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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Aug-16 6:42 PM View:  | Arq, Inc. (ARQ) | 09-Aug-16 | Payment of Exercise | 1,027 | $7.34 | $7,538.18 | (2%) 57.73K to 56.71K | 36% |
| 20-Jul-16 7:42 PM View: | Arq, Inc. (ARQ) | 18-Jul-16 | Payment of Exercise | 2 | $6.70 | $13.40 | (< 1%) 57.74K to 57.73K | 30% |
| 12-May-16 6:03 PM View: | Arq, Inc. (ARQ) | 10-May-16 | Grant | 10,000 | $7.74 | $77,400.00 | 21% 47.74K to 57.74K | (39%) |
| 03-Mar-16 7:41 PM View: | Arq, Inc. (ARQ) | 01-Mar-16 | Option Exercise | 2,608 | -- | -- | 6% 45.13K to 47.74K | |
| 05-Jan-16 6:42 PM View: | Arq, Inc. (ARQ) | 02-Jan-16 | Payment of Exercise | 747 | $7.07 | $5,281.29 | (2%) 45.88K to 45.13K | 33% |
| 05-Jan-16 6:42 PM View: | Arq, Inc. (ARQ) | 01-Jan-16 | Payment of Exercise | 476 | $7.07 | $3,365.32 | (1%) 46.35K to 45.88K | 33% |
| 13-Aug-15 6:00 PM View: | Arq, Inc. (ARQ) | 11-Aug-15 | Disposition | 726 | -- | -- | (2%) 47.14K to 46.42K | |
| 13-Aug-15 6:00 PM View: | Arq, Inc. (ARQ) | 11-Aug-15 | Payment of Exercise | 66 | $10.15 | $669.90 | (< 1%) 46.42K to 46.35K | 54% |
| 21-Jul-15 7:50 PM View: | Arq, Inc. (ARQ) | 18-Jul-15 | Payment of Exercise | 132 | $12.75 | $1,683.00 | (< 1%) 47.27K to 47.14K | 63% |
| 05-Mar-15 7:44 PM View: | Arq, Inc. (ARQ) | 03-Mar-15 | Grant | 3,625 | -- | -- | 8% 43.65K to 47.27K | |
| 07-Jan-15 8:13 PM View: | Arq, Inc. (ARQ) | 02-Jan-15 | Payment of Exercise | 297 | $21.86 | $6,492.42 | (< 1%) 43.99K to 43.69K | 84% |
| 07-Jan-15 8:13 PM View: | Arq, Inc. (ARQ) | 02-Jan-15 | Payment of Exercise | 42 | $21.86 | $918.12 | (< 1%) 43.69K to 43.65K | 84% |
| 07-Jan-15 8:13 PM View: | Arq, Inc. (ARQ) | 01-Jan-15 | Payment of Exercise | 476 | $22.79 | $10,848.00 | (1%) 44.47K to 43.99K | 85% |
| 05-Aug-14 11:51 AM View: | Arq, Inc. (ARQ) | 01-Aug-14 | Payment of Exercise | 127 | $21.39 | $2,716.53 | (< 1%) 44.59K to 44.47K | 84% |
| 18-Feb-14 1:36 PM View: | Arq, Inc. (ARQ) | 11-Feb-14 | Grant | 75 | $52.18 | $3,913.50 | < 1% 22.18K to 22.25K | (93%) |
| 18-Feb-14 1:36 PM View: | Arq, Inc. (ARQ) | 11-Feb-14 | Grant | 44 | $52.18 | $2,295.92 | < 1% 22.25K to 22.3K | (93%) |
| 07-Jan-14 3:11 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Grant | 1,195 | $53.00 | $63,335.00 | 6% 21.08K to 22.28K | (93%) |
| 07-Jan-14 3:11 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Payment of Exercise | 270 | $53.00 | $14,310.00 | (1%) 22.28K to 22.01K | 93% |
