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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 3:07 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 104,513 | $7.50 | $783,851.00 | (57%) 183.32K to 78.81K | 0% |
| 17-Nov-21 3:07 PM View: | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 78,812 | $7.50 | $591,090.00 | (100%) 78.81K to 0 | 0% |
| 01-Oct-21 5:28 PM View: | JMP Group LLC (JMP) | 01-Oct-21 | Option Exercise | 2,454 | -- | -- | 1% 180.87K to 183.32K | |
| 06-Jul-21 5:49 PM View: | JMP Group LLC (JMP) | 01-Jul-21 | Option Exercise | 2,454 | -- | -- | 1% 178.42K to 180.87K | |
| 05-Apr-21 7:14 PM View: | JMP Group LLC (JMP) | 01-Apr-21 | Option Exercise | 2,454 | -- | -- | 1% 175.96K to 178.42K | |
| 04-Jan-21 6:56 PM View: | JMP Group LLC (JMP) | 01-Jan-21 | Option Exercise | 5,069 | -- | -- | 3% 170.89K to 175.96K | |
| 05-Oct-20 3:36 PM View: | JMP Group LLC (JMP) | 01-Oct-20 | Option Exercise | 5,067 | -- | -- | 3% 165.83K to 170.89K | |
| 02-Jul-20 1:40 PM View: | JMP Group LLC (JMP) | 01-Jul-20 | Option Exercise | 5,067 | -- | -- | 3% 160.76K to 165.83K | |
| 01-Apr-20 7:42 PM View: | JMP Group LLC (JMP) | 01-Apr-20 | Option Exercise | 5,067 | -- | -- | 3% 158.83K to 163.9K | |
| 06-Jan-20 5:49 PM View: | JMP Group LLC (JMP) | 01-Jan-20 | Option Exercise | 3,660 | -- | -- | 2% 152.03K to 155.69K | |
| 02-Oct-19 4:49 PM View: | JMP Group LLC (JMP) | 01-Oct-19 | Option Exercise | 3,658 | -- | -- | 2% 148.38K to 152.03K | |
| 01-Jul-19 4:35 PM View: | JMP Group LLC (JMP) | 01-Jul-19 | Option Exercise | 3,658 | -- | -- | 3% 144.72K to 148.38K | |
| 02-Apr-19 4:42 PM View: | JMP Group LLC (JMP) | 01-Apr-19 | Option Exercise | 3,658 | -- | -- | 3% 141.06K to 144.72K | |
| 02-Jan-19 4:49 PM View: | JMP Group LLC (JMP) | 01-Jan-19 | Option Exercise | 2,809 | -- | -- | 2% 138.25K to 141.06K | |
| 09-Oct-18 6:00 AM View: | JMP Group LLC (JMP) | 02-Oct-18 | Option Exercise | 2,809 | -- | -- | 2% 135.44K to 138.25K | |
| 02-Jul-18 4:35 PM View: | JMP Group LLC (JMP) | 01-Jul-18 | Option Exercise | 2,809 | -- | -- | 2% 132.63K to 135.44K | |
| 02-Apr-18 5:35 PM View: | JMP Group LLC (JMP) | 02-Apr-18 | Option Exercise | 2,808 | -- | -- | 2% 129.82K to 132.63K | |
| 04-Jan-18 1:49 PM View: | JMP Group LLC (JMP) | 01-Jan-18 | Option Exercise | 2,431 | -- | -- | 2% 127.39K to 129.82K | |
| 10-Oct-17 6:00 AM View: | JMP Group LLC (JMP) | 02-Oct-17 | Option Exercise | 2,431 | -- | -- | 2% 124.96K to 127.39K | |
| 05-Jul-17 5:56 PM View: | JMP Group LLC (JMP) | 02-Jul-17 | Option Exercise | 2,431 | -- | -- | 2% 122.53K to 124.96K | |
