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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Oct-23 2:44 PM View:  | Nuveen Multi-Strategy Incom... (JQC) | 03-Oct-23 | Sale | 15,000 | $4.92 | $73,800.00 | (71%) 21.0K to 6.0K | |
| 04-Oct-23 2:41 PM View: | Nuveen Floating Rate Income... (JFR) | 03-Oct-23 | Sale | 29,503 | $7.90 | $233,074.00 | (39%) 76.56K to 47.06K | |
| 29-Sep-23 10:41 AM View: | Nuveen Floating Rate Income... (JFR) | 27-Sep-23 | Sale | 35,000 | $8.11 | $283,934.00 | (31%) 111.56K to 76.56K | |
| 27-Sep-23 9:40 AM View: | Nuveen Floating Rate Income... (JFR) | 26-Sep-23 | Sale | 25,000 | $8.13 | $203,212.00 | (18%) 136.56K to 111.56K | |
| 02-Aug-23 3:42 PM View: | Nuveen Floating Rate Income... (JFR) | 31-Jul-23 | Acquisition (other) | 114,559 | -- | -- | 100% 0 to 114.56K | |
| 22-Nov-22 12:31 PM View: | Nuveen Senior Income Fund (NSL) | 18-Nov-22 | Private Purchase | 38,923 | $4.81 | $187,305.00 | 162% 24.0K to 62.92K | |
| 22-Nov-22 4:07 PM View: | Nuveen Short Duration Credi... (JSD) | 18-Nov-22 | Sale | 16,156 | $12.07 | $194,925.00 | (100%) 16.16K to 0 | |
| 13-May-22 1:27 PM View: | Nuveen Floating Rate Income... (JRO) | 13-May-22 | Private Purchase | 5,000 | $8.43 | $42,162.00 | 11% 46.64K to 51.64K | |
| 25-Feb-22 1:31 PM View: | Nuveen Senior Income Fund (NSL) | 25-Feb-22 | Market Purchase | 10,000 | $5.65 | $56,487.00 | 71% 14.0K to 24.0K | 4% |
| 25-Feb-22 12:17 PM View: | Nuveen Floating Rate Income... (JRO) | 25-Feb-22 | Market Purchase | 5,000 | $9.70 | $48,492.50 | 12% 41.64K to 46.64K | < 1% |
| 30-Apr-21 9:50 AM View: | Nuveen Senior Income Fund (NSL) | 29-Apr-21 | Private Purchase | 12,000 | $5.57 | $66,817.20 | 600% 2.0K to 14.0K | |
| 08-Apr-21 7:51 AM View: | Nuveen Floating Rate Income... (JRO) | 07-Apr-21 | Market Purchase | 5,000 | $9.58 | $47,900.00 | 14% 36.64K to 41.64K | 2% |
| 11-Mar-21 7:58 AM View: | Nuveen Multi-Strategy Incom... (JQC) | 10-Mar-21 | Private Purchase | 10,000 | $6.51 | $65,096.00 | 91% 11.0K to 21.0K | |
| 09-Mar-21 8:06 AM View: | Nuveen Floating Rate Income... (JFR) | 08-Mar-21 | Market Purchase | 7,000 | $9.42 | $65,973.60 | 47% 15.0K to 22.0K | 4% |
| 01-Mar-21 4:26 PM View: | Nuveen Floating Rate Income... (JFR) | 01-Mar-21 | Purchase | 7,000 | $9.42 | $65,973.60 | 88% 8.0K to 15.0K | |
| 25-Aug-20 5:18 PM View: | Nuveen Floating Rate Income... (JRO) | 31-Mar-20 | Private Purchase | 5,000 | $7.37 | $36,842.00 | 16% 31.64K to 36.64K | |
| 01-Apr-20 5:39 PM View: | Nuveen Floating Rate Income... (JRO) | 30-Mar-20 | Private Purchase | 3,000 | $7.02 | $21,049.80 | 10% 28.64K to 31.64K | |
