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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Aug-20 5:43 PM View:  | GAIN Capital Holdings, Inc. (GCAP) | 31-Jul-20 | Disposition | 39,963 | $6.00 | $239,778.00 | (100%) 39.96K to 0 | (< 1%) |
| 18-Mar-19 5:49 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 14-Mar-19 | Grant | 22,935 | -- | -- | 135% 17.03K to 39.96K | |
| 06-Dec-18 8:36 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Dec-18 | Market Sale | 20,000 | $7.32 | $146,422.00 | (54%) 37.03K to 17.03K | 16% |
| 29-May-18 5:42 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 24-May-18 | Grant | 18,750 | -- | -- | 81% 23.28K to 42.03K | |
| 31-Oct-17 7:17 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 27-Oct-17 | Market Sale | 5,000 | $7.00 | $35,000.00 | (18%) 28.28K to 23.28K | 15% |
| 05-Oct-17 7:06 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Oct-17 | Grant | 3,129 | -- | -- | 12% 25.15K to 28.28K | |
| 16-Aug-17 6:39 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 14-Aug-17 | Market Sale | 5,000 | $6.87 | $34,339.00 | (17%) 30.15K to 25.15K | 14% |
| 08-Aug-17 9:19 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 07-Aug-17 | Market Sale | 10,000 | $7.00 | $70,031.00 | (25%) 40.15K to 30.15K | 15% |
| 08-Aug-17 9:19 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 04-Aug-17 | Market Sale | 5,000 | $7.00 | $35,006.50 | (11%) 45.15K to 40.15K | 15% |
| 06-Dec-18 8:36 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 31-Jul-17 | Market Sale | 5,000 | $6.71 | $33,573.50 | (12%) 42.03K to 37.03K | 12% |
| 26-Jul-17 5:13 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 24-Jul-17 | Market Sale | 5,000 | $6.67 | $33,366.50 | (10%) 50.15K to 45.15K | 11% |
| 19-Jul-17 6:03 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 17-Jul-17 | Market Sale | 5,000 | $6.39 | $31,951.00 | (9%) 55.15K to 50.15K | 7% |
| 17-Jul-17 5:45 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 13-Jul-17 | Market Sale | 5,000 | $6.58 | $32,923.50 | (8%) 60.15K to 55.15K | 10% |
| 17-Mar-17 4:22 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 15-Mar-17 | Grant | 12,091 | -- | -- | 25% 48.06K to 60.15K | |
| 09-May-16 7:49 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-May-16 | Grant | 12,573 | -- | -- | 35% 35.48K to 48.06K | |
| 06-Jul-15 6:45 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Jul-15 | Market Sale | 2,500 | $9.56 | $23,889.20 | (7%) 37.98K to 35.48K | 42% |
| 03-Jun-15 5:50 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Jun-15 | Market Sale | 2,500 | $9.50 | $23,750.00 | (6%) 40.48K to 37.98K | 42% |
| 03-Jun-15 5:50 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Jun-15 | Market Sale | 680 | $9.38 | $6,376.77 | (2%) 41.16K to 40.48K | 41% |
| 03-Jun-15 5:50 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Jun-15 | Market Sale | 9,320 | $9.28 | $86,496.10 | (18%) 50.48K to 41.16K | 41% |
| 28-May-15 6:26 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 26-May-15 | Grant | 8,937 | -- | -- | 22% 41.55K to 50.48K | |
| 05-May-15 5:52 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-May-15 | Market Sale | 12,500 | $10.18 | $127,225.00 | (24%) 52.79K to 40.29K | 46% |
| 03-Apr-15 6:01 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Apr-15 | Market Sale | 25,000 | $9.64 | $240,935.00 | (32%) 77.16K to 52.16K | 43% |
| 03-Mar-15 5:55 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Mar-15 | Market Sale | 1,534 | $9.50 | $14,573.00 | (2%) 78.07K to 76.53K | 42% |
| 03-Mar-15 5:55 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Mar-15 | Market Sale | 23,466 | $9.35 | $219,334.00 | (23%) 101.53K to 78.07K | 42% |
| 03-Mar-15 5:55 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 27-Feb-15 | Market Sale | 2,500 | $9.50 | $23,750.00 | (2%) 104.03K to 101.53K | 42% |
