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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-24 4:15 PM View:  | MarketAxess Holdings Inc. (MKTX) | 05-Jun-24 | Grant | 781 | -- | -- | 9% 9.12K to 9.9K | |
| 09-Jun-23 4:20 PM View: | MarketAxess Holdings Inc. (MKTX) | 07-Jun-23 | Grant | 581 | -- | -- | 7% 8.54K to 9.12K | |
| 08-Feb-23 4:29 PM View: | MarketAxess Holdings Inc. (MKTX) | 07-Feb-23 | Market Sale | 1,000 | $348.73 | $348,730.00 | (10%) 9.54K to 8.54K | (9%) |
| 10-Jun-22 4:30 PM View: | MarketAxess Holdings Inc. (MKTX) | 08-Jun-22 | Grant | 497 | -- | -- | 5% 9.04K to 9.54K | |
| 15-Jun-20 5:00 PM View: | MarketAxess Holdings Inc. (MKTX) | 11-Jun-20 | Grant | 238 | -- | -- | 3% 8.5K to 8.74K | |
| 15-May-20 4:07 PM View: | MarketAxess Holdings Inc. (MKTX) | 15-May-20 | Gift | 150 | -- | -- | (2%) 8.65K to 8.5K | |
| 01-Aug-19 4:11 PM View: | MarketAxess Holdings Inc. (MKTX) | 30-Jul-19 | Grant | 324 | -- | -- | 4% 8.33K to 8.65K | |
| 10-Aug-18 4:21 PM View: | MarketAxess Holdings Inc. (MKTX) | 08-Aug-18 | Grant | 598 | -- | -- | 8% 7.73K to 8.33K | |
| 20-Jun-18 6:18 PM View: | Wisdomtree, Inc. (WT) | 19-Jun-18 | Grant | 8,936 | -- | -- | 6% 140.67K to 149.61K | |
| 14-Aug-17 4:15 PM View: | MarketAxess Holdings Inc. (MKTX) | 10-Aug-17 | Grant | 518 | -- | -- | 7% 7.21K to 7.73K | |
| 21-Jun-17 11:59 AM View: | Wisdomtree, Inc. (WT) | 20-Jun-17 | Grant | 10,214 | -- | -- | 8% 130.46K to 140.67K | |
| 09-Aug-16 4:16 PM View: | MarketAxess Holdings Inc. (MKTX) | 03-Aug-16 | Grant | 636 | -- | -- | 10% 6.58K to 7.21K | |
| 21-Jun-16 5:13 PM View: | Wisdomtree, Inc. (WT) | 20-Jun-16 | Grant | 9,487 | -- | -- | 8% 120.97K to 130.46K | |
| 16-Jun-16 4:16 PM View: | MarketAxess Holdings Inc. (MKTX) | 15-Jun-16 | Gift | 179 | -- | -- | (3%) 6.76K to 6.58K | |
| 05-May-16 4:59 PM View: | Wisdomtree, Inc. (WT) | 03-May-16 | Acquisition (other) | 203,536 | -- | -- | 19% 1.1M to 1.3M | |
| 05-May-16 4:59 PM View: | Wisdomtree, Inc. (WT) | 03-May-16 | Acquisition (other) | 20,054 | -- | -- | 2% 1.3M to 1.32M | |
| 05-May-16 4:59 PM View: | Wisdomtree, Inc. (WT) | 03-May-16 | Disposition (other) | 1,199,540 | -- | -- | (91%) 1.32M to 120.97K | |
| 10-Aug-15 5:12 PM View: | MarketAxess Holdings Inc. (MKTX) | 06-Aug-15 | Grant | 972 | -- | -- | 17% 5.78K to 6.76K | |
| 25-Jun-15 2:24 PM View: | Wisdomtree, Inc. (WT) | 24-Jun-15 | Grant | 3,485 | -- | -- | 4% 97.43K to 100.92K | |
| 29-May-15 11:24 AM View: | Wisdomtree, Inc. (WT) | 27-May-15 | Market Purchase | 24 | $20.52 | $492.48 | < 1% 97.41K to 97.43K | (75%) |
| 29-May-15 11:24 AM View: | Wisdomtree, Inc. (WT) | 04-Mar-15 | Market Purchase | 26 | $18.85 | $490.10 | < 1% 97.38K to 97.41K | (73%) |