| 08-Nov-13 11:23 AM View: | Arq, Inc. (ARQ) | 06-Nov-13 | Grant | 164 | $37.96 | $6,225.44 | < 1% 20.86K to 21.02K | (91%) |
| 08-Nov-13 11:23 AM View: | Arq, Inc. (ARQ) | 06-Nov-13 | Grant | 60 | $37.69 | $2,261.40 | < 1% 21.02K to 21.08K | (91%) |
| 02-Aug-13 12:49 PM View: | Arq, Inc. (ARQ) | 01-Aug-13 | Grant | 76 | $42.95 | $3,264.20 | < 1% 20.71K to 20.79K | (92%) |
| 02-Aug-13 12:49 PM View: | Arq, Inc. (ARQ) | 01-Aug-13 | Grant | 66 | $42.95 | $2,834.70 | < 1% 20.79K to 20.86K | (92%) |
| 23-May-13 6:01 PM View: | ADA-ES Inc. (ADES) | 14-May-13 | Grant | 1,918 | $31.29 | $60,014.20 | 10% 18.8K to 20.71K | (36%) |
| 03-May-13 1:32 PM View: | ADA-ES Inc. (ADES) | 02-May-13 | Grant | 155 | $24.33 | $3,771.15 | < 1% 18.55K to 18.71K | |
| 03-May-13 1:32 PM View: | ADA-ES Inc. (ADES) | 02-May-13 | Grant | 91 | $24.33 | $2,214.03 | < 1% 18.71K to 18.8K | |
| 25-Apr-13 5:19 PM View: | ADA-ES Inc. (ADES) | 22-Apr-13 | Grant | 437 | $25.43 | $11,112.90 | 2% 18.11K to 18.55K | (21%) |
| 25-Mar-13 4:53 PM View: | ADA-ES Inc. (ADES) | 22-Mar-13 | Grant | 1,937 | $13.80 | $26,730.60 | 12% 16.18K to 18.11K | |
| 22-Feb-13 11:05 AM View: | ADA-ES Inc. (ADES) | 20-Feb-13 | Grant | 178 | $18.23 | $3,244.94 | 1% 15.9K to 16.08K | |
| 22-Feb-13 11:05 AM View: | ADA-ES Inc. (ADES) | 20-Feb-13 | Grant | 97 | $18.23 | $1,768.31 | < 1% 16.08K to 16.18K | |
| 31-Oct-12 3:58 PM View: | ADA-ES Inc. (ADES) | 29-Oct-12 | Grant | 225 | $19.25 | $4,331.25 | 1% 15.57K to 15.79K | 5% |
| 31-Oct-12 3:58 PM View: | ADA-ES Inc. (ADES) | 29-Oct-12 | Grant | 110 | $19.25 | $2,117.50 | < 1% 15.79K to 15.9K | 5% |
| 10-Aug-12 5:13 PM View: | ADA-ES Inc. (ADES) | 08-Aug-12 | Grant | 114 | $21.94 | $2,501.16 | < 1% 15.45K to 15.57K | (8%) |
| 07-May-12 11:23 AM View: | ADA-ES Inc. (ADES) | 02-May-12 | Grant | 103 | $22.64 | $2,331.92 | < 1% 15.35K to 15.45K | |
| 01-Feb-12 11:19 AM View: | ADA-ES Inc. (ADES) | 31-Jan-12 | Grant | 165 | $21.75 | $3,588.75 | 1% 15.22K to 15.38K | (7%) |
| 01-Feb-12 11:19 AM View: | ADA-ES Inc. (ADES) | 31-Jan-12 | Grant | -- | -- | -- | 0% 15.38K | |
| 21-Nov-11 7:21 PM View: | ADA-ES Inc. (ADES) | 18-Nov-11 | Grant | 277 | $15.28 | $4,232.56 | 2% 14.79K to 15.07K | 32% |
| 21-Nov-11 7:21 PM View: | ADA-ES Inc. (ADES) | 18-Nov-11 | Grant | 150 | $15.28 | $2,292.00 | < 1% 15.07K to 15.22K | 32% |
| 02-Nov-11 7:11 PM View: | ADA-ES Inc. (ADES) | 19-Oct-11 | Grant | 145 | $14.26 | $2,067.70 | < 1% 14.64K to 14.79K | |
| 02-Nov-11 7:11 PM View: | ADA-ES Inc. (ADES) | 19-Oct-11 | Grant | -- | -- | -- | 0% 14.79K |