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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Nov-24 3:43 PM View:  | DWS Strategic Municipal Inc... (KSM) | 20-Nov-24 | Disposition (other) | 1,598,140 | $10.13 | $16,189,200.00 | (100%) 1.6M to 0 | |
| 21-Nov-24 2:11 PM View: | Eaton Vance Insured Califor... (EVM) | 20-Nov-24 | Purchase | 21,179 | $9.34 | $197,812.00 | < 1% 3.31M to 3.33M | |
| 21-Nov-24 2:21 PM View: | Eaton Vance Insured New Yor... (ENX) | 20-Nov-24 | Purchase | 4,369 | $9.74 | $42,554.10 | < 1% 3.13M to 3.14M | |
| 21-Nov-24 1:32 PM View: | Pioneer Municipal High Inco... (MHI) | 20-Nov-24 | Purchase | 19,362 | $9.41 | $182,196.00 | < 1% 3.74M to 3.76M | |
| 21-Nov-24 1:36 PM View: | Pioneer Municipal High Inco... (MAV) | 20-Nov-24 | Purchase | 10,285 | $8.63 | $88,759.60 | < 1% 3.44M to 3.45M | |
| 21-Nov-24 2:28 PM View: | Pimco Dynamic Income Strate... (PDX) | 20-Nov-24 | Purchase | 74,823 | $26.15 | $1,956,620.00 | 1% 6.61M to 6.69M | |
| 21-Nov-24 3:56 PM View: | Aberdeen Standard Global In... (ASGI) | 20-Nov-24 | Sale | 28,478 | $19.71 | $561,301.00 | (< 1%) 2.89M to 2.86M | |
| 21-Nov-24 2:33 PM View: | Blackrock Capital Allocatio... (BCAT) | 20-Nov-24 | Sale | 32,176 | $15.92 | $512,242.00 | (< 1%) 14.29M to 14.26M | |
| 21-Nov-24 2:15 PM View: | Blackrock Innovation & Grow... (BIGZ) | 20-Nov-24 | Purchase | 82,254 | $7.64 | $628,421.00 | < 1% 57.71M to 57.79M | |
| 21-Nov-24 3:51 PM View: | Nuveen Core Plus Impact Fund (NPCT) | 20-Nov-24 | Sale | 19,537 | $11.06 | $216,079.00 | (< 1%) 3.31M to 3.29M | |
| 21-Nov-24 1:43 PM View: | Pioneer Municipal High Inco... (MIO) | 20-Nov-24 | Purchase | 230 | $12.06 | $2,773.80 | < 1% 1.89M to 1.89M | |
| 21-Nov-24 2:40 PM View: | Nuveen New Jersey Dividend ... (NXJ) | 19-Nov-24 | Market Sale | 27,324 | $12.26 | $334,992.00 | (< 1%) 5.8M to 5.77M | (8%) |
| 21-Nov-24 2:11 PM View: | Eaton Vance Insured Califor... (EVM) | 19-Nov-24 | Private Purchase | 33,387 | $9.38 | $313,170.00 | 1% 3.28M to 3.31M | |
| 21-Nov-24 2:21 PM View: | Eaton Vance Insured New Yor... (ENX) | 19-Nov-24 | Private Purchase | 2,926 | $9.75 | $28,528.50 | < 1% 3.13M to 3.13M | |
| 21-Nov-24 1:32 PM View: | Pioneer Municipal High Inco... (MHI) | 19-Nov-24 | Private Purchase | 20,076 | $9.42 | $189,116.00 | < 1% 3.72M to 3.74M | |
| 21-Nov-24 1:36 PM View: | Pioneer Municipal High Inco... (MAV) | 19-Nov-24 | Private Purchase | 13,401 | $8.64 | $115,785.00 | < 1% 3.42M to 3.44M | |