| 27-Mar-20 4:15 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 25-Mar-20 | Private Purchase | 2,000 | $5.01 | $10,010.00 | 22% 9.0K to 11.0K | |
| 01-Mar-21 4:26 PM View: | Nuveen Floating Rate Income... (JFR) | 25-Mar-20 | Private Purchase | 2,000 | $6.66 | $13,320.00 | 33% 6.0K to 8.0K | |
| 27-Mar-20 4:24 PM View: | Nuveen Floating Rate Income... (JRO) | 25-Mar-20 | Private Purchase | 2,000 | $6.65 | $13,300.00 | 8% 26.64K to 28.64K | |
| 26-Mar-20 5:41 PM View: | Nuveen Floating Rate Income... (JRO) | 24-Mar-20 | Private Purchase | 2,500 | $6.04 | $15,108.00 | 10% 24.14K to 26.64K | |
| 09-Aug-19 4:22 PM View: | Nuveen Short Duration Credi... (JSD) | 07-Aug-19 | Market Sale | 11,122 | $15.09 | $167,818.00 | (44%) 25.31K to 14.19K | (3%) |
| 08-Jan-19 5:40 PM View: | Nuveen Floating Rate Income... (JRO) | 04-Jan-19 | Market Purchase | 2,000 | $9.44 | $18,885.40 | 9% 22.14K to 24.14K | 2% |
| 05-Oct-18 3:23 PM View: | Nuveen Senior Income Fund (NSL) | 03-Oct-18 | Market Purchase | 2,000 | $6.52 | $13,039.80 | 100% 0 to 2.0K | 5% |
| 05-Oct-18 3:15 PM View: | Nuveen Floating Rate Income... (JFR) | 03-Oct-18 | Market Purchase | 2,000 | $10.43 | $20,861.40 | 50% 4.0K to 6.0K | (16%) |
| 05-Oct-18 3:13 PM View: | Nuveen Floating Rate Income... (JRO) | 03-Oct-18 | Market Purchase | 2,000 | $10.27 | $20,539.20 | 10% 20.14K to 22.14K | (15%) |
| 08-Aug-18 2:46 PM View: | Nuveen Floating Rate Income... (JRO) | 07-Aug-18 | Market Purchase | 2,000 | $10.22 | $20,440.00 | 11% 18.14K to 20.14K | (16%) |
| 19-Jul-18 4:22 PM View: | Nuveen Floating Rate Income... (JRO) | 17-Jul-18 | Market Purchase | 6,000 | $10.21 | $61,232.00 | 49% 12.14K to 18.14K | (16%) |
| 03-Nov-17 4:57 PM View: | Nuveen Short Duration Credi... (JSD) | 01-Nov-17 | Market Sale | 511 | $17.62 | $9,003.82 | (2%) 25.82K to 25.31K | 19% |
| 01-Nov-17 5:16 PM View: | Nuveen Short Duration Credi... (JSD) | 31-Oct-17 | Market Sale | 2,000 | $17.52 | $35,048.00 | (7%) 27.82K to 25.82K | 19% |
| 01-Nov-17 5:16 PM View: | Nuveen Short Duration Credi... (JSD) | 30-Oct-17 | Market Sale | 1,000 | $17.56 | $17,560.00 | (3%) 28.82K to 27.82K | 19% |
| 01-Nov-17 5:16 PM View: | Nuveen Short Duration Credi... (JSD) | 27-Oct-17 | Market Sale | 800 | $17.50 | $13,999.20 | (3%) 29.62K to 28.82K | 18% |
| 31-Jul-17 6:10 PM View: | Nuveen Floating Rate Income... (JRO) | 27-Jul-17 | Market Sale | 12,000 | $11.80 | $141,654.00 | (50%) 24.14K to 12.14K | 32% |
