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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Oct-19 8:34 PM View:  | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition | 168,750 | $1.27 | $214,312.00 | (52%) 322.69K to 153.94K | |
| 09-Oct-19 8:34 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 153,944 | $1.27 | $195,509.00 | (100%) 153.94K to 0 | |
| 02-Oct-19 9:35 PM View: | Castle Brands Inc. (ROX) | 30-Sep-19 | Option Exercise | 281,625 | $0.76 | $213,622.00 | 139% 201.99K to 483.62K | |
| 02-Oct-19 9:35 PM View: | Castle Brands Inc. (ROX) | 30-Sep-19 | Private Option Sale | 160,925 | $1.26 | $203,570.00 | (33%) 483.62K to 322.69K | |
| 01-Oct-19 8:01 PM View: | Castle Brands Inc. (ROX) | 27-Sep-19 | Option Exercise | 10,875 | $0.26 | $2,827.50 | 5% 201.99K to 212.87K | |
| 02-Oct-19 9:35 PM View: | Castle Brands Inc. (ROX) | 27-Sep-19 | Private Option Sale | 10,875 | $1.26 | $13,756.90 | (5%) 212.87K to 201.99K | |
| 18-Jul-19 7:09 PM View: | Castle Brands Inc. (ROX) | 16-Jul-19 | Grant | 75,000 | -- | -- | 59% 126.99K to 201.99K | |
| 30-Apr-19 5:17 PM View: | Castle Brands Inc. (ROX) | 26-Apr-19 | Payment of Exercise | 7,669 | $0.67 | $5,168.91 | (6%) 134.66K to 126.99K | 2% |
| 23-Apr-19 9:12 PM View: | Castle Brands Inc. (ROX) | 20-Apr-19 | Payment of Exercise | 7,668 | $0.65 | $4,989.57 | (5%) 142.33K to 134.66K | (4%) |
| 07-May-18 5:19 PM View: | Castle Brands Inc. (ROX) | 04-May-18 | Payment of Exercise | 7,669 | $1.24 | $9,509.56 | (5%) 150.0K to 142.33K | 27% |
| 23-Apr-18 4:53 PM View: | Castle Brands Inc. (ROX) | 20-Apr-18 | Grant | 75,000 | -- | -- | 100% 75.0K to 150.0K | |
| 28-Apr-17 5:14 PM View: | Castle Brands Inc. (ROX) | 26-Apr-17 | Grant | 75,000 | -- | -- | 100% 0 to 75.0K |