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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Apr-21 5:22 PM View:  | Waddell & Reed Financial Inc. (WDR) | 30-Apr-21 | Disposition | 736,496 | -- | -- | (100%) 736.5K to 0 | |
| 12-Mar-21 5:43 PM View: | Waddell & Reed Financial Inc. (WDR) | 10-Mar-21 | Payment of Exercise | 18,046 | $25.02 | $451,511.00 | (2%) 754.54K to 736.5K | (< 1%) |
| 05-Jan-21 4:56 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-20 | Payment of Exercise | 50,783 | $25.47 | $1,293,440.00 | (6%) 805.33K to 754.54K | (< 1%) |
| 12-Mar-20 5:05 PM View: | Waddell & Reed Financial Inc. (WDR) | 10-Mar-20 | Grant | 206,387 | -- | -- | 34% 598.94K to 805.33K | |
| 03-Jan-20 5:52 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-19 | Payment of Exercise | 51,329 | $16.72 | $858,221.00 | (8%) 650.27K to 598.94K | (42%) |
| 03-Jan-19 6:45 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-18 | Grant | 164,547 | -- | -- | 31% 531.18K to 695.73K | |
| 03-Jan-19 6:45 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-18 | Payment of Exercise | 45,462 | $18.08 | $821,953.00 | (7%) 695.73K to 650.27K | (31%) |
| 03-Jan-18 6:26 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-17 | Grant | 139,884 | -- | -- | 33% 427.7K to 567.59K | |
| 03-Jan-18 6:26 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-17 | Payment of Exercise | 36,405 | $22.34 | $813,288.00 | (6%) 567.59K to 531.18K | (1%) |
| 04-Jan-17 4:32 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-16 | Grant | 143,500 | -- | -- | 47% 305.11K to 448.61K | |
| 04-Jan-17 4:32 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-16 | Payment of Exercise | 20,902 | $19.51 | $407,798.00 | (5%) 448.61K to 427.7K | (16%) |
| 05-Jan-16 5:52 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-15 | Grant | 50,000 | -- | -- | 19% 269.04K to 319.04K | |
| 05-Jan-16 5:52 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-15 | Payment of Exercise | 13,935 | $28.66 | $399,377.00 | (4%) 319.04K to 305.11K | 13% |
| 05-Jan-15 5:37 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-14 | Grant | 45,000 | -- | -- | 19% 233.33K to 278.33K | |
| 05-Jan-15 5:37 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-14 | Payment of Exercise | 9,290 | $49.82 | $462,828.00 | (3%) 278.33K to 269.04K | 48% |
| 04-Apr-14 4:57 PM View: | Waddell & Reed Financial Inc. (WDR) | 02-Apr-14 | Payment of Exercise | 7,412 | $75.96 | $563,016.00 | (3%) 240.74K to 233.33K | 65% |
| 04-Apr-14 4:57 PM View: | Waddell & Reed Financial Inc. (WDR) | 13-Mar-14 | Market Purchase | 61 | $71.88 | $4,384.68 | < 1% 240.68K to 240.74K | (63%) |
| 02-Jan-14 5:24 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-13 | Grant | 30,000 | -- | -- | 13% 229.26K to 259.26K | |
| 02-Jan-14 5:24 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-13 | Payment of Exercise | 18,580 | $65.12 | $1,209,930.00 | (7%) 259.26K to 240.68K | 59% |
| 12-Nov-13 5:40 PM View: | Waddell & Reed Financial Inc. (WDR) | 08-Nov-13 | Market Sale | 13,000 | $63.72 | $828,416.00 | (5%) 242.26K to 229.26K | 58% |
| 05-Apr-13 5:00 PM View: | Waddell & Reed Financial Inc. (WDR) | 02-Apr-13 | Payment of Exercise | 18,115 | $43.19 | $782,387.00 | (7%) 260.38K to 242.26K | 38% |
| 03-Jan-13 5:18 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-12 | Grant | 60,000 | -- | -- | 28% 216.96K to 276.96K | |
| 03-Jan-13 5:18 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-12 | Payment of Exercise | 16,580 | $34.82 | $577,316.00 | (6%) 276.96K to 260.38K | 22% |
| 04-Apr-12 6:00 PM View: | Waddell & Reed Financial Inc. (WDR) | 02-Apr-12 | Payment of Exercise | 21,691 | $33.23 | $720,792.00 | (9%) 238.65K to 216.96K | 14% |
| 04-Jan-12 5:29 PM View: | Waddell & Reed Financial Inc. (WDR) | 31-Dec-11 | Grant | 80,000 | -- | -- | 50% 158.65K to 238.65K | |
| 05-Apr-11 5:10 PM View: | Waddell & Reed Financial Inc. (WDR) | 02-Apr-11 | Payment of Exercise | 16,973 | $41.28 | $700,645.00 | (10%) 175.62K to 158.65K | 29% |