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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-22 5:00 PM View:  | Sqz Biotechnologies Co (SQZ) | 30-Jun-22 | Grant | 1,484 | $2.70 | $4,011.25 | 327% 0.45K to 1.94K | |
| 04-Jan-22 5:15 PM View: | Sqz Biotechnologies Co (SQZ) | 31-Dec-21 | Grant | 454 | $7.59 | $3,446.09 | 100% 0 to 0.45K | |
| 24-Aug-16 1:25 PM View: | Heartware International, Inc. (HTWR) | 23-Aug-16 | Disposition (change in control) | 17,608 | $58.00 | $1,021,260.00 | (100%) 17.61K to 0 | |
| 26-Feb-16 10:00 PM View: | Heartware International, Inc. (HTWR) | 25-Feb-16 | Market Option Sale (Planned) | 423 | $29.16 | $12,335.30 | (2%) 18.03K to 17.61K | (99%) |
| 26-Feb-16 10:00 PM View: | Heartware International, Inc. (HTWR) | 24-Feb-16 | Option Exercise | 1,200 | -- | -- | 7% 16.83K to 18.03K | |
| 25-Feb-16 5:09 PM View: | Heartware International, Inc. (HTWR) | 24-Feb-16 | Market Option Sale (Planned) | 287 | $32.27 | $9,261.49 | (2%) 17.12K to 16.83K | (80%) |
| 25-Feb-16 5:09 PM View: | Heartware International, Inc. (HTWR) | 23-Feb-16 | Option Exercise | 875 | -- | -- | 5% 16.24K to 17.12K | |
| 09-Feb-16 5:02 PM View: | Heartware International, Inc. (HTWR) | 08-Feb-16 | Market Option Sale (Planned) | 568 | $36.49 | $20,728.70 | (3%) 16.81K to 16.24K | (59%) |
| 09-Feb-16 5:02 PM View: | Heartware International, Inc. (HTWR) | 07-Feb-16 | Option Exercise | 1,400 | -- | -- | 9% 15.41K to 16.81K | |
| 23-Dec-15 5:19 PM View: | Heartware International, Inc. (HTWR) | 22-Dec-15 | Market Option Sale (Planned) | 721 | $46.44 | $33,482.50 | (4%) 16.13K to 15.41K | (25%) |
| 23-Dec-15 5:19 PM View: | Heartware International, Inc. (HTWR) | 21-Dec-15 | Option Exercise | 1,500 | -- | -- | 10% 14.63K to 16.13K | |
| 30-Mar-15 5:14 PM View: | Heartware International, Inc. (HTWR) | 30-Mar-15 | Market Option Sale (Planned) | 1,741 | $88.81 | $154,619.00 | (11%) 16.37K to 14.63K | 35% |
| 30-Mar-15 5:14 PM View: | Heartware International, Inc. (HTWR) | 28-Mar-15 | Option Exercise | 5,250 | -- | -- | 47% 11.12K to 16.37K | |
| 26-Feb-15 8:19 PM View: | Heartware International, Inc. (HTWR) | 25-Feb-15 | Market Option Sale (Planned) | 399 | $89.52 | $35,718.50 | (3%) 11.52K to 11.12K | 35% |
| 26-Feb-15 8:19 PM View: | Heartware International, Inc. (HTWR) | 24-Feb-15 | Option Exercise | 1,200 | -- | -- | 12% 10.32K to 11.52K | |
| 10-Feb-15 5:03 PM View: | Heartware International, Inc. (HTWR) | 09-Feb-15 | Market Option Sale (Planned) | 510 | $86.47 | $44,099.70 | (5%) 10.83K to 10.32K | 33% |
| 10-Feb-15 5:03 PM View: | Heartware International, Inc. (HTWR) | 07-Feb-15 | Option Exercise | 1,400 | -- | -- | 15% 9.43K to 10.83K | |
| 23-Dec-14 5:35 PM View: | Heartware International, Inc. (HTWR) | 22-Dec-14 | Market Option Sale (Planned) | 722 | $72.92 | $52,647.60 | (7%) 10.15K to 9.43K | 20% |
