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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Dec-15 7:21 PM View:  | JMP Group LLC (JMP) | 01-Dec-15 | Payment of Exercise | 46,068 | $6.19 | $285,161.00 | (8%) 580.11K to 534.04K | (23%) |
| 03-Dec-15 7:21 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Option Exercise | 88,288 | -- | -- | 18% 491.82K to 580.11K | |
| 05-Jan-15 7:07 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Payment of Exercise | 42,000 | -- | -- | (38%) 109.5K to 67.5K | |
| 05-Jan-15 7:07 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Option Exercise | 109,500 | -- | -- | 100% 0 to 109.5K | |
| 29-Oct-14 5:28 PM View: | JMP Group Inc. (JMP) | 28-Oct-14 | Market Purchase | 4,200 | $6.64 | $27,888.00 | < 1% 420.12K to 424.32K | 23% |
| 29-Oct-14 5:28 PM View: | JMP Group Inc. (JMP) | 27-Oct-14 | Market Purchase | 22,300 | $6.63 | $147,849.00 | 6% 397.82K to 420.12K | 23% |
| 09-Jan-14 4:49 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Payment of Exercise | 4,395 | $7.40 | $32,523.00 | (1%) 402.22K to 397.82K | (13%) |
| 09-Jan-14 4:49 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Option Exercise | 10,016 | -- | -- | 3% 392.2K to 402.22K | |
| 14-Mar-12 4:55 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Payment of Exercise | 23,832 | $7.03 | $167,539.00 | (6%) 416.03K to 392.2K | (22%) |
| 14-Mar-12 4:55 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Option Exercise | 51,056 | -- | -- | 14% 364.98K to 416.03K | |
| 12-May-11 4:25 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Payment of Exercise | 9,336 | $8.00 | $74,688.00 | (2%) 374.31K to 364.98K | (9%) |
| 12-May-11 4:25 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Option Exercise | 20,000 | -- | -- | 6% 354.31K to 374.31K | |
| 09-Mar-11 2:25 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Payment of Exercise | 5,809 | $8.33 | $48,389.00 | (4%) 158.23K to 152.42K | (5%) |
| 09-Mar-11 2:25 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 14,154 | -- | -- | 10% 144.08K to 158.23K |