| 17-Jul-17 6:15 PM View: | Nuveen Floating Rate Income... (JRO) | 13-Jul-17 | Market Sale | 7,611 | $11.67 | $88,805.40 | (18%) 42.1K to 34.49K | 32% |
| 21-Jul-17 3:57 PM View: | Nuveen Floating Rate Income... (JRO) | 12-Jul-17 | Market Sale | 10,353 | $11.64 | $120,528.00 | (25%) 42.1K to 31.75K | 31% |
| 15-Mar-17 6:34 PM View: | Nuveen Short Duration Credi... (JSD) | 10-Mar-17 | Market Purchase | 2,000 | $18.19 | $36,371.40 | 7% 27.62K to 29.62K | (23%) |
| 15-Feb-17 6:13 PM View: | Nuveen Floating Rate Income... (JRO) | 14-Feb-17 | Market Sale | 8,000 | $12.58 | $100,640.00 | (16%) 50.1K to 42.1K | 37% |
| 15-Feb-17 5:53 PM View: | Nuveen Short Duration Credi... (JSD) | 14-Feb-17 | Market Purchase | 5,600 | $17.90 | $100,240.00 | 25% 22.02K to 27.62K | (22%) |
| 04-Mar-16 6:25 PM View: | Nuveen Floating Rate Income... (JRO) | 03-Mar-16 | Market Purchase | 2,000 | $9.23 | $18,459.80 | 4% 48.1K to 50.1K | (8%) |
| 03-Mar-16 6:08 PM View: | Nuveen Floating Rate Income... (JRO) | 01-Mar-16 | Market Purchase | 3,000 | $9.05 | $27,150.00 | 7% 45.1K to 48.1K | (6%) |
| 02-Mar-16 4:53 PM View: | Nuveen Floating Rate Income... (JRO) | 29-Feb-16 | Market Purchase | 4,000 | $8.96 | $35,830.00 | 10% 41.1K to 45.1K | (5%) |
| 02-Mar-16 4:53 PM View: | Nuveen Floating Rate Income... (JRO) | 26-Feb-16 | Market Purchase | 4,000 | $8.92 | $35,674.00 | 11% 37.1K to 41.1K | (4%) |
| 31-Dec-15 12:32 PM View: | Nuveen Senior Income Fund (NSL) | 29-Dec-15 | Market Sale | 40,638 | $5.68 | $230,755.00 | (100%) 40.64K to 0 | (24%) |
| 31-Dec-15 12:33 PM View: | Nuveen Floating Rate Income... (JRO) | 29-Dec-15 | Market Purchase | 11,700 | $9.69 | $113,430.00 | 46% 25.4K to 37.1K | (11%) |
| 31-Dec-15 12:35 PM View: | Nuveen Short Duration Credi... (JSD) | 29-Dec-15 | Market Purchase | 5,000 | $14.80 | $74,000.00 | 29% 17.02K to 22.02K | 3% |
| 28-Aug-15 5:49 PM View: | Nuveen Floating Rate Income... (JRO) | 27-Aug-15 | Market Purchase | 2,000 | $10.31 | $20,619.40 | 9% 23.4K to 25.4K | (14%) |
| 26-Aug-15 5:26 PM View: | Nuveen Short Duration Credi... (JSD) | 25-Aug-15 | Market Purchase | 1,000 | $15.58 | $15,579.90 | 6% 16.02K to 17.02K | < 1% |
| 31-Jul-15 5:08 PM View: | Nuveen Floating Rate Income... (JRO) | 29-Jul-15 | Market Purchase | 4,000 | $10.61 | $42,427.20 | 21% 19.4K to 23.4K | (16%) |
| 31-Jul-15 5:07 PM View: | Nuveen Short Duration Credi... (JSD) | 29-Jul-15 | Market Purchase | 2,000 | $16.37 | $32,731.20 | 14% 14.02K to 16.02K | (4%) |
| 04-Jun-15 2:30 PM View: | Nuveen Short Duration Credi... (JSD) | 03-Jun-15 | Market Purchase | 1,000 | $17.17 | $17,168.10 | 8% 13.02K to 14.02K | (7%) |