| 04-Feb-15 6:22 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Feb-15 | Market Sale | 22,500 | $8.25 | $185,711.00 | (18%) 125.91K to 103.41K | 34% |
| 21-Jan-15 4:33 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 20-Jan-15 | Market Sale | 22,500 | $8.40 | $189,056.00 | (15%) 147.78K to 125.28K | 35% |
| 08-Jan-15 8:16 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 06-Jan-15 | Option Exercise | 143,217 | -- | -- | 3139% 4.56K to 147.78K | |
| 04-Jun-14 4:43 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Jun-14 | Option Exercise | 5,408 | $2.87 | $15,521.00 | 190% 2.84K to 8.25K | |
| 04-Jun-14 4:43 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Jun-14 | Market Option Sale | 5,408 | $7.63 | $41,282.50 | (66%) 8.25K to 2.84K | 30% |
| 04-Jun-14 4:43 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Jun-14 | Market Sale | 1,420 | $7.63 | $10,839.70 | (50%) 2.84K to 1.42K | 30% |
| 05-May-14 4:47 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-May-14 | Option Exercise | 6,829 | $2.87 | $19,599.20 | 160% 4.26K to 11.09K | |
| 05-May-14 4:47 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-May-14 | Market Option Sale | 6,829 | $10.01 | $68,347.40 | (62%) 11.09K to 4.26K | 46% |
| 05-May-14 4:47 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-May-14 | Market Sale | 1,421 | $10.01 | $14,221.90 | (33%) 4.26K to 2.84K | 46% |
| 03-Apr-14 5:19 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Apr-14 | Option Exercise | 6,830 | $2.87 | $19,602.10 | 120% 5.68K to 12.51K | |
| 03-Apr-14 5:19 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Apr-14 | Market Option Sale | 6,830 | $11.09 | $75,725.60 | (55%) 12.51K to 5.68K | 52% |
| 03-Apr-14 5:19 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Apr-14 | Market Sale | 1,420 | $11.09 | $15,743.80 | (25%) 5.68K to 4.26K | 52% |
| 28-May-15 6:26 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-Mar-14 | Grant | 7,537 | -- | -- | 22% 34.01K to 41.55K | |
| 05-Mar-14 12:56 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Mar-14 | Option Exercise | 6,830 | $2.87 | $19,602.10 | 96% 7.1K to 13.93K | |
| 05-Mar-14 12:56 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Mar-14 | Market Option Sale | 6,830 | $9.88 | $67,461.30 | (49%) 13.93K to 7.1K | 46% |
| 05-Mar-14 12:56 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Mar-14 | Market Sale | 1,420 | $9.88 | $14,025.60 | (20%) 7.1K to 5.68K | 46% |
| 05-Feb-14 6:08 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Feb-14 | Option Exercise | 6,830 | $2.87 | $19,602.10 | 80% 8.52K to 15.35K | |
| 05-Feb-14 6:08 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Feb-14 | Market Option Sale | 6,830 | $8.73 | $59,660.00 | (44%) 15.35K to 8.52K | 39% |
| 05-Feb-14 6:08 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Feb-14 | Market Sale | 1,420 | $8.73 | $12,403.70 | (17%) 8.52K to 7.1K | 39% |
| 06-Jan-14 4:52 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Jan-14 | Option Exercise | 6,830 | $2.87 | $19,602.10 | 69% 9.94K to 16.77K | |
| 06-Jan-14 4:52 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Jan-14 | Market Option Sale | 6,830 | $7.47 | $51,034.40 | (41%) 16.77K to 9.94K | 29% |
| 06-Jan-14 4:52 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Jan-14 | Market Sale | 1,420 | $7.47 | $10,610.40 | (14%) 9.94K to 8.52K | 29% |
| 04-Dec-13 4:18 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Dec-13 | Option Exercise | 3,988 | $2.87 | $11,445.60 | 28% 14.21K to 18.19K | |
| 04-Dec-13 4:18 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Dec-13 | Market Option Sale | 3,988 | $9.12 | $36,372.60 | (22%) 18.19K to 14.21K | 42% |
| 04-Dec-13 4:18 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 02-Dec-13 | Market Sale | 4,262 | $9.12 | $38,871.60 | (30%) 14.21K to 9.94K | 42% |