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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Aug-20 7:31 PM View:  | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 176,586 | -- | -- | (100%) 176.59K to 0 | |
| 04-May-20 1:53 PM View: | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 8,556 | $49.77 | $425,832.00 | (5%) 185.14K to 176.59K | |
| 15-Apr-20 1:27 PM View: | Legg Mason Inc. (LM) | 13-Apr-20 | Grant | 15,908 | -- | -- | 9% 175.49K to 191.4K | |
| 15-Apr-20 1:27 PM View: | Legg Mason Inc. (LM) | 13-Apr-20 | Payment of Exercise | 6,260 | $49.13 | $307,554.00 | (3%) 191.4K to 185.14K | |
| 12-Mar-20 3:05 PM View: | Legg Mason Inc. (LM) | 12-Mar-20 | Private Sale | 11,350 | $48.32 | $548,432.00 | (6%) 186.84K to 175.49K | |
| 06-Mar-20 3:58 PM View: | Legg Mason Inc. (LM) | 04-Mar-20 | Option Exercise | 115,411 | $38.56 | $4,449,900.00 | 67% 173.15K to 288.56K | (5%) |
| 06-Mar-20 3:58 PM View: | Legg Mason Inc. (LM) | 04-Mar-20 | Private Option Sale | 101,721 | $49.82 | $5,067,560.00 | (35%) 288.56K to 186.84K | |
| 05-Mar-20 3:56 PM View: | Legg Mason Inc. (LM) | 03-Mar-20 | Option Exercise | 46,764 | $29.22 | $1,366,380.00 | 31% 148.98K to 195.74K | |
| 05-Mar-20 3:56 PM View: | Legg Mason Inc. (LM) | 03-Mar-20 | Private Option Sale | 22,588 | $49.83 | $1,125,560.00 | (12%) 195.74K to 173.15K | |
| 17-May-19 1:43 PM View: | Legg Mason Inc. (LM) | 16-May-19 | Option Exercise | 9,520 | $33.99 | $323,585.00 | (6%) 167.69K to 158.17K | |
| 17-May-19 1:43 PM View: | Legg Mason Inc. (LM) | 16-May-19 | Market Sale (Planned) | 9,193 | $36.13 | $332,143.00 | (6%) 158.17K to 148.98K | |
| 17-May-19 1:43 PM View: | Legg Mason Inc. (LM) | 15-May-19 | Grant | 21,255 | -- | -- | 15% 146.44K to 167.69K | |
| 02-May-19 3:46 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 4,949 | $33.52 | $165,890.00 | (3%) 151.38K to 146.44K | (< 1%) |
| 17-Apr-19 1:40 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Grant | 6,147 | -- | -- | 4% 147.29K to 153.44K | |
| 17-Apr-19 1:40 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Payment of Exercise | 2,050 | $32.69 | $67,004.20 | (1%) 153.44K to 151.39K | |
| 17-May-18 5:06 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Grant | 20,748 | -- | -- | 16% 126.54K to 147.29K | |
| 02-May-18 2:46 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 3,257 | $39.60 | $128,977.00 | (3%) 129.8K to 126.54K | 26% |
| 17-May-17 12:53 PM View: | Legg Mason Inc. (LM) | 15-May-17 | Grant | 12,673 | -- | -- | 11% 117.13K to 129.8K | |
| 02-May-17 3:15 PM View: | Legg Mason Inc. (LM) | 01-May-17 | Payment of Exercise | 3,327 | $37.98 | $126,359.00 | (3%) 120.45K to 117.13K | 25% |
| 17-May-16 2:18 PM View: | Legg Mason Inc. (LM) | 13-May-16 | Grant | 15,269 | -- | -- | 15% 105.18K to 120.45K | |
| 03-May-16 1:51 PM View: | Legg Mason Inc. (LM) | 02-May-16 | Payment of Exercise | 4,032 | $32.66 | $131,685.00 | (4%) 109.22K to 105.18K | 11% |
| 26-Jan-16 4:43 PM View: | Legg Mason Inc. (LM) | 26-Jan-16 | Market Purchase | 20,000 | $29.92 | $598,400.00 | 22% 89.22K to 109.22K | (2%) |
| 19-May-15 2:56 PM View: | Legg Mason Inc. (LM) | 15-May-15 | Grant | 9,705 | -- | -- | 12% 79.51K to 89.22K | |
| 04-May-15 2:21 PM View: | Legg Mason Inc. (LM) | 30-Apr-15 | Payment of Exercise | 4,837 | $53.14 | $257,038.00 | (6%) 84.35K to 79.51K | 44% |
| 20-May-14 1:52 PM View: | Legg Mason Inc. (LM) | 16-May-14 | Grant | 10,111 | -- | -- | 14% 74.24K to 84.35K | |
| 02-May-14 11:13 AM View: | Legg Mason Inc. (LM) | 30-Apr-14 | Payment of Exercise | 6,798 | $46.54 | $316,379.00 | (8%) 81.03K to 74.24K | 35% |
| 02-Apr-14 1:05 PM View: | Legg Mason Inc. (LM) | 31-Mar-14 | Payment of Exercise | 26,645 | $49.05 | $1,306,940.00 | (25%) 107.68K to 81.03K | 39% |
| 17-May-13 4:43 PM View: | Legg Mason Inc. (LM) | 16-May-13 | Grant | 19,113 | -- | -- | 22% 88.57K to 107.68K | |
| 01-May-13 5:07 PM View: | Legg Mason Inc. (LM) | 30-Apr-13 | Payment of Exercise | 2,925 | $31.42 | $91,903.50 | (3%) 91.49K to 88.57K | 3% |
| 12-Sep-12 5:09 PM View: | Legg Mason Inc. (LM) | 10-Sep-12 | Grant | 58,117 | -- | -- | 174% 33.37K to 91.49K | |
| 18-May-12 2:03 PM View: | Legg Mason Inc. (LM) | 16-May-12 | Grant | 23,187 | -- | -- | 228% 10.19K to 33.37K | |
| 02-May-12 1:38 PM View: | Legg Mason Inc. (LM) | 30-Apr-12 | Payment of Exercise | 923 | $26.14 | $24,127.20 | (8%) 11.11K to 10.19K | (18%) |
| 18-May-11 2:58 PM View: | Legg Mason Inc. (LM) | 16-May-11 | Grant | 3,678 | -- | -- | 49% 7.43K to 11.11K | |
| 02-Feb-11 4:51 PM View: | Legg Mason Inc. (LM) | 01-Feb-11 | Grant | 7,432 | -- | -- | 100% 0 to 7.43K |