| 21-Nov-24 2:28 PM View: | Pimco Dynamic Income Strate... (PDX) | 19-Nov-24 | Purchase | 74,805 | $25.90 | $1,937,450.00 | 1% 6.54M to 6.61M | |
| 21-Nov-24 3:56 PM View: | Aberdeen Standard Global In... (ASGI) | 19-Nov-24 | Sale | 41,476 | $19.69 | $816,662.00 | (1%) 2.93M to 2.89M | |
| 21-Nov-24 2:33 PM View: | Blackrock Capital Allocatio... (BCAT) | 19-Nov-24 | Sale | 76,676 | $16.01 | $1,227,580.00 | (< 1%) 14.37M to 14.29M | |
| 21-Nov-24 2:15 PM View: | Blackrock Innovation & Grow... (BIGZ) | 19-Nov-24 | Purchase | 92,376 | $7.60 | $702,058.00 | < 1% 57.62M to 57.71M | |
| 21-Nov-24 3:51 PM View: | Nuveen Core Plus Impact Fund (NPCT) | 19-Nov-24 | Sale | 20,476 | $11.08 | $226,874.00 | (< 1%) 3.33M to 3.31M | |
| 21-Nov-24 1:43 PM View: | Pioneer Municipal High Inco... (MIO) | 19-Nov-24 | Private Purchase | 12,400 | $12.17 | $150,908.00 | < 1% 1.88M to 1.89M | |
| 19-Nov-24 1:51 PM View: | Pimco Dynamic Income Strate... (PDX) | 18-Nov-24 | Purchase | 117,561 | $25.85 | $3,038,950.00 | 2% 6.42M to 6.54M | |
| 19-Nov-24 1:58 PM View: | Aberdeen Standard Global In... (ASGI) | 18-Nov-24 | Sale | 16,874 | $19.62 | $331,068.00 | (< 1%) 2.94M to 2.93M | |
| 19-Nov-24 1:54 PM View: | Blackrock Capital Allocatio... (BCAT) | 18-Nov-24 | Sale | 28,442 | $16.07 | $457,063.00 | (< 1%) 14.4M to 14.37M | |
| 19-Nov-24 1:56 PM View: | Nuveen Core Plus Impact Fund (NPCT) | 18-Nov-24 | Sale | 34,207 | $11.09 | $379,356.00 | (1%) 3.36M to 3.33M | |
| 18-Nov-24 12:36 PM View: | Nuveen New Jersey Dividend ... (NXJ) | 15-Nov-24 | Market Sale | 14,052 | $12.30 | $172,840.00 | (< 1%) 5.81M to 5.8M | (8%) |
| 18-Nov-24 12:12 PM View: | Eaton Vance Insured New Yor... (ENX) | 15-Nov-24 | Purchase | 9,499 | $9.72 | $92,330.30 | < 1% 3.12M to 3.13M | |
| 18-Nov-24 11:48 AM View: | Pioneer Municipal High Inco... (MHI) | 15-Nov-24 | Purchase | 14,063 | $9.36 | $131,630.00 | < 1% 3.71M to 3.72M | |
| 18-Nov-24 11:52 AM View: | Pioneer Municipal High Inco... (MAV) | 15-Nov-24 | Purchase | 19,354 | $8.61 | $166,638.00 | < 1% 3.4M to 3.42M | |
| 18-Nov-24 12:40 PM View: | Van Kampen Pennsylvania Val... (VPV) | 15-Nov-24 | Sale | 82,308 | $11.01 | $906,211.00 | (3%) 2.39M to 2.31M | |
| 18-Nov-24 12:16 PM View: | Pimco Dynamic Income Strate... (PDX) | 15-Nov-24 | Purchase | 56,798 | $25.18 | $1,430,170.00 | < 1% 6.36M to 6.42M | |
| 18-Nov-24 12:32 PM View: | Blackrock Capital Allocatio... (BCAT) | 15-Nov-24 | Sale | 25,997 | $16.05 | $417,252.00 | (< 1%) 14.42M to 14.4M | |
