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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Dec-16 5:06 PM View:  | The Hyperion Brookfield Tot... (HTR) | 05-Dec-16 | Disposition | 312 | -- | -- | (100%) 0.31K to 0 | |
| 06-Dec-16 5:12 PM View: | 40/86 Strategic Income Fund (HHY) | 05-Dec-16 | Disposition | 4,924 | -- | -- | (100%) 4.92K to 0 | |
| 06-Dec-16 1:56 PM View: | Brookfield Real Assets Inco... (RA) | 05-Dec-16 | Grant | 1,879 | -- | -- | 100% 0 to 1.88K | |
| 17-Aug-11 5:49 PM View: | 40/86 Strategic Income Fund (HHY) | 17-Aug-11 | Market Purchase | 540 | $9.22 | $4,979.88 | 46% 1.18K to 1.72K | 24% |
| 17-Aug-11 5:33 PM View: | RMK Advantage Income Fund I... (HAV) | 17-Aug-11 | Market Purchase | 1,300 | $7.81 | $10,153.00 | 100% 0 to 1.3K | 48% |