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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Mar-20 5:45 PM View:  | BioDelivery Sciences Intern... (BDSI) | 17-Mar-20 | Option Exercise | 10,623 | $2.93 | $31,125.40 | (< 1%) 4.32M to 4.31M | |
| 20-Dec-19 7:51 PM View: | BioDelivery Sciences Intern... (BDSI) | 20-Dec-19 | Conversion | 2,000,000 | $1.80 | $3,600,000.00 | 61% 3.3M to 5.3M | |
| 20-Dec-19 7:51 PM View: | BioDelivery Sciences Intern... (BDSI) | 20-Dec-19 | Sale | 1,000,000 | $6.32 | $6,320,000.00 | (19%) 5.3M to 4.3M | |
| 20-Dec-19 7:51 PM View: | BioDelivery Sciences Intern... (BDSI) | 18-Dec-19 | Private Sale | 1,000,000 | $6.49 | $6,485,000.00 | (23%) 4.3M to 3.3M | |
| 19-Nov-19 9:31 PM View: | BioDelivery Sciences Intern... (BDSI) | 18-Nov-19 | Conversion | 4,000,000 | $1.80 | $7,200,000.00 | 191% 2.09M to 6.09M | |
| 19-Nov-19 9:31 PM View: | BioDelivery Sciences Intern... (BDSI) | 18-Nov-19 | Sale | 1,793,760 | $5.90 | $10,584,200.00 | (29%) 6.09M to 4.3M | |
| 19-Nov-19 9:31 PM View: | BioDelivery Sciences Intern... (BDSI) | 15-Nov-19 | Private Sale | 2,206,240 | $6.04 | $13,319,100.00 | (51%) 4.3M to 2.09M | |
| 22-Jul-19 4:15 PM View: | Aratana Therapeutics, Inc. (PETX) | 18-Jul-19 | Disposition | 7,258,140 | -- | -- | (100%) 7.26M to 0 | |
| 14-May-19 4:58 PM View: | BioDelivery Sciences Intern... (BDSI) | 10-May-19 | Market Sale | 1,800,000 | $5.00 | $9,000,000.00 | (30%) 6.08M to 4.28M | 2% |
| 15-Apr-19 4:14 PM View: | BioDelivery Sciences Intern... (BDSI) | 11-Apr-19 | Market Sale | 2,000,000 | $5.00 | $10,000,000.00 | (32%) 6.28M to 4.28M | < 1% |
| 27-Dec-18 5:34 PM View: | QLT Inc. (NVLNF) | 27-Dec-18 | Market Sale | 171,116 | $0.86 | $146,307.00 | (10%) 1.67M to 1.5M | (< 1%) |
| 27-Dec-18 5:34 PM View: | QLT Inc. (NVLNF) | 26-Dec-18 | Market Sale | 278,485 | $0.91 | $254,715.00 | (14%) 1.95M to 1.67M | 6% |
| 27-Dec-18 5:34 PM View: | QLT Inc. (NVLNF) | 24-Dec-18 | Market Sale | 400 | $0.98 | $392.00 | (< 1%) 1.95M to 1.95M | 12% |
| 28-Nov-18 4:14 PM View: | Corium International, Inc. (CORI) | 27-Nov-18 | Disposition (change in control) | 4,475,000 | -- | -- | (100%) 4.47M to 0 | |
| 24-May-18 5:02 PM View: | Societal Cdmo, Inc. (SCTL) | 24-May-18 | Market Sale | 188,000 | $5.81 | $1,093,180.00 | (8%) 2.24M to 2.05M | 43% |
| 15-Mar-18 4:11 PM View: | Societal Cdmo, Inc. (SCTL) | 13-Mar-18 | Market Sale | 200,000 | $10.07 | $2,014,000.00 | (8%) 2.44M to 2.24M | 67% |
