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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Mar-22 4:15 PM View:  | BioTime Inc. (LCTX) | 24-Mar-22 | Private Purchase | 7,000 | $1.40 | $9,800.00 | 3% 251.56K to 258.56K | |
| 21-Jun-21 4:15 PM View: | BioTime Inc. (LCTX) | 18-Jun-21 | Option Exercise | 24,720 | $2.20 | $54,384.00 | 11% 226.84K to 251.56K | |
| 15-Mar-19 4:49 PM View: | BioTime Inc. (LCTX) | 08-Mar-19 | Grant | 194,271 | -- | -- | 597% 32.55K to 226.82K | |
| 05-Mar-19 4:31 PM View: | Asterias Biotherapeutics, I... (NONE) | 01-Mar-19 | Grant | 252,606 | -- | -- | 259% 97.6K to 350.21K | |
| 05-Mar-19 4:31 PM View: | Asterias Biotherapeutics, I... (NONE) | 01-Mar-19 | Payment of Exercise | 76,588 | $0.95 | $72,758.60 | (22%) 350.21K to 273.62K | |
| 29-Aug-18 8:02 AM View: | Asterias Biotherapeutics, I... (NONE) | 27-Aug-18 | Purchase | 3,141 | $1.59 | $4,999.84 | 3% 94.46K to 97.6K | |
| 27-Jul-18 4:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Jul-18 | Purchase | 2,950 | $1.69 | $4,999.96 | 3% 91.51K to 94.46K | |
| 27-Jun-18 7:03 AM View: | Asterias Biotherapeutics, I... (NONE) | 25-Jun-18 | Purchase | 3,067 | $1.63 | $4,999.21 | 3% 88.45K to 91.51K | |
| 31-May-18 5:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-May-18 | Purchase | 3,153 | $1.59 | $4,999.71 | 4% 85.29K to 88.45K | |
| 27-Apr-18 4:33 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Apr-18 | Purchase | 3,752 | $1.33 | $4,990.16 | 5% 81.54K to 85.29K | |
| 28-Mar-18 5:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 26-Mar-18 | Purchase | 2,839 | $1.76 | $4,996.64 | 4% 78.7K to 81.54K | |
| 19-Mar-18 7:03 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Mar-18 | Grant | 94,872 | -- | -- | 778% 12.19K to 107.06K | |
| 19-Mar-18 7:03 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Mar-18 | Payment of Exercise | 28,358 | $1.95 | $55,298.10 | (26%) 107.06K to 78.7K | |
| 28-Feb-18 4:21 PM View: | Asterias Biotherapeutics, I... (NONE) | 26-Feb-18 | Purchase | 2,255 | $2.22 | $4,999.79 | 23% 9.93K to 12.19K | |
| 26-Jan-18 4:01 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Jan-18 | Purchase | 2,134 | $2.34 | $4,999.96 | 27% 7.8K to 9.93K | |
| 28-Dec-17 7:41 PM View: | Asterias Biotherapeutics, I... (NONE) | 26-Dec-17 | Purchase | 2,247 | $2.22 | $4,988.34 | 40% 5.55K to 7.8K | |
| 29-Nov-17 4:01 PM View: | Asterias Biotherapeutics, I... (NONE) | 27-Nov-17 | Purchase | 2,076 | $2.41 | $5,003.16 | 60% 3.48K to 5.55K | |
| 27-Oct-17 4:00 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Oct-17 | Purchase | 1,939 | $2.55 | $4,944.45 | 126% 1.54K to 3.48K | |
| 27-Sep-17 2:04 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Sep-17 | Purchase | 1,537 | $3.25 | $4,996.79 | 100% 0 to 1.54K | |
| 18-Aug-14 8:41 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 14-Aug-14 | Disposition | 73,259 | -- | -- | (100%) 73.26K to 0 | |
| 13-Aug-14 2:28 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 11-Aug-14 | Private Sale (Planned) | 10,000 | $92.33 | $923,348.00 | (7%) 151.43K to 141.43K | |
| 13-Aug-14 2:28 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 06-Aug-14 | Gift | 1,349 | -- | -- | (< 1%) 152.78K to 151.43K | |
| 04-Aug-14 8:03 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 31-Jul-14 | Payment of Exercise | 1,304 | $92.35 | $120,424.00 | (2%) 77.06K to 75.76K | |
| 14-Jul-14 5:31 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Jul-14 | Option Exercise | 10,000 | $14.24 | $142,400.00 | 13% 77.06K to 87.06K | |
| 14-Jul-14 5:31 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Jul-14 | Private Option Sale | 10,000 | $90.89 | $908,912.00 | (11%) 87.06K to 77.06K | |
| 12-Jun-14 6:43 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Jun-14 | Option Exercise | 10,000 | $14.24 | $142,400.00 | 13% 77.06K to 87.06K | |
| 12-Jun-14 6:43 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Jun-14 | Private Option Sale | 10,000 | $88.57 | $885,744.00 | (11%) 87.06K to 77.06K | |
| 14-May-14 6:05 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 12-May-14 | Option Exercise | 10,000 | $14.24 | $142,400.00 | 13% 77.06K to 87.06K | |
| 14-May-14 6:05 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 12-May-14 | Private Option Sale | 10,000 | $87.99 | $879,908.00 | (11%) 87.06K to 77.06K | |
| 14-Apr-14 7:09 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Apr-14 | Option Exercise | 10,000 | $14.24 | $142,400.00 | 13% 77.06K to 87.06K | |
| 14-Apr-14 7:09 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Apr-14 | Private Option Sale | 10,000 | $85.04 | $850,400.00 | (11%) 87.06K to 77.06K | |
| 12-Mar-14 6:16 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Mar-14 | Option Exercise | 10,000 | $14.24 | $142,400.00 | 13% 77.06K to 87.06K | |
| 12-Mar-14 6:16 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 10-Mar-14 | Market Option Sale | 10,000 | $64.80 | $647,990.00 | (11%) 87.06K to 77.06K | (3%) |
| 26-Feb-14 8:05 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 24-Feb-14 | Grant | 36,000 | -- | -- | 55% 65.78K to 101.78K | |
| 26-Feb-14 8:05 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 24-Feb-14 | Disposition | 12,167 | -- | -- | (12%) 101.78K to 89.61K | |
| 26-Feb-14 8:05 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 24-Feb-14 | Payment of Exercise | 12,552 | $79.46 | $997,382.00 | (14%) 89.61K to 77.06K | |
| 10-Oct-13 3:29 PM View: | Comarco, Inc. (CMRO) | 08-Oct-13 | Grant | 40,000 | -- | -- | 133% 30.0K to 70.0K | |
| 02-Aug-13 7:48 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 31-Jul-13 | Grant | 10,000 | -- | -- | 18% 55.78K to 65.78K | |
| 26-Feb-13 8:59 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 24-Feb-13 | Grant | 52,143 | -- | -- | 2463% 2.12K to 54.26K | |
| 24-May-12 9:01 AM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 23-May-12 | Market Purchase | 1,000 | $40.00 | $40,000.00 | 90% 1.12K to 2.12K | 54% |
| 25-Jul-11 6:57 PM View: | Comarco, Inc. (CMRO) | 21-Jul-11 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K |