp. (MCO) | 17-Feb-22 | Grant | 598 | $325.99 | $194,942.00 | 3% 17.36K to 17.95K | |
| 13-Sep-21 10:00 PM View: | NetApp, Inc. (NTAP) | 09-Sep-21 | Option Exercise Duplicate | 5,634 | -- | -- | 16% 34.27K to 39.9K | |
| 29-Apr-21 4:13 PM View: | Celanese Corp. (CE) | 27-Apr-21 | Grant | 975 | -- | -- | 10% 9.47K to 10.45K | |
| 23-Feb-21 4:17 PM View: | Moody's Corp. (MCO) | 22-Feb-21 | Grant | 650 | $276.84 | $179,946.00 | 4% 16.71K to 17.36K | < 1% |
| 11-Sep-20 4:41 PM View: | NetApp, Inc. (NTAP) | 09-Sep-20 | Option Exercise Duplicate | 4,435 | -- | -- | 15% 29.83K to 34.27K | |
| 04-May-20 4:19 PM View: | Celanese Corp. (CE) | 30-Apr-20 | Grant | 1,849 | -- | -- | 24% 7.63K to 9.47K | |
| 21-Feb-20 4:06 PM View: | Moody's Corp. (MCO) | 20-Feb-20 | Grant | 642 | $280.42 | $180,030.00 | 4% 16.06K to 16.71K | |
| 13-Sep-19 4:30 PM View: | NetApp, Inc. (NTAP) | 11-Sep-19 | Option Exercise Duplicate | 2,924 | -- | -- | 11% 26.91K to 29.83K | |
| 29-Apr-19 4:12 PM View: | Celanese Corp. (CE) | 25-Apr-19 | Grant | 1,404 | -- | -- | 23% 6.22K to 7.63K | |
| 26-Feb-19 10:00 PM View: | Moody's Corp. (MCO) | 25-Feb-19 | Grant | 1,037 | -- | -- | 7% 15.03K to 16.06K | |
| 14-Sep-18 4:28 PM View: | NetApp, Inc. (NTAP) | 12-Sep-18 | Option Exercise Duplicate | 6,150 | -- | -- | 30% 20.76K to 26.91K | |
| 15-Jun-18 4:40 PM View: | NetApp, Inc. (NTAP) | 13-Jun-18 | Option Exercise | 26,997 | $42.21 | $1,139,540.00 | 130% 20.76K to 47.76K | 36% |
| 15-Jun-18 4:40 PM View: | NetApp, Inc. (NTAP) | 13-Jun-18 | Market Option Sale | 26,997 | $76.02 | $2,052,350.00 | (57%) 47.76K to 20.76K | (11%) |
| 24-Apr-18 4:39 PM View: | Celanese Corp. (CE) | 20-Apr-18 | Grant | 1,372 | -- | -- | 28% 4.85K to 6.22K | |
| 20-Feb-18 4:10 PM View: | Moody's Corp. (MCO) | 16-Feb-18 | Grant | 1,075 | -- | -- | 8% 13.95K to 15.03K | |
| 15-Sep-17 4:42 PM View: | NetApp, Inc. (NTAP) | 13-Sep-17 | Option Exercise Duplicate | 7,132 | -- | -- | 52% 13.63K to 20.76K | |
| 24-Apr-17 4:33 PM View: | Celanese Corp. (CE) | 20-Apr-17 | Grant | 1,601 | -- | -- | 49% 3.25K to 4.85K | |
| 28-Feb-17 10:00 PM View: | Moody's Corp. (MCO) | 27-Feb-17 | Grant | 1,517 | -- | -- | 12% 12.44K to 13.95K | |
| 16-Sep-16 4:46 PM View: | NetApp, Inc. (NTAP) | 14-Sep-16 | Option Exercise Duplicate | 7,916 | -- | -- | 139% 5.71K to 13.63K | |
| 25-Apr-16 5:01 PM View: | Celanese Corp. (CE) | 21-Apr-16 | Grant | 1,717 | -- | -- | 112% 1.53K to 3.25K | |
| 12-Feb-16 4:06 PM View: | Moody's Corp. (MCO) | 10-Feb-16 | Grant | 1,904 | -- | -- | 18% 10.53K to 12.44K | |
| 23-Jul-15 5:13 PM View: | Celanese Corp. (CE) | 21-Jul-15 | Grant | 1,531 | -- | -- | 100% 0 to 1.53K | |
| 12-Feb-15 4:07 PM View: | Moody's Corp. (MCO) | 11-Feb-15 | Grant | 1,581 | -- | -- | 18% 8.95K to 10.53K | |
| 08-Sep-14 7:31 PM View: | NetApp, Inc. (NTAP) | 04-Sep-14 | Option Exercise | 5,712 | -- | -- | 100% 0 to 5.71K | |
| 13-Feb-14 10:29 AM View: | Moody's Corp. (MCO) | 12-Feb-14 | Grant | 1,823 | -- | -- | 26% 7.13K to 8.95K | |
| 14-Feb-13 5:17 PM View: | Moody's Corp. (MCO) | 13-Feb-13 | Grant | 2,800 | -- | -- | 65% 4.33K to 7.13K | |
| 15-Feb-12 10:29 AM View: | Moody's Corp. (MCO) | 13-Feb-12 | Grant | 3,367 | -- | -- | 351% 0.96K to 4.33K | |
| 03-Jan-12 1:30 PM View: | Moody's Corp. (MCO) | 30-Dec-11 | Grant | 960 | -- | -- | 100% 0 to 0.96K |