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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-23 11:32 AM View:  | Cowen Group, Inc. (COWN) | 01-Mar-23 | Grant | 77,095 | -- | -- | 35% 222.72K to 299.81K | |
| 01-Mar-23 11:32 AM View: | Cowen Group, Inc. (COWN) | 01-Mar-23 | Disposition | 299,814 | $25.92 | $7,772,390.00 | (100%) 299.81K to 0 | |
| 21-Dec-22 4:20 PM View: | Cowen Group, Inc. (COWN) | 21-Dec-22 | Gift | 5,000 | -- | -- | (2%) 227.45K to 222.45K | |
| 06-Sep-22 4:09 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-22 | Payment of Exercise | 2,861 | $38.46 | $110,034.00 | (1%) 230.31K to 227.45K | |
| 14-Mar-22 4:08 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Grant | 70,050 | -- | -- | 35% 197.45K to 267.5K | |
| 14-Mar-22 4:08 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Payment of Exercise | 37,195 | $35.00 | $1,301,970.00 | (14%) 267.5K to 230.31K | |
| 22-Feb-22 4:09 PM View: | Cowen Group, Inc. (COWN) | 18-Feb-22 | Grant | 9,649 | -- | -- | 5% 187.8K to 197.45K | |
| 02-Dec-21 4:42 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-21 | Payment of Exercise | 2,581 | $35.12 | $90,644.70 | (1%) 190.38K to 187.8K | (< 1%) |
| 02-Sep-21 4:43 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-21 | Payment of Exercise | 1,193 | $36.44 | $43,472.90 | (< 1%) 191.58K to 190.38K | 0% |
| 29-Jul-21 4:30 PM View: | Cowen Group, Inc. (COWN) | 28-Jul-21 | Market Sale (Planned) | 1,147 | $40.00 | $45,880.00 | (< 1%) 192.72K to 191.58K | < 1% |
| 15-Jul-21 7:15 PM View: | Cowen Group, Inc. (COWN) | 14-Jul-21 | Market Sale (Planned) | 2,546 | $40.55 | $103,228.00 | (1%) 195.27K to 192.72K | 2% |
| 15-Jul-21 7:15 PM View: | Cowen Group, Inc. (COWN) | 13-Jul-21 | Market Sale (Planned) | 6,307 | $40.12 | $253,056.00 | (3%) 201.58K to 195.27K | 1% |
| 03-Jun-21 4:45 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-21 | Payment of Exercise | 1,874 | $40.39 | $75,690.90 | (< 1%) 203.45K to 201.58K | 3% |
| 18-May-21 4:17 PM View: | Cowen Group, Inc. (COWN) | 17-May-21 | Payment of Exercise | 2,566 | $41.27 | $105,899.00 | (1%) 206.02K to 203.45K | (< 1%) |
| 12-Mar-21 4:19 PM View: | Cowen Group, Inc. (COWN) | 11-Mar-21 | Market Sale | 14,000 | $39.97 | $559,558.00 | (6%) 226.41K to 212.41K | |
| 12-Mar-21 4:19 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Grant | 45,050 | -- | -- | 27% 167.41K to 212.46K | |
| 12-Mar-21 4:19 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Payment of Exercise | 6,441 | $42.17 | $271,617.00 | (3%) 212.46K to 206.02K | |
| 03-Dec-20 4:10 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-20 | Payment of Exercise | 3,571 | $24.58 | $87,775.20 | (2%) 184.98K to 181.41K | (9%) |
| 02-Jun-20 5:10 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-20 | Payment of Exercise | 1,874 | $13.05 | $24,455.70 | (1%) 186.85K to 184.98K | (105%) |
| 02-Jun-20 5:10 PM View: | Cowen Group, Inc. (COWN) | 15-May-20 | Payment of Exercise | 1,283 | $11.77 | $15,100.90 | (< 1%) 188.14K to 186.85K | (127%) |
| 12-Mar-20 4:18 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-20 | Grant | 15,641 | -- | -- | 9% 182.7K to 198.34K | |
| 12-Mar-20 4:18 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-20 | Payment of Exercise | 10,204 | $12.18 | $124,285.00 | (5%) 198.34K to 188.14K | (119%) |
| 11-Mar-20 7:56 AM View: | Cowen Group, Inc. (COWN) | 09-Mar-20 | Market Purchase | 2,000 | $12.13 | $24,261.00 | 1% 180.7K to 182.7K | 120% |
| 21-Feb-20 4:17 PM View: | Cowen Group, Inc. (COWN) | 19-Feb-20 | Grant | 19,490 | -- | -- | 12% 161.21K to 180.7K | |
| 03-Dec-19 4:09 PM View: | Cowen Group, Inc. (COWN) | 02-Dec-19 | Payment of Exercise | 2,378 | $15.32 | $36,431.00 | (1%) 163.59K to 161.21K | (74%) |