| 05-Apr-17 1:14 PM View: | JMP Group LLC (JMP) | 01-Apr-17 | Option Exercise | 2,431 | -- | -- | 6% 41.29K to 43.72K | |
| 04-Jan-17 12:42 PM View: | JMP Group LLC (JMP) | 01-Jan-17 | Option Exercise | 2,181 | -- | -- | 2% 113.72K to 115.9K | |
| 04-Oct-16 4:21 PM View: | JMP Group LLC (JMP) | 01-Oct-16 | Option Exercise | 2,180 | -- | -- | 2% 111.54K to 113.72K | |
| 05-Jul-16 2:14 PM View: | JMP Group LLC (JMP) | 01-Jul-16 | Option Exercise | 2,180 | -- | -- | 2% 109.36K to 111.54K | |
| 04-Apr-16 4:14 PM View: | JMP Group LLC (JMP) | 01-Apr-16 | Option Exercise | 2,180 | -- | -- | 2% 107.18K to 109.36K | |
| 05-Jan-16 1:56 PM View: | JMP Group LLC (JMP) | 31-Dec-15 | Option Exercise | 2,045 | -- | -- | 2% 105.13K to 107.18K | |
| 02-Oct-15 3:56 PM View: | JMP Group LLC (JMP) | 30-Sep-15 | Option Exercise | 2,046 | -- | -- | 2% 103.08K to 105.13K | |
| 28-Jul-15 4:56 PM View: | JMP Group LLC (JMP) | 28-Jul-15 | Market Purchase | 20,000 | $7.42 | $148,480.00 | 24% 83.08K to 103.08K | 6% |
| 01-Jul-15 4:21 PM View: | JMP Group LLC (JMP) | 30-Jun-15 | Grant | 2,047 | -- | -- | 3% 81.04K to 83.08K | |
| 02-Apr-15 4:07 PM View: | JMP Group LLC (JMP) | 31-Mar-15 | Option Exercise | 2,047 | -- | -- | 3% 78.99K to 81.04K | |
| 05-Jan-15 3:56 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Option Exercise | 5,236 | -- | -- | 35% 14.94K to 20.18K | |
| 16-Feb-17 10:00 PM View: | JMP Group LLC (JMP) | 01-Dec-14 | Purchase | 4,203 | -- | -- | 4% 115.9K to 120.1K | |
| 29-Oct-14 4:42 PM View: | JMP Group Inc. (JMP) | 27-Oct-14 | Market Purchase | 27,500 | $6.55 | $180,040.00 | 59% 46.26K to 73.75K | 24% |
| 01-Oct-14 4:14 PM View: | JMP Group Inc. (JMP) | 30-Sep-14 | Option Exercise | 1,987 | -- | -- | 4% 44.27K to 46.26K | |
| 07-Jul-14 8:14 PM View: | JMP Group Inc. (JMP) | 30-Jun-14 | Option Exercise | 1,987 | -- | -- | 18% 10.97K to 12.96K | |
| 28-Apr-14 4:35 PM View: | JMP Group Inc. (JMP) | 24-Apr-14 | Market Purchase | 11,312 | $6.55 | $74,118.50 | 37% 30.97K to 42.28K | 26% |
| 01-Apr-14 5:56 PM View: | JMP Group Inc. (JMP) | 31-Mar-14 | Option Exercise | 1,987 | -- | -- | 22% 8.98K to 10.97K | |
| 12-Mar-13 6:14 PM View: | JMP Group Inc. (JMP) | 12-Mar-13 | Market Purchase | 20,000 | $6.34 | $126,716.00 | 223% 8.98K to 28.98K | 34% |
| 04-Feb-13 5:55 PM View: | JMP Group Inc. (JMP) | 01-Feb-13 | Grant | 2,980 | -- | -- | 50% 6.0K to 8.98K | |
| 08-Mar-12 4:30 PM View: | JMP Group Inc. (JMP) | 07-Mar-12 | Option Exercise | 3,001 | -- | -- | 100% 3.0K to 6.0K | |
| 09-Mar-11 11:20 AM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 3,001 | -- | -- | 100% 0 to 3.0K |