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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Oct-19 4:45 PM View:  | Brookfield Oaktree Holdings... (OAK-PA) | 30-Sep-19 | Disposition | 119,203 | -- | -- | (100%) 119.2K to 0 | |
| 17-May-19 6:35 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 16-May-19 | Gift | 10,000 | -- | -- | (8%) 129.2K to 119.2K | |
| 17-May-19 6:35 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 15-May-19 | Option Exercise | 10,000 | -- | -- | 8% 119.2K to 129.2K | |
| 29-Mar-19 5:29 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 28-Mar-19 | Grant | 23,885 | -- | -- | 25% 95.32K to 119.2K | |
| 07-Jun-18 6:24 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 05-Jun-18 | Market Sale | 16,316 | $41.30 | $673,923.00 | (15%) 111.63K to 95.32K | 3% |
| 29-Mar-18 4:20 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 28-Mar-18 | Grant | 23,006 | -- | -- | 26% 88.63K to 111.63K | |
| 20-Feb-18 8:31 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 15-Feb-18 | Payment of Exercise | 8,037 | -- | -- | (8%) 96.67K to 88.63K | |
| 03-Jan-18 7:17 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 01-Jan-18 | Payment of Exercise | 2,052 | $42.10 | $86,389.20 | (2%) 98.72K to 96.67K | 9% |
| 08-Dec-17 8:05 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 08-Dec-17 | Gift | 2,000 | -- | -- | (2%) 100.72K to 98.72K | |
| 05-Apr-17 12:43 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 31-Mar-17 | Grant | 22,621 | -- | -- | 30% 76.1K to 98.72K | |
| 17-Feb-17 7:52 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 16-Feb-17 | Market Sale | 21,011 | $45.34 | $952,550.00 | (22%) 97.11K to 76.1K | 17% |
| 04-Jan-17 8:17 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 01-Jan-17 | Payment of Exercise | 2,070 | $37.50 | $77,625.00 | (2%) 99.18K to 97.11K | (1%) |
| 08-Dec-17 8:05 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 06-Dec-16 | Option Exercise | 2,000 | -- | -- | 2% 98.72K to 100.72K | |
| 04-Apr-16 7:49 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 31-Mar-16 | Grant | 14,077 | -- | -- | 17% 85.1K to 99.18K | |
| 11-Mar-16 5:35 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 09-Mar-16 | Market Sale | 8,200 | $48.21 | $395,310.00 | (9%) 93.3K to 85.1K | 18% |
| 03-Mar-16 7:48 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 01-Mar-16 | Payment of Exercise | 4,596 | $45.79 | $210,451.00 | (5%) 97.9K to 93.3K | 14% |
| 12-Feb-16 4:48 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 11-Feb-16 | Market Sale | 100 | $45.25 | $4,525.00 | (< 1%) 98.0K to 97.9K | 12% |
| 05-Jan-16 8:04 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 01-Jan-16 | Payment of Exercise | 2,015 | $47.72 | $96,155.80 | (2%) 100.01K to 98.0K | 16% |
| 18-Nov-15 9:18 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 16-Nov-15 | Option Exercise | 100,000 | -- | -- | 909091% 11 to 100.01K | |
| 19-Nov-14 6:23 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 19-Nov-14 | Gift | 5,000 | -- | -- | (100%) 5.01K to 11 | |
| 19-Nov-14 6:23 PM View: | Brookfield Oaktree Holdings... (OAK-PA) | 18-Nov-14 | Option Exercise | 5,000 | -- | -- | 45455% 11 to 5.01K |