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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Mar-20 7:27 PM View:  | Apollo Senior Floating Rate... (AFT) | 24-Mar-20 | Private Purchase | 1,000 | $9.95 | $9,950.00 | 13% 7.9K to 8.9K | |
| 25-Mar-20 7:18 PM View: | Apollo Tactical Income Fund... (AIF) | 24-Mar-20 | Market Purchase | 1,000 | $9.75 | $9,750.00 | 13% 7.89K to 8.89K | 47% |
| 27-Dec-18 2:54 PM View: | Apollo Senior Floating Rate... (AFT) | 27-Dec-18 | Market Purchase | 1,500 | $13.64 | $20,460.00 | 23% 6.4K to 7.9K | 7% |
| 27-Dec-18 2:47 PM View: | Apollo Tactical Income Fund... (AIF) | 27-Dec-18 | Market Purchase | 1,500 | $14.23 | $21,345.00 | 23% 6.39K to 7.89K | (6%) |
| 18-Sep-15 12:15 PM View: | Apollo Senior Floating Rate... (AFT) | 16-Sep-15 | Market Purchase | 1,000 | $15.79 | $15,787.10 | 19% 5.21K to 6.21K | (28%) |
| 20-Sep-13 2:00 PM View: | Apollo Senior Floating Rate... (AFT) | 19-Sep-13 | Market Purchase | 1,000 | $18.10 | $18,100.00 | 27% 3.7K to 4.7K | (45%) |
| 04-Sep-13 4:21 PM View: | Apollo Tactical Income Fund... (AIF) | 03-Sep-13 | Market Purchase | 1,000 | $16.85 | $16,850.00 | 21% 4.75K to 5.75K | (8%) |
| 31-May-13 2:38 PM View: | Apollo Tactical Income Fund... (AIF) | 30-May-13 | Market Purchase | 1,500 | $18.09 | $27,135.00 | 46% 3.25K to 4.75K | (12%) |
| 30-May-13 1:49 PM View: | Apollo Tactical Income Fund... (AIF) | 29-May-13 | Market Purchase | 1,000 | $18.32 | $18,320.00 | 44% 2.25K to 3.25K | (13%) |
| 07-May-13 12:55 PM View: | Apollo Tactical Income Fund... (AIF) | 06-May-13 | Market Purchase | 962 | $18.99 | $18,268.40 | 75% 1.29K to 2.25K | (16%) |
| 07-May-13 12:55 PM View: | Apollo Tactical Income Fund... (AIF) | 03-May-13 | Market Purchase | 38 | $19.05 | $723.90 | 3% 1.25K to 1.29K | (16%) |
| 04-Mar-13 5:17 PM View: | Apollo Tactical Income Fund... (AIF) | 25-Feb-13 | Purchase | 1,250 | $20.00 | $25,000.00 | 100% 0 to 1.25K | |
| 19-Dec-11 12:34 PM View: | Apollo Senior Floating Rate... (AFT) | 15-Dec-11 | Market Purchase | 500 | $15.77 | $7,885.00 | 16% 3.2K to 3.7K | (37%) |
| 05-Oct-11 1:05 PM View: | Apollo Senior Floating Rate... (AFT) | 04-Oct-11 | Market Purchase | 300 | $15.01 | $4,503.30 | 10% 2.9K to 3.2K | (33%) |
| 04-Oct-11 12:54 PM View: | Apollo Senior Floating Rate... (AFT) | 03-Oct-11 | Market Purchase | 300 | $15.35 | $4,604.97 | 12% 2.6K to 2.9K | (34%) |
| 28-Jul-11 8:35 PM View: | Apollo Senior Floating Rate... (AFT) | 28-Jul-11 | Market Purchase | 350 | $18.03 | $6,310.00 | 16% 2.25K to 2.6K | (43%) |
| 17-Jun-11 2:59 PM View: | Apollo Senior Floating Rate... (AFT) | 15-Jun-11 | Market Purchase | 1,250 | $18.96 | $23,696.40 | 125% 1.0K to 2.25K | (45%) |