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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Nov-18 7:04 PM View:  | Rockwell Collins Inc. (COL) | 26-Nov-18 | Disposition | 41,324 | -- | -- | (85%) 48.59K to 7.27K | |
| 28-Nov-18 7:04 PM View: | Rockwell Collins Inc. (COL) | 26-Nov-18 | Disposition | 7,272 | -- | -- | (100%) 7.27K to 0 | |
| 13-Nov-18 6:24 PM View: | Rockwell Collins Inc. (COL) | 13-Nov-18 | Payment of Exercise | 132 | $131.48 | $17,355.40 | (< 1%) 44.98K to 44.85K | (7%) |
| 02-Oct-18 4:41 PM View: | Rockwell Collins Inc. (COL) | 01-Oct-18 | Grant | 2,629 | -- | -- | 6% 43.1K to 45.73K | |
| 02-Oct-18 4:41 PM View: | Rockwell Collins Inc. (COL) | 01-Oct-18 | Payment of Exercise | 771 | $141.27 | $108,919.00 | (2%) 45.73K to 44.96K | < 1% |
| 20-Nov-17 3:08 PM View: | Rockwell Collins Inc. (COL) | 17-Nov-17 | Option Exercise | 3,290 | $30.39 | $99,983.10 | 8% 42.95K to 46.24K | |
| 15-Nov-17 4:30 PM View: | Rockwell Collins Inc. (COL) | 13-Nov-17 | Grant | 4,010 | -- | -- | 10% 40.14K to 44.15K | |
| 15-Nov-17 4:30 PM View: | Rockwell Collins Inc. (COL) | 13-Nov-17 | Payment of Exercise | 1,204 | $133.37 | $160,577.00 | (3%) 44.15K to 42.95K | (5%) |
| 08-Nov-17 1:13 PM View: | Rockwell Collins Inc. (COL) | 06-Nov-17 | Option Exercise | 10,910 | $30.39 | $331,555.00 | 27% 40.14K to 51.05K | |
| 08-Nov-17 1:13 PM View: | Rockwell Collins Inc. (COL) | 06-Nov-17 | Market Option Sale (Planned) | 10,910 | $135.75 | $1,481,030.00 | (21%) 51.05K to 40.14K | (3%) |
| 03-May-17 9:10 AM View: | Rockwell Collins Inc. (COL) | 01-May-17 | Option Exercise | 3,900 | $74.05 | $288,795.00 | 10% 38.6K to 42.5K | |
| 03-May-17 9:10 AM View: | Rockwell Collins Inc. (COL) | 01-May-17 | Market Option Sale (Planned) | 2,550 | $104.00 | $265,200.00 | (6%) 42.5K to 39.95K | (33%) |
| 07-Apr-17 11:22 AM View: | Rockwell Collins Inc. (COL) | 06-Apr-17 | Market Sale (Planned) | 2,735 | $100.00 | $273,500.00 | (7%) 41.34K to 38.6K | (39%) |
| 16-Nov-16 5:43 PM View: | Rockwell Collins Inc. (COL) | 14-Nov-16 | Grant | 2,763 | -- | -- | 7% 39.24K to 42.0K | |
| 16-Nov-16 5:43 PM View: | Rockwell Collins Inc. (COL) | 14-Nov-16 | Payment of Exercise | 922 | $88.71 | $81,790.60 | (2%) 42.0K to 41.08K | (56%) |
| 15-Jul-16 3:38 PM View: | Rockwell Collins Inc. (COL) | 14-Jul-16 | Payment of Exercise | 1,164 | $85.82 | $99,894.50 | (3%) 43.5K to 42.34K | (60%) |
| 15-Jul-16 3:38 PM View: | Rockwell Collins Inc. (COL) | 14-Jul-16 | Option Exercise | 4,900 | $57.92 | $283,808.00 | 13% 38.6K to 43.5K | |
| 15-Jul-16 3:38 PM View: | Rockwell Collins Inc. (COL) | 14-Jul-16 | Market Option Sale (Planned) | 3,174 | $85.48 | $271,314.00 | (7%) 42.34K to 39.16K | (60%) |
| 12-Nov-15 11:28 AM View: | Rockwell Collins Inc. (COL) | 09-Nov-15 | Grant | 2,833 | -- | -- | 8% 36.26K to 39.09K | |
| 12-Nov-15 11:28 AM View: | Rockwell Collins Inc. (COL) | 09-Nov-15 | Payment of Exercise | 945 | $86.75 | $81,978.80 | (2%) 43.37K to 42.42K | (56%) |