| 18-Nov-24 12:43 PM View: | Nuveen Core Plus Impact Fund (NPCT) | 15-Nov-24 | Sale | 7,309 | $11.09 | $81,056.80 | (< 1%) 3.37M to 3.36M | |
| 18-Nov-24 11:57 AM View: | Pioneer Municipal High Inco... (MIO) | 15-Nov-24 | Purchase | 3,902 | $12.17 | $47,487.30 | < 1% 1.87M to 1.88M | |
| 18-Nov-24 12:36 PM View: | Nuveen New Jersey Dividend ... (NXJ) | 14-Nov-24 | Market Sale | 24,469 | $12.41 | $303,660.00 | (< 1%) 5.84M to 5.81M | (7%) |
| 18-Nov-24 12:06 PM View: | Eaton Vance Insured Califor... (EVM) | 14-Nov-24 | Private Purchase | 15,847 | $9.35 | $148,169.00 | < 1% 3.26M to 3.28M | |
| 18-Nov-24 12:12 PM View: | Eaton Vance Insured New Yor... (ENX) | 14-Nov-24 | Private Purchase | 4,981 | $9.71 | $48,365.50 | < 1% 3.12M to 3.12M | |
| 18-Nov-24 11:48 AM View: | Pioneer Municipal High Inco... (MHI) | 14-Nov-24 | Private Purchase | 19,880 | $9.46 | $188,065.00 | < 1% 3.69M to 3.71M | |
| 18-Nov-24 11:52 AM View: | Pioneer Municipal High Inco... (MAV) | 14-Nov-24 | Private Purchase | 42,640 | $8.67 | $369,689.00 | 1% 3.36M to 3.4M | |
| 18-Nov-24 12:40 PM View: | Van Kampen Pennsylvania Val... (VPV) | 14-Nov-24 | Sale | 11,088 | $11.10 | $123,077.00 | (< 1%) 2.4M to 2.39M | |
| 18-Nov-24 12:16 PM View: | Pimco Dynamic Income Strate... (PDX) | 14-Nov-24 | Purchase | 92,819 | $24.79 | $2,300,980.00 | 1% 6.27M to 6.36M | |
| 18-Nov-24 12:32 PM View: | Blackrock Capital Allocatio... (BCAT) | 14-Nov-24 | Sale | 48,026 | $16.35 | $785,225.00 | (< 1%) 14.47M to 14.42M | |
| 18-Nov-24 12:43 PM View: | Nuveen Core Plus Impact Fund (NPCT) | 14-Nov-24 | Sale | 21,029 | $11.21 | $235,735.00 | (< 1%) 3.39M to 3.37M | |
| 18-Nov-24 11:57 AM View: | Pioneer Municipal High Inco... (MIO) | 14-Nov-24 | Private Purchase | 8,561 | $12.21 | $104,530.00 | < 1% 1.86M to 1.87M | |
| 14-Nov-24 12:52 PM View: | Eaton Vance Insured Califor... (EVM) | 13-Nov-24 | Purchase | 11,337 | $9.35 | $106,001.00 | < 1% 3.25M to 3.26M | |
| 14-Nov-24 1:30 PM View: | Eaton Vance Insured New Yor... (ENX) | 13-Nov-24 | Purchase | 18,683 | $9.67 | $180,665.00 | < 1% 3.1M to 3.12M | |
| 14-Nov-24 1:34 PM View: | Blackrock Capital Allocatio... (BCAT) | 13-Nov-24 | Sale | 40,910 | $16.39 | $670,515.00 | (< 1%) 14.51M to 14.47M | |
| 14-Nov-24 1:04 PM View: | Blackrock Innovation & Grow... (BIGZ) | 13-Nov-24 | Purchase | 94,406 | $7.82 | $738,255.00 | < 1% 57.52M to 57.62M | |
| 14-Nov-24 1:37 PM View: | Nuveen New Jersey Dividend ... (NXJ) | 12-Nov-24 | Market Sale | 32,429 | $12.42 | $402,768.00 | (< 1%) 5.87M to 5.84M | (7%) |