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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Aug-20 5:40 PM View:  | GAIN Capital Holdings, Inc. (GCAP) | 31-Jul-20 | Disposition | 109,477 | $6.00 | $656,862.00 | (100%) 109.48K to 0 | (< 1%) |
| 04-Sep-19 6:21 PM View: | Wageworks, Inc. (WAGE) | 30-Aug-19 | Disposition | 17,544 | $51.35 | $900,884.00 | (100%) 17.54K to 0 | (2%) |
| 02-Aug-19 2:42 PM View: | Wageworks, Inc. (WAGE) | 31-Jul-19 | Option Exercise | 900 | -- | -- | 5% 16.64K to 17.54K | |
| 18-Mar-19 5:49 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 14-Mar-19 | Grant | 15,290 | -- | -- | 16% 94.19K to 109.48K | |
| 29-May-18 5:41 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 24-May-18 | Grant | 12,500 | -- | -- | 15% 81.69K to 94.19K | |
| 01-May-17 4:35 PM View: | Wageworks, Inc. (WAGE) | 28-Apr-17 | Option Exercise | 2,943 | -- | -- | 39% 7.6K to 10.54K | |
| 17-Mar-17 4:21 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 15-Mar-17 | Grant | 12,091 | -- | -- | 17% 69.6K to 81.69K | |
| 10-May-16 5:49 PM View: | Wageworks, Inc. (WAGE) | 06-May-16 | Option Exercise | 3,442 | -- | -- | 83% 4.16K to 7.6K | |
| 09-May-16 7:49 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-May-16 | Grant | 12,573 | -- | -- | 22% 57.02K to 69.6K | |
| 08-Jun-15 3:49 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 26-May-15 | Grant | 8,937 | -- | -- | 19% 48.09K to 57.02K | |
| 15-May-15 6:14 PM View: | Wageworks, Inc. (WAGE) | 13-May-15 | Option Exercise | 4,156 | -- | -- | 100% 0 to 4.16K | |
| 08-Jun-15 3:49 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-Mar-14 | Grant | 7,537 | -- | -- | 19% 40.55K to 48.09K | |
| 21-Aug-13 4:48 PM View: | Wageworks, Inc. (WAGE) | 19-Aug-13 | Option Exercise | 14,000 | $9.28 | $129,990.00 | 100% 0 to 14.0K | |
| 21-Aug-13 4:48 PM View: | Wageworks, Inc. (WAGE) | 19-Aug-13 | Market Option Sale | 14,000 | $40.45 | $566,300.00 | (100%) 14.0K to 0 | 8% |
| 26-Mar-13 4:54 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 22-Mar-13 | Grant | 17,046 | -- | -- | 73% 23.5K to 40.55K | |
| 05-Mar-12 9:06 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Mar-12 | Grant | 14,151 | -- | -- | 151% 9.35K to 23.5K | |
| 31-Oct-11 5:37 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 25-Oct-11 | Grant | 9,352 | -- | -- | 100% 0 to 9.35K |