| 11-Aug-14 8:27 PM View: | MarketAxess Holdings Inc. (MKTX) | 08-Aug-14 | Grant | 1,604 | -- | -- | 38% 4.18K to 5.78K | |
| 01-Jul-14 4:51 PM View: | Wisdomtree, Inc. (WT) | 27-Jun-14 | Grant | 6,672 | -- | -- | 7% 90.71K to 97.38K | |
| 13-Nov-13 5:26 PM View: | Wisdomtree, Inc. (WT) | 12-Nov-13 | Acquisition (other) | 104,379 | -- | -- | 7% 1.58M to 1.68M | |
| 13-Nov-13 5:26 PM View: | Wisdomtree, Inc. (WT) | 12-Nov-13 | Acquisition (other) | 10,084 | -- | -- | < 1% 1.68M to 1.69M | |
| 13-Nov-13 5:26 PM View: | Wisdomtree, Inc. (WT) | 12-Nov-13 | Disposition (other) | 604,379 | -- | -- | (36%) 1.69M to 1.09M | |
| 02-Aug-13 4:50 PM View: | Wisdomtree, Inc. (WT) | 02-Aug-13 | Market Sale | 22,500 | $13.05 | $293,625.00 | (< 1%) 4.62M to 4.6M | 61% |
| 02-Aug-13 4:50 PM View: | Wisdomtree, Inc. (WT) | 01-Aug-13 | Market Sale | 22,500 | $13.15 | $295,875.00 | (< 1%) 4.64M to 4.62M | 61% |
| 30-Jul-13 7:55 PM View: | MarketAxess Holdings Inc. (MKTX) | 26-Jul-13 | Grant | 1,627 | -- | -- | 64% 2.55K to 4.18K | |
| 26-Jul-13 11:59 AM View: | Wisdomtree, Inc. (WT) | 24-Jul-13 | Grant | 6,144 | -- | -- | < 1% 4.63M to 4.64M | |
| 31-May-13 12:14 PM View: | Wisdomtree, Inc. (WT) | 29-May-13 | Acquisition (other) | 518,637 | -- | -- | 13% 4.07M to 4.58M | |
| 31-May-13 12:14 PM View: | Wisdomtree, Inc. (WT) | 29-May-13 | Acquisition (other) | 49,770 | -- | -- | 1% 4.58M to 4.63M | |
| 31-May-13 12:14 PM View: | Wisdomtree, Inc. (WT) | 29-May-13 | Disposition (other) | 3,018,640 | -- | -- | (65%) 4.63M to 1.62M | |
| 24-May-13 2:09 PM View: | Wisdomtree, Inc. (WT) | 22-May-13 | Gift | 3,750 | -- | -- | (< 1%) 4.07M to 4.07M | |
| 14-Feb-13 12:27 PM View: | Wisdomtree, Inc. (WT) | 13-Feb-13 | Acquisition (other) | 779,291 | -- | -- | 10% 8.0M to 8.78M | |
| 14-Feb-13 12:27 PM View: | Wisdomtree, Inc. (WT) | 13-Feb-13 | Acquisition (other) | 73,461 | -- | -- | < 1% 8.78M to 8.85M | |
| 14-Feb-13 12:27 PM View: | Wisdomtree, Inc. (WT) | 13-Feb-13 | Disposition (other) | 4,779,290 | -- | -- | (54%) 8.85M to 4.07M | |
| 18-Mar-13 4:38 PM View: | Wisdomtree, Inc. (WT) | 13-Feb-13 | Private Sale | 4,000 | $10.27 | $41,060.00 | (< 1%) 4.07M to 4.07M | |
| 31-Jul-12 4:32 PM View: | MarketAxess Holdings Inc. (MKTX) | 27-Jul-12 | Grant | 2,553 | -- | -- | 100% 0 to 2.55K | |
| 06-Feb-12 4:03 PM View: | Wisdomtree, Inc. (WT) | 03-Feb-12 | Market Sale Duplicate | 277,682 | $5.33 | $1,480,040.00 | (3%) 8.28M to 8.0M | 4% |
| 06-Feb-12 4:03 PM View: | Wisdomtree, Inc. (WT) | 02-Feb-12 | Market Sale Duplicate | 1,722,320 | $5.33 | $9,179,960.00 | (17%) 10.0M to 8.28M | 4% |