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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Apr-21 7:14 PM View:  | JMP Group LLC (JMP) | 01-Apr-21 | Option Exercise | 2,454 | -- | -- | 2% 128.4K to 130.85K | |
| 04-Jan-21 6:49 PM View: | JMP Group LLC (JMP) | 01-Jan-21 | Option Exercise | 5,069 | -- | -- | 4% 123.33K to 128.4K | |
| 05-Oct-20 3:35 PM View: | JMP Group LLC (JMP) | 01-Oct-20 | Option Exercise | 5,067 | -- | -- | 4% 118.26K to 123.33K | |
| 02-Jul-20 1:21 PM View: | JMP Group LLC (JMP) | 01-Jul-20 | Option Exercise | 5,067 | -- | -- | 4% 113.19K to 118.26K | |
| 01-Apr-20 7:42 PM View: | JMP Group LLC (JMP) | 01-Apr-20 | Option Exercise | 5,067 | -- | -- | 5% 108.13K to 113.19K | |
| 06-Jan-20 5:35 PM View: | JMP Group LLC (JMP) | 01-Jan-20 | Option Exercise | 3,660 | -- | -- | 4% 104.47K to 108.13K | |
| 02-Oct-19 4:42 PM View: | JMP Group LLC (JMP) | 01-Oct-19 | Option Exercise | 3,658 | -- | -- | 4% 100.81K to 104.47K | |
| 01-Jul-19 4:28 PM View: | JMP Group LLC (JMP) | 01-Jul-19 | Option Exercise | 3,658 | -- | -- | 4% 97.15K to 100.81K | |
| 02-Apr-19 4:42 PM View: | JMP Group LLC (JMP) | 01-Apr-19 | Option Exercise | 3,658 | -- | -- | 4% 93.49K to 97.15K | |
| 02-Jan-19 4:42 PM View: | JMP Group LLC (JMP) | 01-Jan-19 | Option Exercise | 2,809 | -- | -- | 3% 90.68K to 93.49K | |
| 09-Oct-18 6:01 AM View: | JMP Group LLC (JMP) | 02-Oct-18 | Option Exercise | 2,809 | -- | -- | 3% 87.87K to 90.68K | |
| 02-Jul-18 4:35 PM View: | JMP Group LLC (JMP) | 01-Jul-18 | Option Exercise | 2,809 | -- | -- | 3% 85.06K to 87.87K | |
| 02-Apr-18 5:28 PM View: | JMP Group LLC (JMP) | 02-Apr-18 | Option Exercise | 2,808 | -- | -- | 3% 82.26K to 85.06K | |
| 04-Jan-18 1:35 PM View: | JMP Group LLC (JMP) | 01-Jan-18 | Option Exercise | 2,431 | -- | -- | 3% 79.83K to 82.26K | |
| 10-Oct-17 6:00 AM View: | JMP Group LLC (JMP) | 02-Oct-17 | Option Exercise | 2,431 | -- | -- | 3% 77.39K to 79.83K | |
| 05-Jul-17 5:49 PM View: | JMP Group LLC (JMP) | 02-Jul-17 | Option Exercise | 2,431 | -- | -- | 3% 74.96K to 77.39K | |
| 05-Apr-17 1:14 PM View: | JMP Group LLC (JMP) | 01-Apr-17 | Option Exercise | 2,431 | -- | -- | 3% 72.53K to 74.96K | |
| 04-Jan-17 12:35 PM View: | JMP Group LLC (JMP) | 01-Jan-17 | Option Exercise | 2,181 | -- | -- | 3% 70.35K to 72.53K | |
| 04-Oct-16 4:14 PM View: | JMP Group LLC (JMP) | 01-Oct-16 | Option Exercise | 2,180 | -- | -- | 3% 68.17K to 70.35K | |
| 05-Jul-16 2:14 PM View: | JMP Group LLC (JMP) | 01-Jul-16 | Option Exercise | 2,180 | -- | -- | 3% 65.99K to 68.17K | |
| 04-Apr-16 4:14 PM View: | JMP Group LLC (JMP) | 01-Apr-16 | Option Exercise | 2,180 | -- | -- | 3% 63.81K to 65.99K | |
| 05-Jan-16 1:49 PM View: | JMP Group LLC (JMP) | 31-Dec-15 | Option Exercise | 2,045 | -- | -- | 3% 61.77K to 63.81K | |
| 02-Nov-15 6:35 PM View: | JMP Group LLC (JMP) | 30-Oct-15 | Market Purchase | 714 | $6.12 | $4,369.68 | 1% 61.05K to 61.77K | 25% |
| 02-Nov-15 6:35 PM View: | JMP Group LLC (JMP) | 29-Oct-15 | Market Purchase | 9,286 | $6.17 | $57,273.20 | 18% 51.77K to 61.05K | 24% |
| 02-Oct-15 3:49 PM View: | JMP Group LLC (JMP) | 30-Sep-15 | Option Exercise | 2,046 | -- | -- | 4% 49.72K to 51.77K | |
| 01-Jul-15 4:21 PM View: | JMP Group LLC (JMP) | 30-Jun-15 | Grant | 2,047 | -- | -- | 4% 47.67K to 49.72K | |
| 02-Apr-15 4:07 PM View: | JMP Group LLC (JMP) | 31-Mar-15 | Option Exercise | 2,047 | -- | -- | 4% 45.63K to 47.67K | |
| 05-Jan-15 3:49 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Option Exercise | 7,188 | -- | -- | 19% 38.44K to 45.63K | |
| 01-Oct-14 4:14 PM View: | JMP Group Inc. (JMP) | 30-Sep-14 | Option Exercise | 1,987 | -- | -- | 5% 36.45K to 38.44K | |
| 07-Jul-14 8:07 PM View: | JMP Group Inc. (JMP) | 30-Jun-14 | Option Exercise | 1,987 | -- | -- | 6% 34.46K to 36.45K | |
| 01-Apr-14 5:49 PM View: | JMP Group Inc. (JMP) | 31-Mar-14 | Option Exercise | 1,987 | -- | -- | 6% 32.48K to 34.46K | |
| 04-Feb-13 5:50 PM View: | JMP Group Inc. (JMP) | 01-Feb-13 | Grant | 4,442 | -- | -- | 16% 28.04K to 32.48K | |
| 18-Dec-12 6:45 PM View: | JMP Group Inc. (JMP) | 17-Dec-12 | Option Exercise | 813 | -- | -- | 3% 27.22K to 28.04K | |
| 08-Mar-12 4:30 PM View: | JMP Group Inc. (JMP) | 07-Mar-12 | Option Exercise | 600 | -- | -- | 2% 26.62K to 27.22K | |
| 16-Feb-12 6:05 PM View: | JMP Group Inc. (JMP) | 15-Dec-11 | Option Exercise | 3,511 | -- | -- | 15% 23.11K to 26.62K | |
| 03-Jun-11 6:45 PM View: | JMP Group Inc. (JMP) | 02-Jun-11 | Market Purchase | 8,000 | $6.95 | $55,600.00 | 53% 15.11K to 23.11K | 25% |
| 09-Mar-11 11:10 AM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 600 | -- | -- | 4% 14.51K to 15.11K | |
| 16-Dec-10 4:50 PM View: | JMP Group Inc. (JMP) | 15-Dec-10 | Option Exercise | 3,511 | -- | -- | 32% 11.0K to 14.51K |