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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-May-24 10:00 PM View:  | Baker Hughes Co (BKR) | 22-May-24 | Option Exercise | 5,453 | -- | -- | 17% 31.35K to 36.81K | |
| 18-May-23 4:27 PM View: | Baker Hughes Co (BKR) | 16-May-23 | Option Exercise | 6,377 | -- | -- | 26% 24.98K to 31.35K | |
| 25-Jul-22 6:23 PM View: | Baker Hughes Co (BKR) | 21-Jul-22 | Market Purchase | 10,000 | $24.39 | $243,900.00 | 67% 14.98K to 24.98K | 7% |
| 18-May-22 5:50 PM View: | Baker Hughes Co (BKR) | 17-May-22 | Option Exercise | 4,977 | -- | -- | 50% 10.0K to 14.98K | |
| 01-Mar-22 5:10 PM View: | United Technologies Corp. (RTX) | 28-Feb-22 | Disposition | 11,371 | $101.53 | $1,154,500.00 | (14%) 83.08K to 71.71K | |
| 01-Mar-22 5:10 PM View: | United Technologies Corp. (RTX) | 28-Feb-22 | Option Exercise | 13,814 | $83.58 | $1,154,570.00 | 20% 69.27K to 83.08K | |
| 01-Mar-22 5:10 PM View: | United Technologies Corp. (RTX) | 28-Feb-22 | Option Sale | 7,443 | $101.45 | $755,095.00 | (10%) 71.71K to 64.27K | |
| 01-Mar-22 5:10 PM View: | United Technologies Corp. (RTX) | 25-Feb-22 | Disposition | 11,117 | $97.73 | $1,086,460.00 | (13%) 87.27K to 76.15K | |
| 01-Mar-22 5:10 PM View: | United Technologies Corp. (RTX) | 25-Feb-22 | Option Exercise | 13,000 | $83.58 | $1,086,540.00 | 18% 74.27K to 87.27K | |
| 01-Mar-22 5:10 PM View: | United Technologies Corp. (RTX) | 25-Feb-22 | Option Sale | 6,883 | $97.74 | $672,739.00 | (9%) 76.15K to 69.27K | |
| 08-Feb-22 5:40 PM View: | United Technologies Corp. (RTX) | 05-Feb-22 | Payment of Exercise | 16,440 | $93.01 | $1,529,080.00 | (18%) 90.7K to 74.26K | |
| 08-Feb-22 5:40 PM View: | United Technologies Corp. (RTX) | 05-Feb-22 | Option Exercise | 41,456 | -- | -- | 84% 49.24K to 90.7K | |
| 09-Nov-21 6:11 PM View: | United Technologies Corp. (RTX) | 05-Nov-21 | Market Sale | 3,000 | $90.54 | $271,623.00 | (6%) 52.23K to 49.23K | (< 1%) |
| 04-Oct-21 5:26 PM View: | United Technologies Corp. (RTX) | 30-Sep-21 | Payment of Exercise | 763 | $85.96 | $65,587.50 | (1%) 53.0K to 52.24K | |
| 04-Oct-21 5:26 PM View: | United Technologies Corp. (RTX) | 30-Sep-21 | Option Exercise | 763 | -- | -- | 1% 52.24K to 53.0K | |
| 03-Jun-21 5:03 PM View: | United Technologies Corp. (RTX) | 01-Jun-21 | Market Sale | 6,000 | $88.98 | $533,882.00 | (10%) 58.22K to 52.22K | < 1% |
| 24-May-21 5:04 PM View: | United Technologies Corp. (RTX) | 24-May-21 | Disposition | 11,924 | $86.23 | $1,028,210.00 | (16%) 74.7K to 62.78K | |
| 24-May-21 5:04 PM View: | United Technologies Corp. (RTX) | 24-May-21 | Option Exercise | 16,476 | $62.41 | $1,028,270.00 | 28% 58.23K to 74.7K | |
| 24-May-21 5:04 PM View: | United Technologies Corp. (RTX) | 24-May-21 | Market Option Sale | 4,552 | $86.27 | $392,702.00 | (7%) 62.78K to 58.23K | |
| 24-May-21 5:04 PM View: | United Technologies Corp. (RTX) | 20-May-21 | Disposition | 13,278 | $84.60 | $1,123,320.00 | (17%) 76.22K to 62.95K | |
| 24-May-21 5:04 PM View: | United Technologies Corp. (RTX) | 20-May-21 | Option Exercise | 18,000 | $62.41 | $1,123,380.00 | 31% 58.23K to 76.22K | |
| 24-May-21 5:04 PM View: | United Technologies Corp. (RTX) | 20-May-21 | Market Option Sale | 4,722 | $84.64 | $399,656.00 | (8%) 62.95K to 58.23K | |
| 04-May-21 5:06 PM View: | United Technologies Corp. (RTX) | 03-May-21 | Payment of Exercise | 3,461 | $84.14 | $291,209.00 | (6%) 61.68K to 58.22K | |
| 04-May-21 5:06 PM View: | United Technologies Corp. (RTX) | 01-May-21 | Option Exercise | 7,803 | -- | -- | 14% 53.87K to 61.68K | |
| 05-Jan-21 5:03 PM View: | United Technologies Corp. (RTX) | 04-Jan-21 | Payment of Exercise | 12,420 | $68.43 | $849,901.00 | (19%) 66.29K to 53.87K | |
