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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Mar-19 4:32 PM View:  | Asterias Biotherapeutics, I... (NONE) | 01-Mar-19 | Grant | 156,452 | -- | -- | 98% 159.57K to 316.02K | |
| 05-Mar-19 4:32 PM View: | Asterias Biotherapeutics, I... (NONE) | 01-Mar-19 | Payment of Exercise | 48,826 | $0.95 | $46,384.70 | (15%) 316.02K to 267.19K | |
| 04-Jan-19 5:02 PM View: | Asterias Biotherapeutics, I... (NONE) | 02-Jan-19 | Payment of Exercise | 20,440 | $0.68 | $13,899.20 | (11%) 180.01K to 159.57K | |
| 30-Mar-18 4:58 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Mar-18 | Payment of Exercise | 6,483 | $1.45 | $9,400.35 | (3%) 186.49K to 180.01K | |
| 19-Mar-18 6:58 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Mar-18 | Grant | 124,000 | -- | -- | 56% 220.35K to 344.35K | |
| 19-Mar-18 6:58 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Mar-18 | Payment of Exercise | 22,686 | $1.95 | $44,237.70 | (7%) 344.35K to 321.67K | |
| 07-Jun-17 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 05-Jun-17 | Payment of Exercise | 6,745 | $3.20 | $21,584.00 | (7%) 91.92K to 85.18K | |
| 03-Apr-17 5:06 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Mar-17 | Grant | 91,922 | -- | -- | 543% 16.92K to 108.84K | |
| 11-Jan-17 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Jan-17 | Payment of Exercise | 2,056 | -- | -- | (38%) 5.47K to 3.42K | |
| 11-Jan-17 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Jan-17 | Sale (Planned) | 3,415 | $4.60 | $15,719.20 | (100%) 3.42K to 0 | |
| 06-Jan-17 5:13 PM View: | Asterias Biotherapeutics, I... (NONE) | 27-Dec-16 | Option Exercise | 2,500 | $2.34 | $5,850.00 | 100% 0 to 2.5K | |
| 06-Jan-17 5:13 PM View: | Asterias Biotherapeutics, I... (NONE) | 27-Dec-16 | Planned Option Sale | 2,500 | $5.00 | $12,500.00 | (100%) 2.5K to 0 | |
| 21-Nov-16 4:48 PM View: | Asterias Biotherapeutics, I... (NONE) | 17-Nov-16 | Option Exercise | 2,500 | $2.34 | $5,850.00 | 100% 0 to 2.5K | |
| 21-Nov-16 4:48 PM View: | Asterias Biotherapeutics, I... (NONE) | 17-Nov-16 | Planned Option Sale | 2,500 | $5.00 | $12,500.00 | (100%) 2.5K to 0 | |
| 11-Oct-16 7:01 AM View: | Asterias Biotherapeutics, I... (NONE) | 06-Oct-16 | Payment of Exercise | 2,055 | -- | -- | (38%) 5.47K to 3.42K | |
| 11-Oct-16 7:01 AM View: | Asterias Biotherapeutics, I... (NONE) | 06-Oct-16 | Sale (Planned) | 3,415 | $4.12 | $14,084.10 | (100%) 3.42K to 0 | |
| 12-Sep-16 5:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Sep-16 | Sale (Planned) | 3,179 | $3.58 | $11,384.00 | (100%) 3.18K to 0 | |
| 12-Sep-16 5:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 08-Sep-16 | Sale (Planned) | 11,581 | $3.50 | $40,533.50 | (78%) 14.76K to 3.18K | |
| 29-Mar-16 6:16 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Mar-16 | Grant | 21,882 | -- | -- | 100% 0 to 21.88K | |
| 16-Sep-15 5:52 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Sep-15 | Sale (Planned) | 2,880 | $6.00 | $17,280.00 | (100%) 2.88K to 0 | |
| 02-Jul-15 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Jun-15 | Payment of Exercise | 1,668 | $4.60 | $7,672.80 | (37%) 4.55K to 2.88K |