| 22-Dec-17 4:05 PM View: | Societal Cdmo, Inc. (SCTL) | 21-Dec-17 | Market Sale | 51,000 | $9.81 | $500,240.00 | (2%) 2.49M to 2.44M | 66% |
| 22-Dec-17 4:05 PM View: | Societal Cdmo, Inc. (SCTL) | 20-Dec-17 | Market Sale | 25,000 | $10.00 | $250,000.00 | (< 1%) 2.51M to 2.49M | 67% |
| 14-Dec-17 4:12 PM View: | Societal Cdmo, Inc. (SCTL) | 13-Dec-17 | Market Sale | 18,137 | $9.82 | $178,139.00 | (< 1%) 2.53M to 2.51M | 66% |
| 14-Dec-17 4:12 PM View: | Societal Cdmo, Inc. (SCTL) | 12-Dec-17 | Market Sale | 75,100 | $9.87 | $740,989.00 | (3%) 2.61M to 2.53M | 66% |
| 07-Dec-17 4:14 PM View: | Societal Cdmo, Inc. (SCTL) | 05-Dec-17 | Market Sale | 100,000 | $10.00 | $1,000,000.00 | (4%) 2.71M to 2.61M | 67% |
| 01-Dec-17 5:01 PM View: | Aratana Therapeutics, Inc. (PETX) | 01-Dec-17 | Market Sale | 562,428 | $5.44 | $3,059,350.00 | (12%) 4.86M to 4.29M | 19% |
| 01-Dec-17 5:01 PM View: | Aratana Therapeutics, Inc. (PETX) | 30-Nov-17 | Market Sale | 211,572 | $5.94 | $1,256,590.00 | (4%) 5.07M to 4.86M | 26% |
| 30-Nov-17 5:38 PM View: | Societal Cdmo, Inc. (SCTL) | 30-Nov-17 | Market Sale | 168,403 | $9.56 | $1,610,220.00 | (6%) 2.87M to 2.71M | 65% |
| 01-Dec-17 5:01 PM View: | Aratana Therapeutics, Inc. (PETX) | 29-Nov-17 | Market Sale | 116,516 | $6.53 | $761,111.00 | (2%) 5.18M to 5.07M | 32% |
| 30-Nov-17 5:38 PM View: | Societal Cdmo, Inc. (SCTL) | 29-Nov-17 | Market Sale | 6,664 | $9.67 | $64,432.20 | (< 1%) 2.88M to 2.87M | 65% |
| 30-Nov-17 5:38 PM View: | Societal Cdmo, Inc. (SCTL) | 28-Nov-17 | Market Sale | 47,549 | $9.64 | $458,413.00 | (2%) 2.93M to 2.88M | 65% |
| 24-Nov-17 1:32 PM View: | Societal Cdmo, Inc. (SCTL) | 24-Nov-17 | Market Sale | 18,114 | $9.37 | $169,735.00 | (< 1%) 2.95M to 2.93M | 64% |
| 24-Nov-17 1:32 PM View: | Societal Cdmo, Inc. (SCTL) | 22-Nov-17 | Market Sale | 51,654 | $9.37 | $483,967.00 | (2%) 3.0M to 2.95M | 64% |
| 24-Nov-17 1:32 PM View: | Societal Cdmo, Inc. (SCTL) | 21-Nov-17 | Market Sale | 102,440 | $9.50 | $972,863.00 | (3%) 3.1M to 3.0M | 65% |
| 17-Nov-17 4:24 PM View: | Corium International, Inc. (CORI) | 17-Nov-17 | Market Sale | 199,600 | $10.97 | $2,189,630.00 | (5%) 3.77M to 3.57M | (16%) |
| 20-Nov-17 4:11 PM View: | Mirati Therapeutics, Inc. (MRTX) | 16-Nov-17 | Market Sale | 60,000 | $18.05 | $1,083,000.00 | (2%) 2.79M to 2.73M | (1201%) |
| 17-Nov-17 4:24 PM View: | Corium International, Inc. (CORI) | 16-Nov-17 | Market Sale | 300,400 | $10.95 | $3,290,140.00 | (7%) 4.07M to 3.77M | (16%) |
| 03-Nov-17 4:06 PM View: | Corium International, Inc. (CORI) | 02-Nov-17 | Market Sale | 150,000 | $11.05 | $1,657,500.00 | (4%) 4.22M to 4.07M | (15%) |