| 23-Dec-14 5:35 PM View: | Heartware International, Inc. (HTWR) | 21-Dec-14 | Option Exercise | 1,500 | -- | -- | 17% 8.65K to 10.15K | |
| 10-Sep-14 5:20 PM View: | Heartware International, Inc. (HTWR) | 10-Sep-14 | Market Option Sale (Planned) | 465 | $78.37 | $36,442.10 | (5%) 9.12K to 8.65K | 26% |
| 10-Sep-14 5:20 PM View: | Heartware International, Inc. (HTWR) | 09-Sep-14 | Option Exercise | 1,400 | -- | -- | 18% 7.72K to 9.12K | |
| 31-Mar-14 5:33 PM View: | Heartware International, Inc. (HTWR) | 31-Mar-14 | Market Option Sale (Planned) | 1,744 | $91.15 | $158,970.00 | (18%) 9.46K to 7.72K | 36% |
| 31-Mar-14 5:33 PM View: | Heartware International, Inc. (HTWR) | 28-Mar-14 | Option Exercise | 5,250 | -- | -- | 125% 4.21K to 9.46K | |
| 11-Feb-14 6:07 PM View: | Heartware International, Inc. (HTWR) | 10-Feb-14 | Market Option Sale (Planned) | 714 | $94.61 | $67,551.50 | (14%) 4.93K to 4.21K | 39% |
| 11-Feb-14 6:07 PM View: | Heartware International, Inc. (HTWR) | 07-Feb-14 | Option Exercise | 1,400 | -- | -- | 40% 3.53K to 4.93K | |
| 07-Jan-14 5:07 PM View: | Heartware International, Inc. (HTWR) | 06-Jan-14 | Market Sale (Planned) | 861 | $97.50 | $83,947.50 | (20%) 4.39K to 3.53K | 41% |
| 24-Dec-13 3:09 PM View: | Heartware International, Inc. (HTWR) | 23-Dec-13 | Market Option Sale (Planned) | 723 | $90.99 | $65,785.80 | (14%) 5.11K to 4.39K | 36% |
| 24-Dec-13 3:09 PM View: | Heartware International, Inc. (HTWR) | 21-Dec-13 | Option Exercise | 1,500 | -- | -- | 42% 3.61K to 5.11K | |
| 27-Jun-13 5:33 PM View: | Heartware International, Inc. (HTWR) | 26-Jun-13 | Market Sale | 992 | $95.00 | $94,240.00 | (22%) 4.6K to 3.61K | 39% |
| 22-May-13 5:44 PM View: | Heartware International, Inc. (HTWR) | 20-May-13 | Market Sale | 2,000 | $97.72 | $195,440.00 | (30%) 6.6K to 4.6K | 41% |
| 28-Mar-13 6:14 PM View: | Heartware International, Inc. (HTWR) | 28-Mar-13 | Option Exercise | 5,250 | -- | -- | 136% 3.85K to 9.1K | |
| 28-Mar-13 6:14 PM View: | Heartware International, Inc. (HTWR) | 28-Mar-13 | Market Option Sale (Planned) | 2,500 | $88.54 | $221,358.00 | (27%) 9.1K to 6.6K | 34% |
| 26-Dec-12 8:34 AM View: | Heartware International, Inc. (HTWR) | 21-Dec-12 | Option Exercise | 1,500 | -- | -- | 50% 2.99K to 4.49K | |
| 26-Dec-12 8:34 AM View: | Heartware International, Inc. (HTWR) | 21-Dec-12 | Market Option Sale (Planned) | 639 | $82.04 | $52,425.10 | (14%) 4.49K to 3.85K | 29% |
| 30-Mar-12 5:02 PM View: | Heartware International, Inc. (HTWR) | 28-Mar-12 | Option Exercise | 5,250 | -- | -- | 100% 0 to 5.25K | |
| 30-Mar-12 5:02 PM View: | Heartware International, Inc. (HTWR) | 28-Mar-12 | Market Option Sale (Planned) | 2,258 | $67.51 | $152,438.00 | (43%) 5.25K to 2.99K | 14% |