| 05-Jan-21 5:03 PM View: | United Technologies Corp. (RTX) | 02-Jan-21 | Option Exercise | 34,788 | -- | -- | 110% 31.5K to 66.29K | |
| 05-Oct-20 6:05 PM View: | United Technologies Corp. (RTX) | 01-Oct-20 | Payment of Exercise | 2,266 | $57.46 | $130,204.00 | (7%) 33.76K to 31.49K | (21%) |
| 05-Oct-20 6:05 PM View: | United Technologies Corp. (RTX) | 01-Oct-20 | Option Exercise | 2,266 | -- | -- | 7% 31.49K to 33.76K | |
| 14-Feb-20 4:25 PM View: | United Technologies Corp. (RTX) | 12-Feb-20 | Disposition | 9,669 | $154.35 | $1,492,410.00 | (16%) 59.76K to 50.09K | 44% |
| 14-Feb-20 4:25 PM View: | United Technologies Corp. (RTX) | 12-Feb-20 | Option Exercise | 19,956 | $74.79 | $1,492,510.00 | 50% 39.8K to 59.76K | |
| 14-Feb-20 4:25 PM View: | United Technologies Corp. (RTX) | 12-Feb-20 | Market Option Sale | 18,640 | $154.35 | $2,877,100.00 | (37%) 50.09K to 31.45K | 44% |
| 12-Feb-20 4:27 PM View: | United Technologies Corp. (RTX) | 10-Feb-20 | Grant | 15,618 | $156.55 | $2,445,000.00 | 50% 31.45K to 47.06K | (44%) |
| 12-Feb-20 4:27 PM View: | United Technologies Corp. (RTX) | 10-Feb-20 | Payment of Exercise | 7,265 | $156.55 | $1,137,340.00 | (15%) 47.06K to 39.8K | 44% |
| 07-Jan-20 4:25 PM View: | United Technologies Corp. (RTX) | 03-Jan-20 | Payment of Exercise | 1,714 | $153.35 | $262,842.00 | (5%) 33.16K to 31.45K | 43% |
| 07-Jan-20 4:25 PM View: | United Technologies Corp. (RTX) | 03-Jan-20 | Option Exercise | 5,884 | -- | -- | 22% 27.28K to 33.16K | |
| 05-Nov-19 4:24 PM View: | United Technologies Corp. (RTX) | 01-Nov-19 | Disposition | 5,125 | $145.93 | $747,891.00 | (13%) 38.95K to 33.82K | 41% |
| 05-Nov-19 4:24 PM View: | United Technologies Corp. (RTX) | 01-Nov-19 | Option Exercise | 10,000 | $74.79 | $747,900.00 | 35% 28.95K to 38.95K | |
| 05-Nov-19 4:24 PM View: | United Technologies Corp. (RTX) | 01-Nov-19 | Market Option Sale | 6,554 | $145.90 | $956,264.00 | (19%) 33.82K to 27.27K | 41% |
| 28-Oct-19 4:24 PM View: | United Technologies Corp. (RTX) | 25-Oct-19 | Disposition | 10,446 | $143.19 | $1,495,760.00 | (21%) 50.95K to 40.5K | 39% |
| 28-Oct-19 4:24 PM View: | United Technologies Corp. (RTX) | 25-Oct-19 | Option Exercise | 20,000 | $74.79 | $1,495,800.00 | 65% 30.95K to 50.95K | |
| 28-Oct-19 4:24 PM View: | United Technologies Corp. (RTX) | 25-Oct-19 | Market Option Sale | 11,554 | $143.29 | $1,655,540.00 | (29%) 40.5K to 28.95K | 39% |
| 13-Aug-19 4:31 PM View: | United Technologies Corp. (RTX) | 09-Aug-19 | Disposition | 5,763 | $130.95 | $754,665.00 | (14%) 41.03K to 35.27K | 34% |
| 13-Aug-19 4:31 PM View: | United Technologies Corp. (RTX) | 09-Aug-19 | Option Exercise | 10,092 | $74.79 | $754,781.00 | 33% 30.94K to 41.03K | |
| 13-Aug-19 4:31 PM View: | United Technologies Corp. (RTX) | 09-Aug-19 | Market Option Sale | 4,329 | $130.98 | $567,015.00 | (12%) 35.27K to 30.94K | 34% |
| 03-May-19 4:23 PM View: | United Technologies Corp. (RTX) | 01-May-19 | Payment of Exercise | 2,046 | $141.58 | $289,673.00 | (6%) 32.97K to 30.93K | 39% |
| 03-May-19 4:23 PM View: | United Technologies Corp. (RTX) | 01-May-19 | Option Exercise | 4,400 | -- | -- | 15% 28.57K to 32.97K | |
| 19-Feb-19 4:32 PM View: | United Technologies Corp. (RTX) | 15-Feb-19 | Disposition | 9,134 | $126.69 | $1,157,190.00 | (21%) 44.08K to 34.94K | 32% |
| 19-Feb-19 4:32 PM View: | United Technologies Corp. (RTX) | 15-Feb-19 | Option Exercise | 15,500 | $74.66 | $1,157,230.00 | 54% 28.58K to 44.08K | |
| 19-Feb-19 4:32 PM View: | United Technologies Corp. (RTX) | 15-Feb-19 | Market Option Sale | 6,366 | $126.75 | $806,885.00 | (18%) 34.94K to 28.58K | 32% |
| 13-Feb-19 10:00 PM View: | United Technologies Corp. (RTX) | 11-Feb-19 | Grant | 18,328 | $122.72 | $2,249,210.00 | 100% 18.35K to 36.67K | (30%) |