| 04-Sep-19 4:10 PM View: | Cowen Group, Inc. (COWN) | 03-Sep-19 | Payment of Exercise | 1,283 | $15.61 | $20,027.60 | (< 1%) 164.87K to 163.59K | (70%) |
| 30-Jul-19 4:25 PM View: | Cowen Group, Inc. (COWN) | 29-Jul-19 | Market Sale | 10,000 | $17.88 | $178,849.00 | (6%) 174.87K to 164.87K | (49%) |
| 11-Jun-19 4:14 PM View: | Cowen Group, Inc. (COWN) | 10-Jun-19 | Payment of Exercise | 4,897 | $16.71 | $81,828.90 | (3%) 179.77K to 174.87K | (59%) |
| 04-Jun-19 4:30 PM View: | Cowen Group, Inc. (COWN) | 03-Jun-19 | Payment of Exercise | 1,874 | $15.15 | $28,391.10 | (1%) 181.64K to 179.77K | (76%) |
| 13-Mar-19 4:12 PM View: | Cowen Group, Inc. (COWN) | 11-Mar-19 | Payment of Exercise | 4,819 | $14.45 | $69,634.50 | (3%) 186.46K to 181.64K | (84%) |
| 22-Feb-19 4:44 PM View: | Cowen Group, Inc. (COWN) | 20-Feb-19 | Grant | 20,952 | -- | -- | 13% 165.51K to 186.46K | |
| 06-Dec-18 4:44 PM View: | Cowen Group, Inc. (COWN) | 03-Dec-18 | Payment of Exercise | 2,378 | $15.91 | $37,834.00 | (1%) 167.89K to 165.51K | (67%) |
| 05-Jun-18 4:36 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-18 | Payment of Exercise | 750 | $15.15 | $11,362.50 | (< 1%) 168.64K to 167.89K | (76%) |
| 17-May-18 4:36 PM View: | Cowen Group, Inc. (COWN) | 15-May-18 | Payment of Exercise | 2,042 | $15.70 | $32,059.40 | (1%) 170.68K to 168.64K | (69%) |
| 02-Apr-18 4:47 PM View: | Cowen Group, Inc. (COWN) | 29-Mar-18 | Exercise (in-the money or at-the-money) | 8,993 | -- | -- | 6% 161.69K to 170.68K | |
| 19-Mar-18 4:21 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Disposition | 20,402 | $14.21 | $290,000.00 | (11%) 184.34K to 163.94K | (87%) |
| 19-Mar-18 4:21 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Payment of Exercise | 2,252 | $14.21 | $32,010.60 | (1%) 163.94K to 161.69K | (87%) |
| 19-Mar-18 4:21 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Option Exercise | 25,000 | $11.60 | $290,000.00 | 16% 159.34K to 184.34K | |
| 13-Mar-18 4:29 PM View: | Cowen Group, Inc. (COWN) | 12-Mar-18 | Payment of Exercise | 3,342 | $14.40 | $48,124.80 | (2%) 162.68K to 159.34K | (85%) |
| 23-Feb-18 5:44 PM View: | Cowen Group, Inc. (COWN) | 21-Feb-18 | Grant | 19,425 | -- | -- | 14% 143.26K to 162.68K | |
| 05-Jun-17 4:46 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-17 | Payment of Exercise | 1,184 | $15.15 | $17,937.60 | (< 1%) 144.44K to 143.26K | (76%) |
| 17-May-17 4:22 PM View: | Cowen Group, Inc. (COWN) | 15-May-17 | Payment of Exercise | 5,800 | $15.00 | $87,000.00 | (4%) 150.24K to 144.44K | (77%) |
| 14-Mar-17 4:59 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-17 | Payment of Exercise | 3,637 | $13.40 | $48,735.80 | (2%) 153.88K to 150.24K | (98%) |
| 01-Mar-17 4:28 PM View: | Cowen Group, Inc. (COWN) | 27-Feb-17 | Grant | 28,400 | -- | -- | 23% 125.48K to 153.88K | |
| 16-Dec-16 4:41 PM View: | Cowen Group, Inc. (COWN) | 15-Dec-16 | Market Sale | 7,500 | $16.39 | $122,948.00 | (6%) 132.97K to 125.47K | (62%) |
| 18-May-16 4:49 PM View: | Cowen Group, Inc. (COWN) | 16-May-16 | Payment of Exercise | 20,944 | $3.24 | $67,858.60 | (4%) 533.76K to 512.81K | (105%) |
| 14-Mar-16 4:29 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-16 | Payment of Exercise | 10,747 | $3.57 | $38,366.80 | (2%) 544.5K to 533.76K | (86%) |
| 26-Feb-16 5:54 PM View: | Cowen Group, Inc. (COWN) | 24-Feb-16 | Grant | 83,093 | -- | -- | 18% 461.41K to 544.5K | |
| 07-Aug-15 5:30 PM View: | Cowen Group, Inc. (COWN) | 07-Aug-15 | Market Sale | 53,700 | $5.41 | $290,431.00 | (10%) 515.11K to 461.41K | (23%) |
| 07-Aug-15 5:30 PM View: | Cowen Group, Inc. (COWN) | 06-Aug-15 | Market Sale | 3,500 | $5.70 | $19,950.00 | (< 1%) 518.61K to 515.11K | (17%) |