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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-15 9:32 PM View:  | Medley Capital Corporation (PFX) | 15-Dec-15 | Market Purchase | 2,000 | $7.24 | $14,479.80 | 100% 0 to 2.0K | (72%) |
| 03-Jul-13 8:46 PM View: | Knight Capital Group Inc. (KCG) | 01-Jul-13 | Disposition | 217,372 | -- | -- | (100%) 217.37K to 0 | |
| 10-Jun-13 6:15 PM View: | Knight Capital Group Inc. (KCG) | 07-Jun-13 | Market Sale | 13,773 | $3.61 | $49,722.00 | (6%) 231.15K to 217.37K | (139%) |
| 04-Feb-13 5:19 PM View: | Knight Capital Group Inc. (KCG) | 31-Jan-13 | Grant | 179,098 | $3.70 | $662,663.00 | 305% 58.69K to 237.79K | 133% |
| 04-Feb-13 5:19 PM View: | Knight Capital Group Inc. (KCG) | 31-Jan-13 | Payment of Exercise | 6,646 | $3.70 | $24,590.20 | (3%) 237.79K to 231.15K | (133%) |
| 02-Feb-12 5:55 PM View: | Knight Capital Group Inc. (KCG) | 31-Jan-12 | Grant | 55,770 | $13.10 | $730,587.00 | 1698% 3.28K to 59.05K | (33%) |
| 02-Feb-12 5:55 PM View: | Knight Capital Group Inc. (KCG) | 31-Jan-12 | Payment of Exercise | 361 | $13.07 | $4,718.27 | (< 1%) 59.05K to 58.69K | 33% |