| 12-Nov-15 11:28 AM View: | Rockwell Collins Inc. (COL) | 09-Nov-15 | Option Exercise | 4,271 | $44.85 | $191,554.00 | 11% 39.09K to 43.37K | |
| 12-Nov-15 11:28 AM View: | Rockwell Collins Inc. (COL) | 09-Nov-15 | Market Option Sale (Planned) | 4,271 | $87.53 | $373,841.00 | (10%) 42.42K to 38.15K | (55%) |
| 03-Apr-15 5:19 PM View: | Rockwell Collins Inc. (COL) | 01-Apr-15 | Payment of Exercise | 1,040 | $96.06 | $99,902.40 | (3%) 37.06K to 36.02K | (40%) |
| 03-Apr-15 5:19 PM View: | Rockwell Collins Inc. (COL) | 01-Apr-15 | Option Exercise | 2,229 | $44.85 | $99,970.60 | 6% 34.83K to 37.06K | |
| 19-Nov-14 8:48 PM View: | Rockwell Collins Inc. (COL) | 17-Nov-14 | Grant | 2,141 | -- | -- | 6% 33.23K to 35.37K | |
| 19-Nov-14 8:48 PM View: | Rockwell Collins Inc. (COL) | 17-Nov-14 | Payment of Exercise | 715 | $83.69 | $59,838.40 | (2%) 35.37K to 34.66K | (60%) |
| 23-Jun-14 10:02 AM View: | Rockwell Collins Inc. (COL) | 20-Jun-14 | Option Exercise | 12,100 | $36.55 | $442,255.00 | 40% 30.36K to 42.46K | |
| 23-Jun-14 10:02 AM View: | Rockwell Collins Inc. (COL) | 20-Jun-14 | Market Option Sale (Planned) | 9,365 | $79.75 | $746,859.00 | (22%) 42.46K to 33.09K | (67%) |
| 13-Nov-13 6:23 PM View: | Rockwell Collins Inc. (COL) | 11-Nov-13 | Grant | 2,253 | -- | -- | 8% 28.45K to 30.71K | |
| 13-Nov-13 6:23 PM View: | Rockwell Collins Inc. (COL) | 11-Nov-13 | Payment of Exercise | 752 | $70.97 | $53,369.40 | (2%) 30.71K to 29.95K | (86%) |
| 25-Jul-13 3:45 PM View: | Rockwell Collins Inc. (COL) | 24-Jul-13 | Option Exercise | 16,000 | $27.97 | $447,520.00 | 56% 28.39K to 44.39K | |
| 25-Jul-13 3:43 PM View: | Rockwell Collins Inc. (COL) | 24-Jul-13 | Market Sale | 3,852 | $71.02 | $273,577.00 | (15%) 26.06K to 22.21K | (83%) |
| 25-Jul-13 3:45 PM View: | Rockwell Collins Inc. (COL) | 24-Jul-13 | Market Option Sale | 12,148 | $70.90 | $861,348.00 | (27%) 44.39K to 32.24K | (84%) |
| 14-Nov-12 6:59 PM View: | Rockwell Collins Inc. (COL) | 12-Nov-12 | Grant | 1,885 | -- | -- | 7% 26.51K to 28.4K | |
| 14-Nov-12 6:59 PM View: | Rockwell Collins Inc. (COL) | 12-Nov-12 | Payment of Exercise | 612 | $54.37 | $33,274.40 | (2%) 28.4K to 27.79K | (137%) |
| 21-Aug-12 6:18 PM View: | Rockwell Collins Inc. (COL) | 17-Aug-12 | Payment of Exercise | 8,817 | $50.08 | $441,555.00 | (25%) 35.2K to 26.39K | (156%) |
| 21-Aug-12 6:18 PM View: | Rockwell Collins Inc. (COL) | 17-Aug-12 | Option Exercise | 16,000 | $20.97 | $335,520.00 | 83% 19.2K to 35.2K | |
| 16-Nov-11 5:52 PM View: | Rockwell Collins Inc. (COL) | 14-Nov-11 | Grant | 3,423 | -- | -- | 21% 16.16K to 19.59K | |
| 16-Nov-11 5:52 PM View: | Rockwell Collins Inc. (COL) | 14-Nov-11 | Payment of Exercise | 1,111 | $55.01 | $61,116.10 | (6%) 19.59K to 18.48K | (137%) |
| 25-May-11 5:18 PM View: | Rockwell Collins Inc. (COL) | 24-May-11 | Option Exercise | 3,000 | $22.35 | $67,050.00 | 19% 15.77K to 18.77K | |
| 25-May-11 5:18 PM View: | Rockwell Collins Inc. (COL) | 24-May-11 | Market Option Sale | 3,000 | $60.01 | $180,032.00 | (16%) 18.77K to 15.77K | (119%) |