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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Nov-16 2:32 PM View:  | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 18,822,200 | $11.46 | $215,702,000.00 | (100%) 18.82M to 0 | |
| 06-Jul-16 9:52 AM View: | Cifc LLC (CIFC) | 01-Jul-16 | Acquisition (other) | 12,926 | -- | -- | < 1% 18.81M to 18.82M | |
| 30-Jun-15 1:34 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Acquisition (other) | 18,432 | -- | -- | < 1% 18.79M to 18.81M | |
| 16-Jul-14 4:46 PM View: | Deerfield Capital Corp. (CIFC) | 12-Jul-14 | Conversion | 4,132,230 | $6.07 | $25,082,600.00 | 28% 14.66M to 18.79M | |
| 02-Jan-14 9:20 AM View: | Deerfield Capital Corp. (CIFC) | 31-Dec-13 | Purchase | 1,000,000 | $9.00 | $9,000,000.00 | 7% 13.66M to 14.66M | |
| 19-Dec-13 5:14 PM View: | Deerfield Capital Corp. (CIFC) | 18-Dec-13 | Purchase | 9,090,910 | $9.00 | $81,818,200.00 | 199% 4.57M to 13.66M | |
| 19-Jun-13 6:35 PM View: | Deerfield Capital Corp. (CIFC) | 17-Jun-13 | Acquisition (other) | 22,000 | -- | -- | < 1% 4.55M to 4.57M |