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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Jul-14 5:12 PM View:  | Investors Capital Holdings ... (ICH) | 11-Jul-14 | Disposition | 598,458 | -- | -- | (100%) 601.46K to 3.0K | |
| 14-Jul-14 5:12 PM View: | Investors Capital Holdings ... (ICH) | 11-Jul-14 | Disposition | 3,000 | -- | -- | (100%) 3.0K to 0 | |
| 08-Oct-13 2:19 PM View: | Investors Capital Holdings ... (ICH) | 01-Oct-13 | Grant | 500 | $5.36 | $2,680.00 | < 1% 208.0K to 208.5K | 32% |
| 05-Sep-13 9:59 AM View: | Investors Capital Holdings ... (ICH) | 03-Sep-13 | Grant | 500 | $4.41 | $2,205.00 | < 1% 207.5K to 208.0K | 61% |
| 08-Aug-13 2:28 PM View: | Investors Capital Holdings ... (ICH) | 01-Aug-13 | Grant | 500 | $5.04 | $2,520.00 | < 1% 207.0K to 207.5K | 40% |
| 08-Jul-13 2:15 PM View: | Investors Capital Holdings ... (ICH) | 01-Jul-13 | Grant | 500 | $5.29 | $2,645.00 | < 1% 206.5K to 207.0K | 34% |
| 06-Jun-13 2:38 PM View: | Investors Capital Holdings ... (ICH) | 03-Jun-13 | Grant | 500 | $4.12 | $2,060.00 | < 1% 206.0K to 206.5K | 72% |
| 10-May-13 10:11 AM View: | Investors Capital Holdings ... (ICH) | 01-May-13 | Grant | 500 | $3.93 | $1,965.00 | < 1% 205.5K to 206.0K | 80% |
| 11-Apr-13 11:02 AM View: | Investors Capital Holdings ... (ICH) | 01-Apr-13 | Grant | 500 | $3.86 | $1,930.00 | < 1% 205.0K to 205.5K | 83% |
| 21-Mar-13 12:49 PM View: | Investors Capital Holdings ... (ICH) | 04-Mar-13 | Grant | 500 | $3.63 | $1,815.00 | < 1% 204.5K to 205.0K | 95% |
| 11-Mar-13 11:39 AM View: | Investors Capital Holdings ... (ICH) | 01-Mar-13 | Grant | 500 | $3.69 | $1,845.00 | < 1% 204.0K to 204.5K | 92% |
| 11-Mar-13 11:39 AM View: | Investors Capital Holdings ... (ICH) | 01-Feb-13 | Grant | 500 | $3.95 | $1,975.00 | < 1% 203.5K to 204.0K | 79% |
| 07-Jan-13 12:19 PM View: | Investors Capital Holdings ... (ICH) | 02-Jan-13 | Grant | 500 | $3.95 | $1,975.00 | < 1% 203.0K to 203.5K | 79% |
| 07-Jan-13 12:19 PM View: | Investors Capital Holdings ... (ICH) | 11-Dec-12 | Grant | 500 | $4.12 | $2,060.00 | < 1% 202.5K to 203.0K | 72% |
| 13-Dec-12 3:55 PM View: | Investors Capital Holdings ... (ICH) | 03-Dec-12 | Grant | 500 | $4.17 | $2,085.00 | < 1% 199.0K to 199.5K | 70% |
| 07-Nov-12 3:08 PM View: | Investors Capital Holdings ... (ICH) | 01-Nov-12 | Market Purchase | 500 | $3.78 | $1,890.00 | < 1% 201.5K to 202.0K | 87% |
| 10-Oct-12 5:31 PM View: | Investors Capital Holdings ... (ICH) | 01-Oct-12 | Grant | 500 | $4.00 | $2,000.00 | < 1% 201.0K to 201.5K | 77% |
| 27-Sep-12 3:05 PM View: | Investors Capital Holdings ... (ICH) | 07-Sep-12 | Grant | 1,000 | $3.92 | $3,920.00 | < 1% 200.0K to 201.0K | 80% |
| 10-Sep-12 4:11 PM View: | Investors Capital Holdings ... (ICH) | 04-Sep-12 | Grant | 500 | $4.20 | $2,100.00 | < 1% 199.5K to 200.0K | 68% |
| 06-Aug-12 9:00 AM View: | Investors Capital Holdings ... (ICH) | 01-Aug-12 | Grant | 500 | $4.25 | $2,125.00 | < 1% 199.0K to 199.5K | 77% |
| 05-Jul-12 12:14 PM View: | Investors Capital Holdings ... (ICH) | 02-Jul-12 | Grant | 500 | $4.21 | $2,105.00 | < 1% 198.5K to 199.0K | 79% |
| 05-Jun-12 10:23 AM View: | Investors Capital Holdings ... (ICH) | 01-Jun-12 | Grant | 500 | $4.20 | $2,100.00 | < 1% 198.0K to 198.5K | 80% |
| 02-May-12 10:47 AM View: | Investors Capital Holdings ... (ICH) | 01-May-12 | Grant | 500 | $4.24 | $2,120.00 | < 1% 193.0K to 193.5K | 78% |
| 05-Apr-12 3:03 PM View: | Investors Capital Holdings ... (ICH) | 02-Apr-12 | Grant | 500 | $4.00 | $2,000.00 | < 1% 192.5K to 193.0K | 89% |
| 08-Mar-12 5:34 PM View: | Investors Capital Holdings ... (ICH) | 01-Mar-12 | Grant | 500 | $4.00 | $2,000.00 | < 1% 191.99K to 192.49K | 89% |
| 08-Mar-12 5:46 PM View: | Investors Capital Holdings ... (ICH) | 08-Feb-12 | Grant | 500 | $3.78 | $1,890.00 | < 1% 191.49K to 191.99K | 100% |
| 08-Mar-12 5:46 PM View: | Investors Capital Holdings ... (ICH) | 03-Jan-12 | Grant | 500 | $3.91 | $1,955.00 | < 1% 191.0K to 191.5K | 94% |
| 06-Dec-11 2:00 PM View: | Investors Capital Holdings ... (ICH) | 01-Dec-11 | Market Purchase | 500 | $4.10 | $2,050.00 | < 1% 190.5K to 191.0K | 84% |
| 28-Nov-11 4:24 PM View: | Investors Capital Holdings ... (ICH) | 10-Nov-11 | Market Purchase | 500 | $4.50 | $2,250.00 | < 1% 187.91K to 188.41K | 67% |
| 06-Dec-11 2:00 PM View: | Investors Capital Holdings ... (ICH) | 26-Oct-11 | Grant | 2,086 | -- | -- | 1% 188.41K to 190.5K |