| 06-Oct-17 4:25 PM View: | Corium International, Inc. (CORI) | 04-Oct-17 | Market Sale | 218,100 | $11.01 | $2,401,110.00 | (5%) 4.44M to 4.22M | (15%) |
| 26-Jun-17 4:45 PM View: | Flamel Technologies SA (AVDL) | 23-Jun-17 | Market Sale | 161,000 | $10.60 | $1,706,600.00 | (4%) 4.29M to 4.13M | 79% |
| 26-Jun-17 4:45 PM View: | Flamel Technologies SA (AVDL) | 22-Jun-17 | Market Sale | 100,000 | $10.80 | $1,080,000.00 | (2%) 4.39M to 4.29M | 80% |
| 22-May-17 1:51 PM View: | Aratana Therapeutics, Inc. (PETX) | 19-May-17 | Exercise (in-the money or at-the-money) | 729,500 | $7.50 | $5,471,250.00 | 16% 4.46M to 5.18M | |
| 15-Feb-17 5:13 PM View: | Progenics Pharmaceuticals I... (PGNX) | 15-Feb-17 | Market Sale | 150,000 | $9.55 | $1,432,500.00 | (2%) 7.15M to 7.0M | 49% |
| 15-Feb-17 5:13 PM View: | Progenics Pharmaceuticals I... (PGNX) | 14-Feb-17 | Market Sale | 352,600 | $9.69 | $3,417,220.00 | (5%) 7.5M to 7.15M | 49% |
| 15-Feb-17 5:13 PM View: | Progenics Pharmaceuticals I... (PGNX) | 13-Feb-17 | Market Sale | 100,000 | $9.70 | $970,000.00 | (1%) 7.6M to 7.5M | 50% |
| 09-Feb-17 4:40 PM View: | Progenics Pharmaceuticals I... (PGNX) | 09-Feb-17 | Market Sale | 201,300 | $9.70 | $1,953,590.00 | (3%) 7.8M to 7.6M | 50% |
| 09-Feb-17 4:40 PM View: | Progenics Pharmaceuticals I... (PGNX) | 07-Feb-17 | Market Sale | 150,000 | $9.71 | $1,456,500.00 | (2%) 7.95M to 7.8M | 50% |
| 13-Jan-17 4:28 PM View: | Progenics Pharmaceuticals I... (PGNX) | 11-Jan-17 | Disposition | 1,000,000 | $8.95 | $8,950,000.00 | (11%) 8.95M to 7.95M | 45% |
| 06-Jan-17 9:55 AM View: | Flamel Technologies SA (AVDL) | 03-Jan-17 | Disposition | 4,394,460 | -- | -- | (100%) 4.39M to 0 | |
| 14-Dec-16 3:15 PM View: | Societal Cdmo, Inc. (SCTL) | 13-Dec-16 | Market Purchase | 650,000 | $6.00 | $3,900,000.00 | 27% 2.45M to 3.1M | (41%) |
| 01-Dec-16 5:44 PM View: | Aegerion Pharmaceuticals, I... (AEGR) | 29-Nov-16 | Disposition | 4,361,290 | -- | -- | (100%) 4.36M to 0 | |
| 14-Sep-16 4:16 PM View: | Aegerion Pharmaceuticals, I... (AEGR) | 13-Sep-16 | Market Purchase | 75,000 | $1.75 | $131,250.00 | 2% 4.29M to 4.36M | 10% |
| 12-Sep-16 6:44 PM View: | Aegerion Pharmaceuticals, I... (AEGR) | 12-Sep-16 | Market Purchase | 176,000 | $1.70 | $298,800.00 | 4% 4.11M to 4.29M | 13% |
| 12-Sep-16 6:44 PM View: | Aegerion Pharmaceuticals, I... (AEGR) | 09-Sep-16 | Market Purchase | 100,000 | $1.60 | $159,500.00 | 2% 4.01M to 4.11M | 20% |