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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Feb-12 6:01 AM View:  | Fidus Investment Corp (FDUS) | 07-Feb-12 | Market Sale | 7,700 | $13.70 | $105,490.00 | (< 1%) 950.0K to 942.3K | (16%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 06-Feb-12 | Market Sale | 4,400 | $13.65 | $60,060.00 | (< 1%) 954.4K to 950.0K | (16%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 03-Feb-12 | Market Sale | 5,705 | $13.73 | $78,329.60 | (< 1%) 960.1K to 954.4K | (15%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 02-Feb-12 | Market Sale | 3,382 | $13.60 | $45,995.20 | (< 1%) 963.48K to 960.1K | (17%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 01-Feb-12 | Market Sale | 22,116 | $13.56 | $299,893.00 | (2%) 985.6K to 963.48K | (17%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 31-Jan-12 | Market Sale | 15,244 | $13.64 | $207,928.00 | (2%) 1.0M to 985.6K | (16%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 30-Jan-12 | Market Sale | 3,599 | $13.61 | $48,982.40 | (< 1%) 1.0M to 1.0M | (17%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 27-Jan-12 | Market Sale | 7,970 | $14.00 | $111,580.00 | (< 1%) 1.01M to 1.0M | (13%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 26-Jan-12 | Market Sale | 4,432 | $13.87 | $61,471.80 | (< 1%) 1.02M to 1.01M | (14%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 25-Jan-12 | Market Sale | 19,287 | $13.94 | $268,861.00 | (2%) 1.04M to 1.02M | (14%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 24-Jan-12 | Market Sale | 21,168 | $13.92 | $294,659.00 | (2%) 1.06M to 1.04M | (14%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 23-Jan-12 | Market Sale | 12,681 | $13.83 | $175,378.00 | (1%) 1.07M to 1.06M | (15%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 20-Jan-12 | Market Sale | 25,819 | $13.67 | $352,946.00 | (2%) 1.1M to 1.07M | (16%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 19-Jan-12 | Market Sale | 14,017 | $13.56 | $190,071.00 | (1%) 1.11M to 1.1M | (17%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 18-Jan-12 | Market Sale | 3,076 | $13.56 | $41,710.60 | (< 1%) 1.11M to 1.11M | (17%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 10-Jan-12 | Market Sale | 30,016 | $13.56 | $407,017.00 | (3%) 1.14M to 1.11M | (17%) |
| 09-Feb-12 6:01 AM View: | Fidus Investment Corp (FDUS) | 09-Jan-12 | Market Sale | 19,945 | $13.57 | $270,654.00 | (2%) 1.16M to 1.14M | (17%) |